SEC 13F Intelligence

Managers / Q1 2019 · view latest →

SYMPHONY ASSET MANAGEMENT LLC

CIK 0001030815 · 555 CALIFORNIA STREET, SUITE 3100, SAN FRANCISCO, CA, 94104 · 4156764000

Reported Value
$389M
Q1 2019
Positions
175
Filings on Record
7
2019–present window
Filed
May 14, 2019
original filing

Summary

Symphony Asset Management LLC reported $389M in U.S.-listed holdings across 175 positions for Q1 2019.

Its largest position, AVYAUSD, represents 11.5% of the portfolio.

Compared with Q4 2018, the fund opened 67 new positions and exited 56.

Portfolio Metrics

Turnover
+35.6%
vs prior filed quarter
Top-10 Concentration
+52.4%
share of reported value
Largest Position
+11.5%
Avaya
New / Exited
67 / 56
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $338MQ4 ’18Q1 ’19: $389MQ1 ’19Q2 ’19: $478MQ2 ’19Q3 ’19: $464MQ3 ’19Q4 ’19: $452MQ4 ’19Q1 ’20: $318MQ1 ’20Q2 ’20: $309MQ2 ’20filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 50.4%Common Stock: 36.2%Other: 3.5%GLOBAL: 2.8%Closed-End Fund: 2.7%Other: 4.5%
  • US DOMESTIC · 50.4% · $196M
  • Common Stock · 36.2% · $141M
  • Other · 3.5% · $13M
  • GLOBAL · 2.8% · $11M
  • Closed-End Fund · 2.7% · $11M
  • Other · 4.5% · $18M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RINGCENTRAL INCNEW+18.00M18.00M+$26M$26M
CLOVIS ONCOLOGY INCNEW+14.00M14.00M+$13M$13M
CTRIP.COM INTERNATIONAL LTDNEW+10.52M10.52M+$11M$11M
SAREPTA THERAPEUTICS INCNEW+5.75M5.75M+$10M$10M
REDFIN CORPNEW+7.36M7.36M+$7M$7M
ZENDESK INCNEW+4.75M4.75M+$7M$7M
TWITTER INCNEW+5.00M5.00M+$5M$5M
CHGGCHEGG INCNEW+63.9K63.9K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

171 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AVYAUSDAVAYA HOLDINGS CORPhistory →SHS11.53%$45M2.66M
2NAVISTAR INTERNATIONAL CORPNote 4.750% 4/17.45%$29M29.00M
3RINGCENTRAL INCNOTE 3/16.59%$26M18.00M
4TDOCTELADOC HEALTH INCNOTE 3.000%12/1 · SHS6.08%$24M15.74M
5ACORDA THERAPEUTICS INCNOTE 1.750% 6/15.42%$21M23.82M
6ROVI CORPNOTE 0.500% 3/03.37%$13M13.50M
7CLOVIS ONCOLOGY INCNOTE 2.500% 9/13.35%$13M14.00M
8CMLSQCUMULUS MEDIA INChistory →SHS3.12%$12M674.3K
9CTRIP.COM INTERNATIONAL LTDNOTE 1.000% 7/02.76%$11M10.52M
10SAREPTA THERAPEUTICS INCDBCV 1.500%11/12.68%$10M5.75M
11ELECTRONICS FOR IMAGING INCNOTE 0.750% 9/02.54%$10M10.00M
12AVID TECHNOLOGY INCNOTE 2.000% 6/12.22%$9M9.14M
13INVESCO SENIOR LOAN ETFETF2.11%$8M363.3K
14FLUIDIGM CORPNOTE 2.750% 2/01.84%$7M7.58M
15REDFIN CORPNOTE 1.750% 7/11.82%$7M7.36M
16ZENDESK INCBOND1.78%$7M4.75M
17EVFEATON VANCE SENIOR INCOME TRUSThistory →ETF1.53%$6M968.6K
18TWITTER INCNOTE 0.250% 9/11.27%$5M5.00M
19EATON VANCE FLOATING-RATE INCOME TRUSTETF1.20%$5M353.7K
20EEFTEURONET WORLDWIDE INC COMhistory →SHS1.11%$4M30.3K
21TELIGENT INC/NJNOTE 4.750% 5/01.09%$4M6.09M
22TERADYNE INCNOTE 1.250%12/11.08%$4M3.00M
23TRANSOCEAN LTDSHS0.99%$4M444.4K
24FEYEUSDFIREEYE INCNOTE 1.625% 6/0 · SHS0.91%$4M3.04M
25C&J ENERGY SERVICES INCSHS0.83%$3M207.2K
26GOOGLALPHABET INCSHS0.70%$3M2.3K
27MSFTMICROSOFT CORPSHS0.70%$3M23.1K
28CHGGCHEGG INCSHS0.63%$2M63.9K
29BIOMARIN PHARMACEUTICAL INCNOTE 0.599% 8/00.59%$2M2.25M
30RHT1EURRED HAT INCSHS0.55%$2M11.7K
31WHITING PETROLEUM CORPBOND0.53%$2M2.12M
32MELLANOX TECHNOLOGIES LTDSHS0.46%$2M15.3K
33SPLKCHFSPLUNK INCSHS0.42%$2M13.1K
34PTCPTC INC COMSHS0.39%$2M16.4K
35MZTILANCASTER COLONY CORPSHS0.37%$1M9.3K
36AVGOBROADCOM INCSHS0.36%$1M4.6K
37CIENCIENA CORPSHS0.34%$1M35.5K
38VVISA INCSHS0.33%$1M8.2K
39EQIXEQUINIX INCSHS0.31%$1M2.6K
40ZBHZIMMER BIOMET HOLDINGS INCSHS0.31%$1M9.3K
41AMZNAMAZON.COM INCSHS0.30%$1M659
42FCPTFOUR CORNERS PPTY TR INC COMSHS0.30%$1M39.6K
43DPZDOMINO'S PIZZA INCSHS0.29%$1M4.4K
44INTUINTUIT INCSHS0.29%$1M4.4K
45UNHUNITEDHEALTH GROUP INCSHS0.29%$1M4.5K
46RCI/BROGERS COMMUNICATIONS INCSHS0.28%$1M20.4K
47APC3EURANADARKO PETROLEUM CORPSHS0.28%$1M24.0K
48ESSENT GROUP LTD COMSHS0.28%$1M24.8K
49BABOEING CO/THESHS0.28%$1M2.8K
50CICIGNA CORPSHS0.27%$1M6.6K
51BACVERIZON COMMUNICATIONS INCSHS0.27%$1M17.6K
52TQJSIGNATURE BANK/NEW YORK NYSHS0.26%$999,0007.8K
53CTRECARETRUST REIT INC COMSHS0.26%$998,00042.5K
54SNPSSYNOPSYS INCSHS0.25%$973,0008.4K
55USFDUS FOODS HOLDING CORPSHS0.25%$968,00027.7K
56PANWPALO ALTO NETWORKS INCSHS0.24%$934,0003.8K
57AMDOCS LTDSHS0.24%$920,00017.0K
58BPOPPOPULAR INC COMSHS0.23%$914,00017.5K
59RDNRADIAN GROUP INC COMSHS0.23%$911,00043.9K
60WYWEYERHAEUSER COSHS0.23%$906,00034.4K
61JNJJOHNSON & JOHNSONSHS0.23%$899,0006.4K
62ANETEURARISTA NETWORKS INCSHS0.23%$896,0002.8K
63SYYSYSCO CORPSHS0.23%$883,00013.2K
64MPCMARATHON PETROLEUM CORPSHS0.22%$869,00014.5K
65AL21ALLSCRIPTS HEALTHCARE SOLUTICOSHS0.22%$867,00090.9K
66COLDEURAMERICOLD RLTY TR COMSHS0.22%$857,00028.1K
67ITAU UNIBANCO HOLDING SAADR0.22%$849,00096.3K
68ELSEQUITY LIFESTYLE PROPERTIES INCSHS0.22%$837,0007.3K
69WEXWEX INCSHS0.21%$830,0004.3K
70TMOTHERMO FISHER SCIENTIFIC INCSHS0.21%$828,0003.0K
71MAMASTERCARD INCSHS0.21%$821,0003.5K
72AXPAMERICAN EXPRESS COSHS0.21%$818,0007.5K
73VIRTVIRTU FINL INC CL ASHS0.21%$817,00034.4K
74RGAREINSURANCE GROUP OF AMERICA INCSHS0.21%$809,0005.7K
75AKXANSYS INCSHS0.21%$805,0004.4K
76WHWYNDHAM HOTELS & RESORTS INCCOSHS0.21%$803,00016.0K
77TSSTOTAL SYSTEM SERVICES INCSHS0.21%$800,0008.4K
78SUN COMMUNITIES INCSHS0.20%$764,0006.4K
79HDHOME DEPOT INC/THESHS0.20%$762,0004.0K
80PLURALSIGHT INCSHS0.19%$749,00023.6K
81OMFONEMAIN HLDGS INC COMSHS0.19%$743,00023.4K
82PGRPROGRESSIVE CORP/THESHS0.19%$735,00010.2K
83NSCNORFOLK SOUTHERN CORPSHS0.19%$726,0003.9K
84ZAYO GROUP HOLDINGS INCSHS0.19%$725,00025.5K
85HONGBPHONEYWELL INTERNATIONAL INCSHS0.19%$722,0004.5K
86BCPCBALCHEM CORP CL BSHS0.18%$713,0007.7K
87FISVFISERV INCSHS0.18%$687,0007.8K
88UNPUNION PACIFIC CORPSHS0.18%$682,0004.1K
89ROKROCKWELL AUTOMATION INCSHS0.17%$674,0003.8K
90NATIONAL INSTRUMENTS CORPSHS0.17%$644,00014.5K
91GDOTGREEN DOT CORP CL ASHS0.16%$633,00010.4K
92HCP INCSHS0.16%$624,00019.9K
93RADWARE LTDSHS0.16%$616,00023.6K
94MEDTRONIC INCSHS0.16%$615,0006.8K
95LAMRLAMAR ADVERTISING COSHS0.16%$614,0007.7K
96OKEONEOK INCSHS0.16%$609,0008.7K
97MEDPMEDPACE HOLDINGS INCSHS0.16%$605,00010.3K
98IHPDINEEQUITY INC COMSHS0.15%$603,0006.6K
99LGF/BEURLIONS GATE ENTMNT CORP CL B NOSHS0.15%$599,00039.7K
100HRUSDHEALTHCARE RLTY TRSHS0.15%$595,00018.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2020$309M41Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$318M43May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$452M167Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$464M173Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$478M172Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$389M175May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$338M164Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Nuveen Investments, Inc.028-11405

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.