SEC 13F Intelligence

Managers / Q4 2021 · view latest →

McCarthy Asset Management, Inc.

CIK 0001843169 · 3 LAGOON DRIVE, SUITE 155, REDWOOD SHORES, CA, 94065 · (650) 610-9540

Reported Value
$145M
Q4 2021
Positions
333
Filings on Record
21
2019–present window
Filed
Feb 7, 2022
original filing

Summary

Mccarthy Asset Management, Inc. reported $145M in U.S.-listed holdings across 333 positions for Q4 2021.

Its largest position, Schwab Strategic Tr, represents 16.9% of the portfolio.

Compared with Q3 2021, the fund opened 21 new positions and exited 38.

Portfolio Metrics

Turnover
+0.5%
vs prior filed quarter
Top-10 Concentration
+78.4%
share of reported value
Largest Position
+16.9%
Schwab Strategic Tr
New / Exited
21 / 38
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $121MQ4 ’20Q1 ’21: $128MQ2 ’21: $141MQ3 ’21: $133MQ3 ’21Q4 ’21: $145MQ1 ’22: $144MQ2 ’22: $123MQ2 ’22Q3 ’22: $128MQ4 ’22: $143MQ1 ’23: $147MQ1 ’23Q2 ’23: $147MQ3 ’23: $136MQ4 ’23: $156MQ4 ’23Q1 ’24: $162MQ2 ’24: $170MQ3 ’24: $161MQ3 ’24Q4 ’24: $142MQ1 ’25: $138MQ2 ’25: $147MQ2 ’25Q3 ’25: $156MQ4 ’25: $192Mfilingsflow.com

Portfolio Composition

By security type
ETP: 74.6%Common Stock: 24.9%Closed-End Fund: 0.2%Other: 0.1%ADR: 0.1%Other: 0.1%
  • ETP · 74.6% · $108M
  • Common Stock · 24.9% · $36M
  • Closed-End Fund · 0.2% · $361,000
  • Other · 0.1% · $148,000
  • ADR · 0.1% · $125,000
  • Other · 0.1% · $75,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PHPARKER-HANNIFIN CORPNEW+136136+$43,000$43,000
ARK ETF TRNEW+231231+$14,000$14,000
ADIENT PLCNEW+220220+$11,000$11,000
NVV1NOVAVAX INCNEW+4646+$7,000$7,000
GAINGLADSTONE INVT CORPNEW+251251+$4,000$4,000
PNCPNC FINL SVCS GROUP INCNEW+2020+$4,000$4,000
CETCENTRAL SECS CORPNEW+100100+$4,000$4,000
HOVHOVNANIAN ENTERPRISES INCNEW+2222+$3,000$3,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

44 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHYSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF · INTERNL DIVID · US MID-CAP ETF · US BRD MKT ETF32.13%$47M669.8K
2VANGUARD SPECIALIZED FUNDSDIV APP ETF16.52%$24M140.0K
3J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC13.28%$19M382.6K
4GILDGILEAD SCIENCES INChistory →COM7.51%$11M150.4K
5AAPLAPPLE INChistory →COM4.66%$7M38.1K
6VANGUARD STAR FDSVG TL INTL STK F3.97%$6M90.9K
7ISHARES TRRUS 1000 GRW ETF · RUS 1000 ETF3.66%$5M18.0K
8DFAXDIMENSIONAL ETF TRUSThistory →WORLD EX US CORE2.50%$4M139.3K
9TSLATESLA INChistory →COM1.85%$3M2.5K
10GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.78%$3M896
11SCHWSCHWAB CHARLES CORPCOM0.98%$1M16.9K
12MAMASTERCARD INCORPORATEDCL A0.90%$1M3.6K
13VANGUARD BD INDEX FDSSHORT TRM BOND0.64%$938,00011.6K
14BKNGBOOKING HOLDINGS INCCOM0.46%$674,000281
15METAMETA PLATFORMS INCCL A0.44%$642,0001.9K
16MSFTMICROSOFT CORPCOM0.42%$613,0001.8K
17WFCWELLS FARGO CO NEWCOM0.37%$532,00011.1K
18VVISA INCCOM CL A0.36%$517,0002.4K
19VANGUARD INDEX FDSSMALL CP ETF0.34%$495,0002.2K
20AMZNAMAZON COM INCCOM0.30%$433,000130
21SPDR SER TRBLOOMBERG CONV0.21%$312,0003.8K
22DISDISNEY WALT COCOM0.19%$283,0001.8K
23GSGOLDMAN SACHS GROUP INCCOM0.17%$254,000664
24NFLXNETFLIX INCCOM0.17%$248,000411
25QCOMQUALCOMM INCCOM0.17%$244,0001.3K
26MRVLMARVELL TECHNOLOGY INCCOM0.16%$239,0002.7K
27VANGUARD WORLD FDSHEALTH CAR ETF0.16%$237,000888
28BXBLACKSTONE INCCOM0.16%$226,0001.7K
29LLYLILLY ELI & COCOM0.15%$219,000792
30CHVCHEVRON CORP NEWCOM0.15%$217,0001.8K
31BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.15%$215,000720
32JNJJOHNSON & JOHNSONCOM0.14%$197,0001.2K
33COSTCOSTCO WHSL CORP NEWCOM0.13%$195,000344
34NVDANVIDIA CORPORATIONCOM0.11%$164,000556
35AMATAPPLIED MATLS INCCOM0.11%$158,0001.0K
36NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT0.11%$156,0009.2K
37VANGUARD WORLD FDMEGA GRWTH IND0.10%$150,000575
38CHECHEMED CORP NEWCOM0.10%$145,000274
39AVGOBROADCOM INCCOM0.10%$141,000212
40HDHOME DEPOT INCCOM0.10%$140,000337
41IAU*ISHARES GOLD TRISHARES NEW0.09%$138,0004.0K
42EXMOCEXXON MOBIL CORPCOM0.09%$137,0002.2K
43INVESCO CALIF VALUE MUN INCOCOM0.09%$137,0009.8K
44GQ9SPDR GOLD TRGOLD SHS0.09%$130,000762

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$192M27Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$156M26Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$147M27Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$138M25May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$142M25Feb 18, 202513F-HRchanges · EDGAR ↗
Q3 2024$161M35Nov 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$170M39Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M39May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$156M36Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$136M36Nov 16, 202313F-HRchanges · EDGAR ↗
Q2 2023$147M37Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$147M34May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$143M34Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$128M31Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M33Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$144M340May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$145M333Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$133M350Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$141M437Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$128M393May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M393Feb 1, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.