SEC 13F Intelligence

Managers / Q4 2018 · view latest →

SYMPHONY ASSET MANAGEMENT LLC

CIK 0001030815 · 555 CALIFORNIA STREET, SUITE 3100, SAN FRANCISCO, CA, 94104 · 4156764000

Reported Value
$338M
Q4 2018
Positions
164
Filings on Record
7
2019–present window
Filed
Feb 14, 2019
original filing

Summary

Symphony Asset Management LLC reported $338M in U.S.-listed holdings across 164 positions for Q4 2018.

Its largest position, Invesco Exchng Traded Fd Tr, represents 13.2% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+60.5%
share of reported value
Largest Position
+13.2%
Invesco Exchng Traded Fd Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $338MQ4 ’18Q1 ’19: $389MQ1 ’19Q2 ’19: $478MQ2 ’19Q3 ’19: $464MQ3 ’19Q4 ’19: $452MQ4 ’19Q1 ’20: $318MQ1 ’20Q2 ’20: $309MQ2 ’20filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 44.4%Common Stock: 34.7%ETP: 13.6%Closed-End Fund: 3.0%Other: 2.8%Other: 1.4%
  • US DOMESTIC · 44.4% · $150M
  • Common Stock · 34.7% · $117M
  • ETP · 13.6% · $46M
  • Closed-End Fund · 3.0% · $10M
  • Other · 2.8% · $10M
  • Other · 1.4% · $5M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO EXCHNG TRADED FD TRNEW+2.04M2.04M+$45M$45M
AVYAUSDAVAYA HLDGS CORPNEW+3.03M3.03M+$44M$44M
NAVISTAR INTERNATIONAL CORPNEW+20.01M20.01M+$20M$20M
TERADYNE INCNEW+15.00M15.00M+$18M$18M
ELECTRONICS FOR IMAGING INCNEW+16.06M16.06M+$16M$16M
CTRIP COM INTL LTDNEW+16.10M16.10M+$16M$16M
ROVI CORPNEW+15.50M15.50M+$15M$15M
MICROCHIP TECHNOLOGY INCNEW+8.50M8.50M+$12M$12M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

161 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1INVESCO EXCHNG TRADED FD TRSR LN ETF13.16%$45M2.04M
2AVYAUSDAVAYA HLDGS CORPhistory →COM13.06%$44M3.03M
3NAVISTAR INTERNATIONAL CORPBOND5.92%$20M20.01M
4TERADYNE INCNOTE 1.250%12/15.27%$18M15.00M
5ELECTRONICS FOR IMAGING INCNOTE 0.750% 9/04.64%$16M16.06M
6CTRIP COM INTL LTDNOTE 1.250% 9/14.62%$16M16.10M
7ROVI CORPNOTE 0.500% 3/04.37%$15M15.50M
8MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/13.55%$12M8.50M
9CMLSQCUMULUS MEDIA INChistory →COM CLASS A3.00%$10M940.0K
10HORIZON PHARMA INVT LTDNOTE 2.500% 3/12.96%$10M10.00M
11TELADOC HEALTH INCNOTE 3.000%12/12.91%$10M7.15M
12AVID TECHNOLOGY INCNOTE 2.000% 6/12.41%$8M9.00M
13FLUIDIGM CORP DELNOTE 2.750% 2/02.32%$8M8.47M
14ZILLOW GROUP INCNOTE 2.000%12/02.17%$7M7.50M
15EVFEATON VANCE SR INCOME TRhistory →SH BEN INT1.72%$6M968.6K
16TRANSOCEAN LTDREG SHS1.36%$5M660.4K
17EATON VANCE FLTING RATE INCCOM1.32%$4M353.7K
18TELIGENT INC NEWNOTE 4.750% 5/01.31%$4M6.09M
19FEYEUSDFIREEYE INCNOTE 1.625% 6/0 · COM0.98%$3M3.03M
20GOOGLALPHABET INCCAP STK CL A0.86%$3M2.8K
21C&J ENERGY SVCS INC NEWCOM0.83%$3M207.2K
22MSFTMICROSOFT CORPCOM0.58%$2M19.4K
23NOVAVAX INCNOTE 3.750% 2/00.54%$2M3.00M
24RHT1EURRED HAT INCCOM0.50%$2M9.6K
25ACORDA THERAPEUTICS INCNOTE 1.750% 6/10.49%$2M2.00M
26CICIGNA CORP NEWCOM0.46%$2M8.2K
27UNHUNITEDHEALTH GROUP INCCOM0.34%$1M4.6K
28ZBHZIMMER BIOMET HLDGS INCCOM0.32%$1M10.5K
29SNPSSYNOPSYS INCCOM0.31%$1M12.4K
30INTUINTUITCOM0.29%$990,0005.0K
31PANWPALO ALTO NETWORKS INCCOM0.28%$952,0005.1K
32RCI/BROGERS COMMUNICATIONS INCCL B0.28%$940,00018.3K
33AMDOCS LTDSHS0.27%$923,00015.8K
34PTCPTC INCCOM0.27%$917,00011.1K
35EQIXEQUINIX INCCOM PAR $0.0010.27%$903,0002.6K
36VIRTVIRTU FINL INCCL A0.26%$891,00034.6K
37VVISA INCCOM CL A0.26%$874,0006.6K
38FCPTFOUR CORNERS PPTY TR INCCOM0.26%$863,00033.0K
39WMTWALMART INCCOM0.25%$852,0009.1K
40BACVERIZON COMMUNICATIONS INCCOM0.25%$840,00014.9K
41ARNCCHFARCONIC INCCOM0.25%$837,00049.6K
42LNGCHENIERE ENERGY INCCOM NEW0.25%$831,00014.0K
43T77LENDINGTREE INC NEWCOM0.23%$790,0003.6K
44OKEONEOK INC NEWCOM0.22%$742,00013.8K
45MELLANOX TECHNOLOGIES LTDSHS0.22%$729,0007.9K
46ANETEURARISTA NETWORKS INCCOM0.21%$724,0003.4K
47APDAIR PRODS & CHEMS INCCOM0.21%$711,0004.4K
48MEDTRONIC PLCSHS0.21%$709,0007.8K
49DWDMORGAN STANLEYCOM NEW0.21%$702,00017.7K
50WBWEIBO CORPSPONSORED ADR0.21%$695,00011.9K
51AVGOBROADCOM INCCOM0.20%$684,0002.7K
52AKXANSYS INCCOM0.20%$682,0004.8K
53MARVELL TECHNOLOGY GROUP LTDORD0.20%$680,00042.0K
54MRSHMARSH & MCLENNAN COS INCCOM0.20%$672,0008.4K
55TMOTHERMO FISHER SCIENTIFIC INCCOM0.20%$667,0003.0K
56ESSENT GROUP LTDCOM0.20%$663,00019.4K
57AFLAFLAC INCCOM0.19%$653,00014.3K
58BABOEING COCOM0.19%$652,0002.0K
59AL21ALLSCRIPTS HEALTHCARE SOLUTNCOM0.19%$650,00067.4K
60NSCNORFOLK SOUTHERN CORPCOM0.19%$648,0004.3K
61MAMASTERCARD INCORPORATEDCL A0.19%$647,0003.4K
62RGAREINSURANCE GROUP AMER INCCOM NEW0.19%$630,0004.5K
63EEFTEURONET WORLDWIDE INCCOM0.18%$618,0006.0K
64PGRPROGRESSIVE CORP OHIOCOM0.18%$607,00010.1K
65SELECT SECTOR SPDR TRSBI CONS STPLS · SBI CONS DISCR0.18%$606,0009.0K
66ADBEADOBE INCCOM0.18%$597,0002.6K
67JNJJOHNSON & JOHNSONCOM0.18%$594,0004.6K
68ROSTROSS STORES INCCOM0.17%$588,0007.1K
69KMTKENNAMETAL INCCOM0.17%$587,00017.6K
70RGLDROYAL GOLD INCCOM0.17%$578,0006.8K
71VMWEURVMWARE INCCL A COM0.17%$574,0004.2K
72FISVFISERV INCCOM0.17%$569,0007.7K
73SUN CMNTYS INCCOM0.17%$568,0005.6K
74MPCMARATHON PETE CORPCOM0.17%$558,0009.5K
75UNPUNION PAC CORPCOM0.16%$557,0004.0K
76ELSEQUITY LIFESTYLE PPTYS INCCOM0.16%$534,0005.5K
77INTERXION HOLDING N.VSHS0.16%$534,0009.9K
78HONGBPHONEYWELL INTL INCCOM0.16%$527,0004.0K
79IHPDINE BRANDS GLOBAL INCCOM0.15%$518,0007.7K
80ISHARES TRRUSSELL 2000 ETF0.15%$505,0003.8K
81FDSFACTSET RESH SYS INCCOM0.15%$504,0002.5K
82DLTRDOLLAR TREE INCCOM0.15%$493,0005.5K
83GQ9SPDR GOLD TRUSTGOLD SHS0.15%$493,0004.1K
84GDOTGREEN DOT CORPCL A0.14%$484,0006.1K
85KSUEURKANSAS CITY SOUTHERNCOM NEW0.14%$471,0004.9K
86JPMJPMORGAN CHASE & COCOM0.14%$468,0004.8K
87CMSCMS ENERGY CORPCOM0.14%$458,0009.2K
88MGLNUSDMAGELLAN HEALTH INCCOM NEW0.14%$457,0008.0K
89CNPCENTERPOINT ENERGY INCCOM0.13%$434,00015.4K
90CITCINTAS CORPCOM0.13%$434,0002.6K
91NEUNEWMARKET CORPCOM0.13%$433,0001.1K
92NEENEXTERA ENERGY INCCOM0.13%$428,0002.5K
93AXPAMERICAN EXPRESS COCOM0.13%$425,0004.5K
94OGEOGE ENERGY CORPCOM0.13%$423,00010.8K
954I1PHILIP MORRIS INTL INCCOM0.13%$423,0006.3K
96DTEDTE ENERGY COCOM0.12%$421,0003.8K
97NTNXNUTANIX INCCL A0.12%$418,00010.1K
98LGF/BEURLIONS GATE ENTMNT CORPCL B NON VTG0.12%$402,00027.0K
99BCPCBALCHEM CORPCOM0.12%$390,0005.0K
100AALAMERICAN AIRLS GROUP INCCOM0.11%$375,00011.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2020$309M41Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$318M43May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$452M167Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$464M173Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$478M172Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$389M175May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$338M164Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Nuveen Investments, Inc.028-11405

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.