SEC 13F Intelligence

Managers / Q1 2021 · view latest →

McCarthy Asset Management, Inc.

CIK 0001843169 · 3 LAGOON DRIVE, SUITE 155, REDWOOD SHORES, CA, 94065 · (650) 610-9540

Reported Value
$128M
Q1 2021
Positions
393
Filings on Record
21
2019–present window
Filed
May 13, 2021
original filing

Summary

Mccarthy Asset Management, Inc. reported $128M in U.S.-listed holdings across 393 positions for Q1 2021.

Its largest position, Vanguard Div Appreciation, represents 16.7% of the portfolio.

Compared with Q4 2020, the fund opened 59 new positions and exited 60.

Portfolio Metrics

Turnover
+2.0%
vs prior filed quarter
Top-10 Concentration
+79.2%
share of reported value
Largest Position
+16.7%
Vanguard Div Appreciation
New / Exited
59 / 60
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $121MQ4 ’20Q1 ’21: $128MQ2 ’21: $141MQ3 ’21: $133MQ3 ’21Q4 ’21: $145MQ1 ’22: $144MQ2 ’22: $123MQ2 ’22Q3 ’22: $128MQ4 ’22: $143MQ1 ’23: $147MQ1 ’23Q2 ’23: $147MQ3 ’23: $136MQ4 ’23: $156MQ4 ’23Q1 ’24: $162MQ2 ’24: $170MQ3 ’24: $161MQ3 ’24Q4 ’24: $142MQ1 ’25: $138MQ2 ’25: $147MQ2 ’25Q3 ’25: $156MQ4 ’25: $192Mfilingsflow.com

Portfolio Composition

By security type
ETP: 70.1%Common Stock: 27.3%Other: 2.2%Closed-End Fund: 0.3%ADR: 0.2%Other: 0.0%
  • ETP · 70.1% · $90M
  • Common Stock · 27.3% · $35M
  • Other · 2.2% · $3M
  • Closed-End Fund · 0.3% · $348,000
  • ADR · 0.2% · $201,000
  • Other · 0.0% · $63,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BXUSDBlackstone Group LpNEW+1.9K1.9K+$142,000$142,000
PLTRPalantir Technologies InNEW+4.6K4.6K+$107,000$107,000
ILUSIlustrato Pictrs IntlNEW+991.9K991.9K+$87,000$87,000
Vanguard Bond Index FundNEW+735735+$62,000$62,000
Spotify TechnologyNEW+199199+$53,000$53,000
MRKMerck & Co IncNEW+670670+$52,000$52,000
ISRGIntuitive Surgical NewNEW+7070+$52,000$52,000
XYZSquare IncNEW+220220+$50,000$50,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

48 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Vanguard Div AppreciationDiv App ETF16.71%$21M145.2K
2Sch US Div Equity EtfUS Dividend EQ16.53%$21M289.8K
3Jpmorgan Ultra ShortUltra Shrt Inc15.53%$20M391.0K
4GILDGilead Sciences Inchistory →Common8.28%$11M163.8K
5AAPLApple Computer Inchistory →Common4.99%$6M52.3K
6Sch US Lcap Gro EtfUS Lcap Gr ETF4.55%$6M44.9K
7Vanguard Total InterntlVg Tl Intl Stk F4.06%$5M82.8K
8Ishares Tr RussellRus 1000 GRW ETF · Rus 1000 ETF3.63%$5M19.5K
9Sch US Brd Mkt EtfUS Bond Mkt ETF2.99%$4M39.5K
10Sch US Mid-Cap EtfUS Mid-Cap ETF2.78%$4M47.8K
11TSLATesla Motors Inchistory →Common1.49%$2M2.9K
12Alphabet Inc. Class CClass C · Class A1.45%$2M896
13ABTAbbott Laboratorieshistory →Common1.08%$1M11.5K
14MAMastercard Inchistory →Class A1.04%$1M3.7K
15Vanguard Bond Index FundShort-term Bond1.04%$1M16.2K
16AMZNAmazon Com IncCommon1.00%$1M413
17SCHWThe Charles Schwab CorpCommon0.86%$1M16.9K
18BRK/BBerkshire Hathaway Cl BClass B New0.84%$1M4.2K
19BKNGBooking Holdings IncCommon0.51%$655,000281
20METAFacebook Inc Class AClass A0.47%$606,0002.1K
21VVisa Inc Cl ACom Class A0.44%$565,0002.7K
22WFCWells Fargo & Co NewCommon0.43%$554,00014.2K
23MSFTMicrosoft CorpCommon0.36%$462,0002.0K
24Vanguard Small CapSmall Cap ETF0.31%$394,0001.8K
25DISDisney Walt Hldg CoCom Disney0.28%$352,0001.9K
26Spdr Barclays EtfBlmbrg BRC CNVRT0.25%$315,0003.8K
27JNJJohnson & JohnsonCommon0.22%$277,0001.7K
28ABBVAbbvie IncCommon0.21%$271,0002.5K
29CHVChevron CorporationCommon0.21%$268,0002.6K
30Vanguard Health CareHealth Care ETF0.21%$264,0001.2K
31NFLXNetflix IncCommon0.19%$240,000460
32GSGoldman Sachs Group IncCommon0.17%$217,000664
33Marvell Tech Group LtdORD0.16%$207,0004.2K
34SBUXStarbucks CorpCommon0.15%$192,0001.8K
35ZMZoom Video CommunicationClass A0.15%$189,000587
36Oppenheimer S P MidcapETF0.15%$187,0002.2K
37IAUUSDIshares Gold EtfIshares0.14%$175,00010.8K
38GQ9Spdr Gold TRUSTGold SHS0.13%$168,0001.1K
39INTCIntel CorpCommon0.12%$158,0002.5K
40Nuveen Enhanced Mcpl CreCom Sh Ben Int0.12%$152,0009.4K
41COSTCostco Whsl Corp NewCommon0.12%$148,000420
42LLYLilly Eli & CompanyCommon0.12%$147,000789
43EXMOCExxon Mobil CorporationCommon0.11%$143,0002.6K
44BXUSDBlackstone Group LpLimited P/S0.11%$142,0001.9K
45VANGUARD MEGA CAP GROWTH ETFMega Grwth Ind0.11%$142,000688
46AMATApplied Materials IncCommon0.10%$133,000998
47TTDThe Trade Desk IncCommon Class A0.10%$130,000199
48CHEChemed CorporationCommon0.10%$126,000274

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$192M27Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$156M26Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$147M27Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$138M25May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$142M25Feb 18, 202513F-HRchanges · EDGAR ↗
Q3 2024$161M35Nov 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$170M39Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M39May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$156M36Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$136M36Nov 16, 202313F-HRchanges · EDGAR ↗
Q2 2023$147M37Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$147M34May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$143M34Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$128M31Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M33Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$144M340May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$145M333Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$133M350Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$141M437Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$128M393May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M393Feb 1, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.