SEC 13F Intelligence

Managers / Q3 2019 · view latest →

SYMPHONY ASSET MANAGEMENT LLC

CIK 0001030815 · 555 CALIFORNIA STREET, SUITE 3100, SAN FRANCISCO, CA, 94104 · 4156764000

Reported Value
$464M
Q3 2019
Positions
173
Filings on Record
7
2019–present window
Filed
Nov 14, 2019
original filing

Summary

Symphony Asset Management LLC reported $464M in U.S.-listed holdings across 173 positions for Q3 2019.

Its largest position, IHRT, represents 9.5% of the portfolio.

Compared with Q2 2019, the fund opened 58 new positions and exited 57.

Portfolio Metrics

Turnover
+42.7%
vs prior filed quarter
Top-10 Concentration
+50.8%
share of reported value
Largest Position
+9.5%
Iheartmedia
New / Exited
58 / 57
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $338MQ4 ’18Q1 ’19: $389MQ1 ’19Q2 ’19: $478MQ2 ’19Q3 ’19: $464MQ3 ’19Q4 ’19: $452MQ4 ’19Q1 ’20: $318MQ1 ’20Q2 ’20: $309MQ2 ’20filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 51.0%Common Stock: 37.8%GLOBAL: 4.8%Other: 2.4%Closed-End Fund: 2.3%Other: 1.7%
  • US DOMESTIC · 51.0% · $236M
  • Common Stock · 37.8% · $175M
  • GLOBAL · 4.8% · $22M
  • Other · 2.4% · $11M
  • Closed-End Fund · 2.3% · $11M
  • Other · 1.7% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IHRTIHEARTMEDIA INCNEW+2.93M2.93M+$44M$44M
TWITTER INCNEW+30.14M30.14M+$30M$30M
RAPID7 INCNEW+19.86M19.86M+$26M$26M
MICROCHIP TECHNOLOGY INCNEW+8.00M8.00M+$15M$15M
TTM TECHNOLOGIES INCNEW+10.20M10.20M+$14M$14M
INPHI CORPNEW+8.00M8.00M+$10M$10M
LIGAND PHARMACEUTICALS INCNEW+6.50M6.50M+$5M$5M
PODDINSULET CORPNEW+28.6K28.6K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

48 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IHRTIHEARTMEDIA INChistory →COM CL A9.47%$44M2.93M
2TWITTER INCNOTE 1.000% 9/16.42%$30M30.14M
3RAPID7 INCNOTE 1.250% 8/05.58%$26M19.86M
4CTRIP COM INTL LTDNOTE 1.000% 7/04.85%$22M23.00M
5TDOCTELADOC HEALTH INCNOTE 3.000%12/1 · COM4.56%$21M11.52M
6CCOCLEAR CHANNEL OUTDOOR HLDGShistory →COM4.46%$21M8.21M
7AVYAUSDAVAYA HLDGS CORPhistory →COM4.29%$20M1.94M
8ACORDA THERAPEUTICS INCNOTE 1.750% 6/14.04%$19M23.87M
9HORIZON PHARMA INVT LTDNOTE 2.500% 3/13.78%$18M15.00M
10RINGCENTRAL INCNOTE 3/13.66%$17M10.50M
11MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/13.27%$15M8.00M
12TTM TECHNOLOGIES INCNOTE 1.750%12/12.94%$14M10.20M
13REDFIN CORPNOTE 1.750% 7/12.88%$13M14.50M
14ON SEMICONDUCTOR CORPNOTE 1.000%12/02.56%$12M10.15M
15ROVI CORPNOTE 0.500% 3/02.23%$10M10.50M
16INPHI CORPNOTE 0.750% 9/02.15%$10M8.00M
17CMLSQCUMULUS MEDIA INChistory →COM CLASS A1.92%$9M612.8K
18BIOMARIN PHARMACEUTICAL INCNOTE 0.599% 8/01.91%$9M9.00M
19EVFEATON VANCE SR INCOME TRhistory →SH BEN INT1.28%$6M968.6K
20LIGAND PHARMACEUTICALS INCNOTE 0.750% 5/11.17%$5M6.50M
21PODDINSULET CORPhistory →COM1.02%$5M28.6K
22EATON VANCE FLTING RATE INCCOM1.01%$5M353.7K
23ETSYETSY INCCOM0.90%$4M74.0K
24WDAYWORKDAY INCCL A0.85%$4M23.2K
25ZZILLOW GROUP INCNOTE 1.500% 7/0 · COM0.80%$4M3.04M
26SM ENERGY CONOTE 1.500% 7/00.78%$4M4.00M
27BKNGBOOKING HLDGS INCCOM0.74%$3M1.7K
28TELIGENT INC NEWNOTE 4.750% 5/00.65%$3M6.09M
29GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/10.59%$3M2.38M
30NABORS INDS INC NEWNOTE 0.750% 1/10.55%$3M4.00M
31REPLIGEN CORPNOTE 0.375% 7/10.43%$2M2.00M
32TRANSOCEAN LTDREG SHS0.43%$2M444.4K
33MELLANOX TECHNOLOGIES LTDSHS0.41%$2M17.4K
34ZEN1EURZENDESK INCCOM0.38%$2M24.3K
35MESA LABS INCNOTE 1.375% 8/10.35%$2M1.50M
36ZBHZIMMER BIOMET HLDGS INCCOM0.32%$1M10.8K
37GOOGLALPHABET INCCAP STK CL A0.27%$1M1.0K
38IBMINTERNATIONAL BUSINESS MACHSCOM0.27%$1M8.6K
39MSFTMICROSOFT CORPCOM0.26%$1M8.7K
40SELECT SECTOR SPDR TRSBI CONS STPLS0.25%$1M19.2K
41MEDTRONIC PLCSHS0.25%$1M10.7K
42CRMSALESFORCE COM INCCOM0.25%$1M7.7K
43SNPSSYNOPSYS INCCOM0.24%$1M8.2K
44INTUINTUITCOM0.24%$1M4.2K
45CLGXCORELOGIC INCCOM0.23%$1M23.2K
46PANWPALO ALTO NETWORKS INCCOM0.23%$1M5.2K
47TMOTHERMO FISHER SCIENTIFIC INCCOM0.22%$1M3.5K
48GLOBAL X FDSGLBL X MLP ETF0.22%$1M121.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2020$309M41Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$318M43May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$452M167Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$464M173Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$478M172Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$389M175May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$338M164Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Nuveen Investments, Inc.028-11405

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.