SEC 13F Intelligence

Managers / Q2 2019 · view latest →

SYMPHONY ASSET MANAGEMENT LLC

CIK 0001030815 · 555 CALIFORNIA STREET, SUITE 3100, SAN FRANCISCO, CA, 94104 · 4156764000

Reported Value
$478M
Q2 2019
Positions
172
Filings on Record
7
2019–present window
Filed
Aug 14, 2019
original filing

Summary

Symphony Asset Management LLC reported $478M in U.S.-listed holdings across 172 positions for Q2 2019.

Its largest position, CCO, represents 8.0% of the portfolio.

Compared with Q1 2019, the fund opened 54 new positions and exited 57.

Portfolio Metrics

Turnover
+29.6%
vs prior filed quarter
Top-10 Concentration
+49.3%
share of reported value
Largest Position
+8.0%
Clear Channel Outdoor
New / Exited
54 / 57
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $338MQ4 ’18Q1 ’19: $389MQ1 ’19Q2 ’19: $478MQ2 ’19Q3 ’19: $464MQ3 ’19Q4 ’19: $452MQ4 ’19Q1 ’20: $318MQ1 ’20Q2 ’20: $309MQ2 ’20filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 53.0%Common Stock: 33.5%GLOBAL: 4.8%Other: 2.5%ETP: 2.3%Other: 3.9%
  • US DOMESTIC · 53.0% · $254M
  • Common Stock · 33.5% · $160M
  • GLOBAL · 4.8% · $23M
  • Other · 2.5% · $12M
  • ETP · 2.3% · $11M
  • Other · 3.9% · $19M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CCOCLEAR CHANNEL OUTDOOR HOLDINGS INCNEW+8.09M8.09M+$38M$38M
TWITTER INCNEW+20.00M20.00M+$20M$20M
HORIZON PHARMA INVESTMENT LTDNEW+16.00M16.00M+$18M$18M
ON SEMICONDUCTOR CORPNEW+10.00M10.00M+$12M$12M
INPHI CORPNEW+8.77M8.77M+$12M$12M
FIREEYE INCNEW+10.00M10.00M+$10M$10M
PURE STORAGE INCNEW+6.47M6.47M+$6M$6M
IONIS PHARMACEUTICALS INCNEW+5.00M5.00M+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

171 positions
#IssuerClass% PortfolioValueShares
1CCOCLEAR CHANNEL OUTDOOR HOLDINGS INChistory →SHS7.98%$38M8.09M
2RINGCENTRAL INCBOND6.32%$30M20.10M
3AVYAUSDAVAYA HOLDINGS CORPhistory →SHS6.22%$30M2.50M
4TELADOC HEALTH INCBOND5.01%$24M14.11M
5CTRIP.COM INTERNATIONAL LTDBOND4.75%$23M23.00M
6ACORDA THERAPEUTICS INCBOND4.26%$20M23.87M
7BIOMARIN PHARMACEUTICAL INCBOND4.13%$20M19.00M
8TWITTER INCBOND4.09%$20M20.00M
9HORIZON PHARMA INVESTMENT LTDBOND3.72%$18M16.00M
10CLOVIS ONCOLOGY INCBOND2.88%$14M15.50M
11ROVI CORPBOND2.76%$13M13.50M
12FIREEYE INCBOND2.64%$13M13.00M
13REDFIN CORPBOND2.62%$13M13.50M
14ON SEMICONDUCTOR CORPBOND2.57%$12M10.00M
15INPHI CORPBOND2.47%$12M8.77M
16CMLSQCUMULUS MEDIA INChistory →SHS2.47%$12M636.0K
17ZENDESK INCBOND2.00%$10M6.22M
18FLUIDIGM CORPBOND1.54%$7M7.61M
19PURE STORAGE INCBOND1.30%$6M6.47M
20SAREPTA THERAPEUTICS INCBOND1.28%$6M2.75M
21EVFEATON VANCE SENIOR INCOME TRUSThistory →ETF1.26%$6M968.6K
22IONIS PHARMACEUTICALS INCBOND1.24%$6M5.00M
23EATON VANCE FLOATING-RATE INCOME TRUSTETF1.00%$5M353.7K
24CONSUMER STAPLES SELECT SECTOR SPDR FUNDETF0.92%$4M75.8K
25NABORS INDUSTRIES INCBOND0.75%$4M5.00M
26WHITING PETROLEUM CORPBOND0.73%$4M3.62M
27COUPEURCOUPA SOFTWARE INCSHS0.71%$3M26.9K
28TELIGENT INC/NJBOND0.68%$3M6.09M
29INVESCO SENIOR LOAN ETFETF0.68%$3M143.3K
30TRANSOCEAN LTDSHS0.60%$3M444.4K
31MSFTMICROSOFT CORPSHS0.55%$3M19.8K
32GOOGLALPHABET INCSHS0.51%$2M2.3K
33QTWOQ2 HLDGS INC COMSHS0.45%$2M27.9K
34ZNGAEURZYNGA INCSHS0.38%$2M298.4K
35CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUNDETF0.38%$2M15.3K
36ILMNILLUMINA INCSHS0.38%$2M4.9K
37VVISA INCSHS0.36%$2M9.9K
38MELLANOX TECHNOLOGIES LTDSHS0.34%$2M14.9K
39BABOEING CO/THESHS0.31%$1M4.1K
40ZAYO GROUP HOLDINGS INCSHS0.28%$1M41.1K
41GLOBAL X MLP ETFETF0.26%$1M141.5K
42PANWPALO ALTO NETWORKS INCSHS0.26%$1M6.1K
43PTCPTC INC COMSHS0.26%$1M13.8K
44COLDEURAMERICOLD RLTY TR COMSHS0.26%$1M37.9K
45AMDOCS LTDSHS0.25%$1M19.3K
46CLGXCORELOGIC INC COMSHS0.24%$1M28.0K
47RHRHSHS0.24%$1M10.1K
48INTUINTUIT INCSHS0.24%$1M4.4K
49VIRTVIRTU FINL INC CL ASHS0.24%$1M53.3K
50VMWEURVMWARE INCSHS0.24%$1M6.8K
51AL21ALLSCRIPTS HEALTHCARE SOLUTICOSHS0.24%$1M98.0K
52RCI/BROGERS COMMUNICATIONS INCSHS0.23%$1M20.3K
53FCPTFOUR CORNERS PPTY TR INC COMSHS0.22%$1M39.4K
54BEBLOOM ENERGY CORPSHS0.22%$1M87.0K
55MEDTRONIC INCSHS0.22%$1M10.7K
56TMOTHERMO FISHER SCIENTIFIC INCSHS0.22%$1M3.5K
57ZBHZIMMER BIOMET HOLDINGS INCSHS0.22%$1M8.8K
58EQIXEQUINIX INCSHS0.21%$1M2.0K
59MAMASTERCARD INCSHS0.21%$1M3.8K
60CTRECARETRUST REIT INC COMSHS0.21%$1M42.3K
61VG1EURVONAGE HOLDINGS CORPSHS0.21%$1M88.4K
62CRMSALESFORCE.COM INCSHS0.21%$990,0006.5K
63BACVERIZON COMMUNICATIONS INCSHS0.21%$981,00017.2K
64ESSENT GROUP LTD COMSHS0.20%$964,00020.5K
65PGRPROGRESSIVE CORP/THESHS0.20%$955,00011.9K
66TQJSIGNATURE BANK/NEW YORK NYSHS0.20%$954,0007.9K
67BPOPPOPULAR INC COMSHS0.20%$946,00017.4K
68TMKTORCHMARK CORPSHS0.20%$941,00010.5K
69WYWEYERHAEUSER COSHS0.20%$934,00035.4K
70AXPAMERICAN EXPRESS COSHS0.19%$924,0007.5K
71TSSTOTAL SYSTEM SERVICES INCSHS0.19%$908,0007.1K
72NSCNORFOLK SOUTHERN CORPSHS0.19%$908,0004.6K
73OKEONEOK INCSHS0.19%$904,00013.1K
74MEDPMEDPACE HLDGS INC COMSHS0.19%$897,00013.7K
75ELSEQUITY LIFESTYLE PROPERTIES INCSHS0.19%$893,0007.4K
76HONGBPHONEYWELL INTERNATIONAL INCSHS0.19%$891,0005.1K
77RGAREINSURANCE GROUP OF AMERICA INCSHS0.19%$889,0005.7K
78OMFONEMAIN HLDGS INC COMSHS0.18%$885,00026.2K
79AKXANSYS INCSHS0.18%$879,0004.3K
80OFGOFG BANCORPSHS0.18%$856,00036.0K
81SUN COMMUNITIES INCSHS0.17%$827,0006.4K
82SNPSSYNOPSYS INCSHS0.17%$824,0006.4K
83UNPUNION PACIFIC CORPSHS0.17%$822,0004.9K
84BCPCBALCHEM CORP CL BSHS0.17%$794,0007.9K
85LNGCHENIERE ENERGY INCSHS0.17%$794,00011.6K
86LIBERTY LATIN AMERICA LTDSHS0.16%$784,00045.6K
87AKAMAKAMAI TECHNOLOGIES INCSHS0.16%$783,0009.8K
88ALSALLSTATE CORP/THESHS0.16%$782,0007.7K
89EVOP1EUREVO PMTS INC CL A COMSHS0.16%$771,00024.5K
90NOKNOKIA OYJADR0.16%$763,000152.2K
91NEENEXTERA ENERGY INCSHS0.15%$730,0003.6K
92AVGOBROADCOM INCSHS0.15%$710,0002.5K
93CITCINTAS CORPSHS0.15%$710,0003.0K
94AMZNAMAZON.COM INCSHS0.15%$704,000372
95AXIS CAPITAL HLDGS LTD SHSSHS0.15%$703,00011.8K
96TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTDADR0.15%$696,00017.8K
97UNHUNITEDHEALTH GROUP INCSHS0.15%$695,0002.8K
98AWIARMSTRONG WORLD INDUSTRIES INCSHS0.14%$686,0007.1K
99DUTMOODY'S CORPSHS0.14%$670,0003.4K
100DTEDTE ENERGY COSHS0.14%$670,0005.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2020$309M41Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$318M43May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$452M167Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$464M173Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$478M172Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$389M175May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$338M164Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Nuveen Investments, Inc.028-11405

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.