SEC 13F Intelligence

Managers / Q1 2024 · view latest →

Heritage Wealth Management, Inc. /CA/

CIK 0002012170 · 11440 W BERNARDO CT, STE 390, SAN DIEGO, CA, 92127 · 858-613-9191

Reported Value
$132M
Q1 2024
Positions
118
Filings on Record
10
2019–present window
Filed
May 6, 2024
original filing

Summary

Heritage Wealth Management, Inc. /Ca/ reported $132M in U.S.-listed holdings across 118 positions for Q1 2024.

Its largest position, American Centy Etf Tr, represents 9.1% of the portfolio.

Compared with Q4 2023, the fund opened 6 new positions and exited 2.

Portfolio Metrics

Turnover
+2.6%
vs prior filed quarter
Top-10 Concentration
+40.2%
share of reported value
Largest Position
+9.1%
American Centy Etf Tr
New / Exited
6 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’23: $125MQ4 ’23Q1 ’24: $132MQ2 ’24: $136MQ2 ’24Q3 ’24: $141MQ4 ’24: $139MQ4 ’24Q1 ’25: $133MQ2 ’25: $150MQ2 ’25Q3 ’25: $149MQ4 ’25: $157MQ4 ’25Q1 ’26: $181Mfilingsflow.com

Portfolio Composition

By security type
ETP: 76.6%Common Stock: 22.7%Closed-End Fund: 0.4%Other: 0.3%Equity WRT: 0.0%
  • ETP · 76.6% · $101M
  • Common Stock · 22.7% · $30M
  • Closed-End Fund · 0.4% · $561,290
  • Other · 0.3% · $385,190
  • Equity WRT · 0.0% · $23,853

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ZNTLZENTALIS PHARMACEUTICALS INCNEW+15.0K15.0K+$236,400$236,400
PRUPRUDENTIAL FINL INCNEW+1.9K1.9K+$223,412$223,412
ISHARES TRNEW+895895+$221,432$221,432
AXONAXON ENTERPRISE INCNEW+674674+$210,881$210,881
INVESCO EXCH TRADED FD TR IINEW+8.1K8.1K+$201,895$201,895
NUVEEN PFD & INCOME OPPORTUNNEW+11.0K11.0K+$78,982$78,982
WMTWALMART INCADDED+9.1K13.5K+$118,480$813,344
PIMCO ETF TRSOLD OUT2.0K0$200,378$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

27 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRIBOXX INV CP ETF · 20 YR TR BD ETF · CALIF MUN BD ETF · US TREAS BD ETF · CORE US AGGBD ET · S&P MC 400VL ETF · IBOXX HI YD ETF · SHRT NAT MUN ETF12.70%$17M255.2K
2AMERICAN CENTY ETF TRUS LARGE CAP VLU · US SML CP VALU9.93%$13M199.1K
3DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · EMGR CRE EQT MNG · INTL CORE EQT MK · WORLD EX US CORE · NATL MUN BD ETF · US REAL ESTATE E9.85%$13M445.2K
4SCHWAB STRATEGIC TRUS LCAP GR ETF · INT-TRM U.S TRES9.52%$13M177.7K
5VGSHVANGUARD SCOTTSDALE FDShistory →SHORT TERM TREAS4.10%$5M93.5K
6AAPLAPPLE INChistory →COM3.23%$4M24.9K
7VANGUARD BD INDEX FDSTOTAL BND MRKT2.60%$3M47.4K
8SSGA ACTIVE ETF TRSPDR TR TACTIC · BLACKSTONE SENR2.41%$3M78.3K
9SPDR SER TRS&P 400 MDCP GRW · NUVEEN BLOOMBERG1.79%$2M55.1K
10MSFTMICROSOFT CORPhistory →COM1.35%$2M4.2K
11QCOMQUALCOMM INChistory →COM1.33%$2M10.4K
12VANGUARD INDEX FDSSML CP GRW ETF · S&P 500 ETF SHS1.08%$1M4.7K
13HDHOME DEPOT INCCOM0.89%$1M3.1K
14NDQINVESCO QQQ TRUNIT SER 10.88%$1M2.6K
15METAMETA PLATFORMS INCCL A0.74%$980,3862.0K
16SYKSTRYKER CORPORATIONCOM0.66%$878,9822.5K
17NVDANVIDIA CORPORATIONCOM0.63%$837,600927
18CPNGCOUPANG INCCL A0.63%$828,16046.6K
19LLYELI LILLY & COCOM0.61%$807,5221.0K
20INTCINTEL CORPCOM0.60%$799,66018.1K
21GOOGLALPHABET INCCAP STK CL A0.57%$755,1035.0K
22AMZNAMAZON COM INCCOM0.57%$752,3654.2K
23WMTWALMART INCCOM0.46%$614,78310.2K
24SPDR S&P 500 ETF TRTR UNIT0.42%$559,1621.1K
25PEPPEPSICO INCCOM0.41%$541,5713.1K
26ORCLORACLE CORPCOM0.34%$453,9313.6K
27UNHUNITEDHEALTH GROUP INCCOM0.34%$446,219902

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$181M96May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$157M91Feb 4, 202613F-HRchanges · EDGAR ↗
Q3 2025$149M92Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$150M86Jul 28, 202513F-HRchanges · EDGAR ↗
Q1 2025$133M84Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$139M90Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$141M126Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$136M120Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$132M118May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$125M112Feb 14, 202413F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.