SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Heritage Wealth Management, Inc. /CA/

CIK 0002012170 · 11440 W BERNARDO CT, STE 390, SAN DIEGO, CA, 92127 · 858-613-9191

Reported Value
$125M
Q4 2023
Positions
112
Filings on Record
10
2019–present window
Filed
Feb 14, 2024
original filing

Summary

Heritage Wealth Management, Inc. /Ca/ reported $125M in U.S.-listed holdings across 112 positions for Q4 2023.

Its largest position, American Centy Etf Tr, represents 8.4% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+40.1%
share of reported value
Largest Position
+8.4%
American Centy Etf Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’23: $125MQ4 ’23Q1 ’24: $132MQ2 ’24: $136MQ2 ’24Q3 ’24: $141MQ4 ’24: $139MQ4 ’24Q1 ’25: $133MQ2 ’25: $150MQ2 ’25Q3 ’25: $149MQ4 ’25: $157MQ4 ’25Q1 ’26: $181Mfilingsflow.com

Portfolio Composition

By security type
ETP: 76.6%Common Stock: 22.7%Other: 0.3%Closed-End Fund: 0.3%Equity WRT: 0.0%
  • ETP · 76.6% · $96M
  • Common Stock · 22.7% · $28M
  • Other · 0.3% · $413,255
  • Closed-End Fund · 0.3% · $402,365
  • Equity WRT · 0.0% · $9,804

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR S&P 500 ETF TRNEW+53.4K53.4K+$25M$25M
AMERICAN CENTY ETF TRNEW+182.1K182.1K+$11M$11M
SCHWAB STRATEGIC TRNEW+93.3K93.3K+$8M$8M
AAPLAPPLE INCNEW+33.0K33.0K+$6M$6M
DFACDIMENSIONAL ETF TRUSTNEW+190.1K190.1K+$6M$6M
VGSHVANGUARD SCOTTSDALE FDSNEW+91.7K91.7K+$5M$5M
SCHWAB STRATEGIC TRNEW+82.4K82.4K+$4M$4M
ISHARES TRNEW+30.4K30.4K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

28 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRIBOXX INV CP ETF · 20 YR TR BD ETF · CALIF MUN BD ETF · US TREAS BD ETF · CORE US AGGBD ET · S&P MC 400VL ETF · IBOXX HI YD ETF · SHRT NAT MUN ETF12.39%$15M226.0K
2DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · EMGR CRE EQT MNG · INTL CORE EQT MK · WORLD EX US CORE · US REAL ESTATE E · NATL MUN BD ETF10.16%$13M460.2K
3SCHWAB STRATEGIC TRUS LCAP GR ETF · INT-TRM U.S TRES9.47%$12M175.7K
4AMERICAN CENTY ETF TRUS LARGE CAP VLU · US SML CP VALU9.37%$12M195.4K
5VGSHVANGUARD SCOTTSDALE FDShistory →SHORT TERM TREAS4.28%$5M91.7K
6AAPLAPPLE INChistory →COM3.98%$5M25.9K
7VANGUARD BD INDEX FDSTOTAL BND MRKT2.33%$3M39.7K
8SSGA ACTIVE ETF TRSPDR TR TACTIC · BLACKSTONE SENR2.23%$3M68.3K
9SPDR SER TRS&P 400 MDCP GRW · NUVEEN BLOOMBERG1.73%$2M51.2K
10MSFTMICROSOFT CORPhistory →COM1.27%$2M4.2K
11QCOMQUALCOMM INChistory →COM1.20%$2M10.4K
12HDHOME DEPOT INCCOM0.85%$1M3.1K
13VANGUARD INDEX FDSSML CP GRW ETF0.84%$1M4.3K
14NDQINVESCO QQQ TRUNIT SER 10.76%$955,0012.3K
15INTCINTEL CORPCOM0.74%$922,58818.4K
16CPNGCOUPANG INCCL A0.60%$753,67746.6K
17SYKSTRYKER CORPORATIONCOM0.59%$732,8242.4K
18METAMETA PLATFORMS INCCL A0.58%$728,0962.1K
19GOOGLALPHABET INCCAP STK CL A0.57%$708,0895.1K
20AMZNAMAZON COM INCCOM0.52%$644,9854.2K
21LLYELI LILLY & COCOM0.48%$601,5731.0K
22PEPPEPSICO INCCOM0.42%$525,2323.1K
23WMTWALMART INCCOM0.42%$521,4243.3K
24SPDR S&P 500 ETF TRTR UNIT0.40%$505,2551.1K
25NVDANVIDIA CORPORATIONCOM0.38%$476,897963
26UNHUNITEDHEALTH GROUP INCCOM0.38%$476,455905
27ARK ETF TRINNOVATION ETF0.35%$432,8388.3K
28JNJJOHNSON & JOHNSONCOM0.34%$420,5332.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$181M96May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$157M91Feb 4, 202613F-HRchanges · EDGAR ↗
Q3 2025$149M92Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$150M86Jul 28, 202513F-HRchanges · EDGAR ↗
Q1 2025$133M84Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$139M90Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$141M126Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$136M120Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$132M118May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$125M112Feb 14, 202413F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.