SEC 13F Intelligence

Managers / Q1 2020 · view latest →

SYMPHONY ASSET MANAGEMENT LLC

CIK 0001030815 · 555 CALIFORNIA STREET, SUITE 3100, SAN FRANCISCO, CA, 94104 · 4156764000

Reported Value
$318M
Q1 2020
Positions
43
Filings on Record
7
2019–present window
Filed
May 12, 2020
original filing

Summary

Symphony Asset Management LLC reported $318M in U.S.-listed holdings across 43 positions for Q1 2020.

Its largest position, Microchip Technology, represents 10.3% of the portfolio.

Compared with Q4 2019, the fund opened 18 new positions and exited 142.

Portfolio Metrics

Turnover
+46.5%
vs prior filed quarter
Top-10 Concentration
+67.9%
share of reported value
Largest Position
+10.3%
Microchip Technology
New / Exited
18 / 142
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $338MQ4 ’18Q1 ’19: $389MQ1 ’19Q2 ’19: $478MQ2 ’19Q3 ’19: $464MQ3 ’19Q4 ’19: $452MQ4 ’19Q1 ’20: $318MQ1 ’20Q2 ’20: $309MQ2 ’20filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 65.6%Common Stock: 20.3%GLOBAL: 9.6%Closed-End Fund: 2.5%Other: 1.6%PUBLIC: 0.4%
  • US DOMESTIC · 65.6% · $209M
  • Common Stock · 20.3% · $64M
  • GLOBAL · 9.6% · $31M
  • Closed-End Fund · 2.5% · $8M
  • Other · 1.6% · $5M
  • PUBLIC · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MICROCHIP TECHNOLOGY INCNEW+32.00M32.00M+$33M$33M
ALLSCRIPTS HEALTHCARE SOLUTNNEW+23.00M23.00M+$22M$22M
8X8 INC NEWNEW+20.00M20.00M+$17M$17M
TEVA PHARMACEUTICAL FIN LLCNEW+17.60M17.60M+$16M$16M
PALO ALTO NETWORKS INCNEW+16.00M16.00M+$15M$15M
FIREEYE INCNEW+12.82M12.82M+$11M$11M
TUTOR PERINI CORPNEW+6.77M6.77M+$6M$6M
RNGRINGCENTRAL INCNEW+29.2K29.2K+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/110.34%$33M32.00M
2CTRIP COM INTL LTDNOTE 1.000% 7/09.58%$31M31.21M
3FIREEYE INCNOTE 1.625% 6/0 · NOTE 0.875% 6/09.19%$29M32.83M
4MDRXALLSCRIPTS HEALTHCARE SOLUTNNOTE 1.250% 7/0 · COM6.98%$22M23.01M
5IHRTIHEARTMEDIA INChistory →COM CL A6.58%$21M2.86M
68X8 INC NEWNOTE 0.500% 2/05.39%$17M20.00M
7ON SEMICONDUCTOR CORPNOTE 1.000%12/05.16%$16M16.50M
8TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/05.14%$16M17.60M
9PALO ALTO NETWORKS INCNOTE 0.750% 7/04.86%$15M16.00M
10LIGAND PHARMACEUTICALS INCNOTE 0.750% 5/14.68%$15M18.00M
11AVAYA HLDGS CORPCOM4.07%$13M1.60M
12ILMNILLUMINA INCNOTE 8/1 · COM3.07%$10M6.21M
13REDFIN CORPNOTE 1.750% 7/12.17%$7M7.58M
14SPLUNK INCNOTE 0.500% 9/12.03%$6M6.00M
15TUTOR PERINI CORPNOTE 2.875% 6/11.96%$6M6.77M
16RNGRINGCENTRAL INChistory →CL A1.94%$6M29.2K
17TWLOTWILIO INChistory →CL A1.82%$6M64.9K
18CCOCLEAR CHANNEL OUTDOOR HLDGShistory →COM1.63%$5M8.11M
19DISH NETWORK CORPORATIONNOTE 3.375% 8/11.53%$5M6.00M
20EVFEATON VANCE SR INCOME TRhistory →SH BEN INT1.40%$4M968.6K
21ATLASSIAN CORP PLCCL A1.15%$4M26.7K
22EFTEATON VANCE FLTING RATE INChistory →COM1.14%$4M353.7K
23TWITTER INCNOTE 0.250% 6/11.13%$4M4.00M
24CMLSQCUMULUS MEDIA INCCOM CLASS A0.94%$3M549.8K
25RAPID7 INCNOTE 1.250% 8/00.82%$3M2.14M
26NUVASIVE INCCOM0.81%$3M51.0K
27SM ENERGY CONOTE 1.500% 7/00.81%$3M7.00M
28TELIGENT INC NEWNOTE 4.750% 5/00.61%$2M6.09M
29RHNOTE 6/10.57%$2M2.24M
30MDBMONGODB INCCL A0.48%$2M11.3K
31HORIZON THERAPEUTICS PUB LTDSHS0.46%$1M49.6K
32PEGAPEGASYSTEMS INCCOM0.44%$1M19.5K
33GFL ENVIRONMENTAL INCUNIT 99/99/9999T0.40%$1M30.0K
34KARYOPHARM THERAPEUTICS INCNOTE 3.000%10/10.23%$717,000500.0K
35RIGTRANSOCEAN LTDREG SHS0.15%$473,000407.6K
36NABORS INDS INC NEWNOTE 0.750% 1/10.12%$390,0002.00M
37DOCUDOCUSIGN INCCOM0.09%$276,0003.0K
38FCNFTI CONSULTING INCCOM0.06%$204,0001.7K
39BWINBRP GROUP INCCOM CL A0.04%$116,00011.0K
40REALOGY HLDGS CORPCOM0.01%$34,00011.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2020$309M41Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$318M43May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$452M167Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$464M173Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$478M172Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$389M175May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$338M164Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Nuveen Investments, Inc.028-11405

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.