SEC 13F Intelligence

Managers / Q4 2023 · view latest →

APPLETON PARTNERS INC/MA

CIK 0001055290 · ONE POST OFFICE SQUARE, 5TH FLOOR, BOSTON, MA, 02109 · 6173380700

Reported Value
$1.2B
Q4 2023
Positions
285
Filings on Record
30
2019–present window
Filed
Jan 2, 2024
original filing

Summary

Appleton Partners Inc/Ma reported $1.2B in U.S.-listed holdings across 285 positions for Q4 2023.

Its largest position, AAPL, represents 6.7% of the portfolio.

Compared with Q3 2023, the fund opened 9 new positions and exited 13.

Portfolio Metrics

Turnover
+2.0%
vs prior filed quarter
Top-10 Concentration
+32.1%
share of reported value
Largest Position
+6.7%
Apple
New / Exited
9 / 13
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $668MQ4 ’18Q1 ’19: $754MQ2 ’19: $809MQ3 ’19: $828MQ4 ’19: $910MQ4 ’19Q1 ’20: $722MQ2 ’20: $835MQ3 ’20: $906MQ4 ’20: $1.0BQ4 ’20Q1 ’21: $1.1BQ2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ4 ’21Q1 ’22: $1.2BQ2 ’22: $1.1BQ3 ’22: $1000MQ4 ’22: $1.1BQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ4 ’23Q1 ’24: $1.3BQ2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.4BQ3 ’25: $1.5BQ4 ’25: $1.5BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 67.0%ETP: 30.5%REIT: 1.7%ADR: 0.5%Other: 0.4%
  • Common Stock · 67.0% · $830M
  • ETP · 30.5% · $378M
  • REIT · 1.7% · $21M
  • ADR · 0.5% · $6M
  • Other · 0.4% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MUMICRON TECHNOLOGY INCNEW+120.3K120.3K+$10M$10M
SPDR PORTFOLIO HIGH YIELD BONDNEW+105.4K105.4K+$2M$2M
ISHARES CORE TOTAL USD BOND MANEW+33.3K33.3K+$2M$2M
LINDE PLC/OLDNEW+1.4K1.4K+$543,000$543,000
AMDADVANCED MICRO DEVICES INCNEW+1.7K1.7K+$246,000$246,000
BNYBANK OF NEW YORK MELLON CORP/TNEW+4.4K4.4K+$230,000$230,000
NVONOVO NORDISK A/SNEW+2.2K2.2K+$227,000$227,000
US DIVERSIFIED REAL ESTATE ETFNEW+7.1K7.1K+$215,000$215,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

281 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →CS6.66%$83M429.1K
2MSFTMICROSOFT CORPhistory →CS3.83%$48M126.4K
3GSLCGOLDMAN SACHS ACTIVEBETA U.S.history →ETF3.50%$43M462.8K
4JPSTJPMORGAN ULTRA-SHORT INCOME EThistory →ETF3.48%$43M858.3K
5SCHXSCHWAB US LARGE-CAP ETFhistory →ETF3.01%$37M661.8K
6GOOGALPHABET INCCS2.58%$32M227.6K
7AMZNAMAZON.COM INChistory →CS2.47%$31M201.4K
8JPMJPMORGAN CHASE & COhistory →CS2.33%$29M169.9K
9VVISA INChistory →CS2.21%$27M105.4K
10HDHOME DEPOT INC/THEhistory →CS2.00%$25M71.5K
11AVGOBROADCOM INChistory →CS1.86%$23M20.7K
12TMOTHERMO FISHER SCIENTIFIC INChistory →CS1.73%$21M40.4K
13XLEENERGY SELECT SECTOR SPDR FUNDhistory →CS1.67%$21M247.3K
14UNHUNITEDHEALTH GROUP INChistory →CS1.49%$18M35.1K
15ZTSZOETIS INChistory →CS1.39%$17M87.2K
16INTUINTUIT INChistory →CS1.38%$17M27.3K
17SCHFSCHWAB INTERNATIONAL EQUITY EThistory →ETF1.27%$16M425.4K
18JPMORGAN DIVERSIFIED RETURN USETF1.26%$16M259.4K
19ICEINTERCONTINENTAL EXCHANGE INChistory →CS1.25%$16M120.7K
20MSMORGAN STANLEYhistory →CS1.18%$15M157.6K
21GSIEGOLDMAN SACHS ACTIVEBETA INTERhistory →ETF1.15%$14M434.8K
22IEMGISHARES CORE MSCI EMERGING MARhistory →ETF0.98%$12M239.5K
23SPYSPDR S&P 500 ETF TRUSThistory →ETF0.97%$12M25.3K
24JEPIJPMORGAN EQUITY PREMIUM INCOMEhistory →ETF0.95%$12M213.9K
25DHRDANAHER CORPhistory →CS0.95%$12M50.8K
26EQIXEQUINIX INChistory →CS0.93%$12M14.3K
27AJGARTHUR J GALLAGHER & COhistory →CS0.93%$11M51.1K
28MRKMERCK & CO INChistory →CS0.92%$11M104.7K
29PGPROCTER & GAMBLE CO/THEhistory →CS0.92%$11M77.8K
30COSTCOSTCO WHOLESALE CORPhistory →CS0.92%$11M17.2K
31BXBLACKSTONE INChistory →CS0.90%$11M85.2K
32SHWSHERWIN-WILLIAMS CO/THEhistory →CS0.90%$11M35.7K
33BACBANK OF AMERICA CORPhistory →CS0.86%$11M317.5K
34PEPPEPSICO INChistory →CS0.86%$11M62.6K
35MUMICRON TECHNOLOGY INChistory →CS0.83%$10M120.3K
36CMGCHIPOTLE MEXICAN GRILL INChistory →CS0.81%$10M4.4K
37VRSKVERISK ANALYTICS INCCS0.80%$10M41.8K
38SCHASCHWAB US SMALL-CAP ETFETF0.80%$10M209.1K
39IBBISHARES BIOTECHNOLOGY ETFCS0.79%$10M72.1K
40PANWPALO ALTO NETWORKS INCCS0.77%$10M32.5K
41ROPROPER TECHNOLOGIES INCCS0.77%$10M17.5K
42JNJJOHNSON & JOHNSONCS0.76%$9M60.4K
43RSGREPUBLIC SERVICES INCCS0.76%$9M56.9K
44JPMORGAN ULTRA-SHORT MUNICIPALETF0.75%$9M182.3K
45SYKSTRYKER CORPCS0.70%$9M29.2K
46LMTLOCKHEED MARTIN CORPCS0.65%$8M17.8K
47DISWALT DISNEY CO/THECS0.65%$8M89.0K
48NOCNORTHROP GRUMMAN CORPCS0.64%$8M16.9K
49DHIDR HORTON INCCS0.61%$8M49.9K
50VMCVULCAN MATERIALS COCS0.61%$8M33.4K
51SPIBSPDR PORTFOLIO INTERMEDIATE TEETF0.61%$8M230.0K
52NFLXNETFLIX INCCS0.60%$7M15.4K
53STZCONSTELLATION BRANDS INCCS0.60%$7M31.0K
54BKNGBOOKING HOLDINGS INCCS0.59%$7M2.0K
55SBUXSTARBUCKS CORPCS0.57%$7M73.2K
56CPCANADIAN PACIFIC KANSAS CITY LCS0.56%$7M88.6K
57ABBVABBVIE INCCS0.55%$7M43.8K
58CIBRFIRST TRUST NASDAQ CYBERSECURICS0.54%$7M124.2K
59MNSTMONSTER BEVERAGE CORPCS0.54%$7M115.3K
60MCDMCDONALD'S CORPCS0.53%$7M22.1K
61WCNWASTE CONNECTIONS INCCS0.52%$6M43.5K
62TJXTJX COS INC/THECS0.52%$6M68.8K
63FLRNSPDR BLOOMBERG INVESTMENT GRADETF0.50%$6M204.4K
64BRK/BBERKSHIRE HATHAWAY INCCS0.49%$6M15.6K
65AMTAMERICAN TOWER CORPCS0.47%$6M26.7K
66AMGNAMGEN INCCS0.47%$6M20.0K
67IQVIQVIA HOLDINGS INCCS0.45%$6M24.2K
68IAGGISHARES CORE INTERNATIONAL AGGETF0.45%$6M111.4K
69SPDR PORTFOLIO AGGREGATE BONDETF0.45%$6M216.1K
70HSYHERSHEY CO/THECS0.44%$6M29.6K
71LVMUYLVMH MOET HENNESSY LOUIS VUITTCS0.44%$5M33.2K
72IWMISHARES RUSSELL 2000 ETFETF0.41%$5M25.1K
73ACNACCENTURE PLCCS0.40%$5M14.0K
74ADBEADOBE INCCS0.40%$5M8.3K
75HEROGLOBAL X VIDEO GAMES & ESPORTSCS0.36%$5M224.0K
76EXMOCEXXON MOBIL CORPCS0.36%$5M45.0K
77CNSWFCONSTELLATION SOFTWARE INC/CANCS0.33%$4M1.6K
78WSOWATSCO INCCS0.32%$4M9.2K
79SCHHSCHWAB U.S. REIT ETFETF0.31%$4M187.3K
80MDTMEDTRONIC PLCCS0.31%$4M46.5K
81PFFDGLOBAL X US PREFERRED ETFETF0.31%$4M196.6K
82EMLPFIRST TRUST NORTH AMERICAN ENEETF0.31%$4M137.2K
83WMTWALMART INCCS0.29%$4M22.9K
84CSCOCISCO SYSTEMS INCCS0.29%$4M70.6K
85XLUUTILITIES SELECT SECTOR SPDR FETF0.28%$4M55.4K
86CMECME GROUP INCCS0.27%$3M15.8K
87ETFMG PRIME CYBER SECURITY ETFCS0.26%$3M52.8K
88LLYELI LILLY & COCS0.25%$3M5.4K
89GSGOLDMAN SACHS GROUP INC/THECS0.24%$3M7.8K
90COMBGRANITESHARES BLOOMBERG COMMODETF0.23%$3M147.0K
91BRBROADRIDGE FINANCIAL SOLUTIONSCS0.23%$3M13.8K
92VEAVANGUARD FTSE DEVELOPED MARKETETF0.23%$3M58.5K
93BKLNINVESCO SENIOR LOAN ETFETF0.23%$3M132.2K
94METAMETA PLATFORMS INCCS0.21%$3M7.3K
95IVVISHARES CORE S&P 500 ETFETF0.21%$3M5.4K
96VOVANGUARD MID-CAP ETFETF0.20%$3M10.9K
97NVDANVIDIA CORPCS0.20%$3M5.1K
98SPDR PORTFOLIO HIGH YIELD BONDETF0.20%$2M105.4K
99EFAISHARES MSCI EAFE ETFETF0.20%$2M32.2K
100ADSKAUTODESK INCCS0.19%$2M9.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B262Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.5B263Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B256Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.4B251Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B243Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B253Jan 28, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B255Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B259Jul 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B273Apr 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B285Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B289Oct 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B287Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B295Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B295Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$1000M292Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B293Jul 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B302Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B310Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B291Oct 14, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B286Jul 7, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B279Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.0B274Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$906M262Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$835M257Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$722M258May 4, 202013F-HRchanges · EDGAR ↗
Q4 2019$910M290Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$828M280Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$809M281Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$754M263Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$668M261Jan 17, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.