SEC 13F Intelligence

Managers / Q3 2021 · view latest →

McCarthy Asset Management, Inc.

CIK 0001843169 · 3 LAGOON DRIVE, SUITE 155, REDWOOD SHORES, CA, 94065 · (650) 610-9540

Reported Value
$133M
Q3 2021
Positions
350
Filings on Record
21
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Mccarthy Asset Management, Inc. reported $133M in U.S.-listed holdings across 350 positions for Q3 2021.

Its largest position, Schwab Strategic Tr, represents 16.6% of the portfolio.

Compared with Q2 2021, the fund opened 30 new positions and exited 115.

Portfolio Metrics

Turnover
+5.6%
vs prior filed quarter
Top-10 Concentration
+78.1%
share of reported value
Largest Position
+16.6%
Schwab Strategic Tr
New / Exited
30 / 115
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $121MQ4 ’20Q1 ’21: $128MQ2 ’21: $141MQ3 ’21: $133MQ3 ’21Q4 ’21: $145MQ1 ’22: $144MQ2 ’22: $123MQ2 ’22Q3 ’22: $128MQ4 ’22: $143MQ1 ’23: $147MQ1 ’23Q2 ’23: $147MQ3 ’23: $136MQ4 ’23: $156MQ4 ’23Q1 ’24: $162MQ2 ’24: $170MQ3 ’24: $161MQ3 ’24Q4 ’24: $142MQ1 ’25: $138MQ2 ’25: $147MQ2 ’25Q3 ’25: $156MQ4 ’25: $192Mfilingsflow.com

Portfolio Composition

By security type
ETP: 74.6%Common Stock: 24.9%Closed-End Fund: 0.3%Other: 0.1%ADR: 0.1%Other: 0.1%
  • ETP · 74.6% · $99M
  • Common Stock · 24.9% · $33M
  • Closed-End Fund · 0.3% · $351,000
  • Other · 0.1% · $155,000
  • ADR · 0.1% · $123,000
  • Other · 0.1% · $71,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DFAXDIMENSIONAL ETF TRUSTNEW+137.5K137.5K+$4M$4M
GOOGALPHABET INCNEW+452452+$1M$1M
GOOGLALPHABET INCNEW+444444+$1M$1M
BXBLACKSTONE INCNEW+1.7K1.7K+$202,000$202,000
MRVLMARVELL TECHNOLOGY INCNEW+3.2K3.2K+$195,000$195,000
AVGOBROADCOM INCNEW+212212+$103,000$103,000
GENERAL ELECTRIC CONEW+891891+$92,000$92,000
INVESCO EXCHANGE TRADED FD TNEW+193193+$58,000$58,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHYSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF · INTERNL DIVID · US MID-CAP ETF · US BRD MKT ETF31.25%$42M650.0K
2VANGUARD SPECIALIZED FUNDSDIV APP ETF16.10%$21M139.5K
3J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC14.11%$19M370.1K
4GILDGILEAD SCIENCES INChistory →COM7.97%$11M151.9K
5VANGUARD STAR FDSVG TL INTL STK F4.18%$6M87.8K
6AAPLAPPLE INChistory →COM4.07%$5M38.3K
7ISHARES TRRUS 1000 GRW ETF · RUS 1000 ETF3.61%$5M18.0K
8DFAXDIMENSIONAL ETF TRUSThistory →WORLD EX US CORE2.67%$4M137.5K
9GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.80%$2M896
10TSLATESLA INChistory →COM1.48%$2M2.5K
11MAMASTERCARD INCORPORATEDCL A0.95%$1M3.6K
12SCHWSCHWAB CHARLES CORPCOM0.92%$1M16.9K
13VANGUARD BD INDEX FDSSHORT TRM BOND0.70%$936,00011.4K
14BKNGBOOKING HOLDINGS INCCOM0.50%$667,000281
15METAFACEBOOK INCCL A0.49%$648,0001.9K
16VANGUARD INDEX FDSSMALL CP ETF · MID CAP ETF0.44%$588,0002.6K
17WFCWELLS FARGO CO NEWCOM0.42%$563,00012.1K
18VVISA INCCOM CL A0.40%$532,0002.4K
19MSFTMICROSOFT CORPCOM0.39%$522,0001.9K
20AMZNAMAZON COM INCCOM0.33%$437,000133
21SPDR SER TRBLMBRG BRC CNVRT0.24%$319,0003.7K
22DISDISNEY WALT COCOM0.23%$309,0001.8K
23GSGOLDMAN SACHS GROUP INCCOM0.19%$251,000664
24NFLXNETFLIX INCCOM0.19%$251,000411
25VANGUARD WORLD FDSHEALTH CAR ETF0.16%$219,000888
26BXBLACKSTONE INCCOM0.15%$202,0001.7K
27QCOMQUALCOMM INCCOM0.15%$201,0001.6K
28BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.15%$197,000720
29CHVCHEVRON CORP NEWCOM0.15%$196,0001.9K
30MRVLMARVELL TECHNOLOGY INCCOM0.15%$195,0003.2K
31JNJJOHNSON & JOHNSONCOM0.14%$186,0001.2K
32LLYLILLY ELI & COCOM0.14%$182,000789
33COSTCOSTCO WHSL CORP NEWCOM0.12%$155,000344
34ZMZOOM VIDEO COMMUNICATIONS INCL A0.12%$155,000591
35NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT0.11%$152,0009.1K
36INVESCO CALIF VALUE MUN INCOCOM0.10%$135,0009.8K
37VANGUARD WORLD FDMEGA GRWTH IND0.10%$135,000575
38IAU*ISHARES GOLD TRISHARES NEW0.10%$133,0004.0K
39EXMOCEXXON MOBIL CORPCOM0.10%$132,0002.2K
40AMATAPPLIED MATLS INCCOM0.10%$129,0001.0K
41CHECHEMED CORP NEWCOM0.10%$128,000274
42GQ9SPDR GOLD TRGOLD SHS0.09%$125,000762
43JPMJPMORGAN CHASE & COCOM0.09%$116,000708

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$192M27Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$156M26Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$147M27Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$138M25May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$142M25Feb 18, 202513F-HRchanges · EDGAR ↗
Q3 2024$161M35Nov 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$170M39Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M39May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$156M36Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$136M36Nov 16, 202313F-HRchanges · EDGAR ↗
Q2 2023$147M37Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$147M34May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$143M34Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$128M31Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M33Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$144M340May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$145M333Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$133M350Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$141M437Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$128M393May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M393Feb 1, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.