SEC 13F Intelligence

Managers / Q3 2023 · view latest →

McCarthy Asset Management, Inc.

CIK 0001843169 · 3 LAGOON DRIVE, SUITE 155, REDWOOD SHORES, CA, 94065 · (650) 610-9540

Reported Value
$136M
Q3 2023
Positions
36
Filings on Record
21
2019–present window
Filed
Nov 16, 2023
original filing

Summary

Mccarthy Asset Management, Inc. reported $136M in U.S.-listed holdings across 36 positions for Q3 2023.

The portfolio is heavily concentrated: J P Morgan Exchange Traded F alone accounts for 23.1% of reported value.

Compared with Q2 2023, the fund opened 2 new positions and exited 3.

Portfolio Metrics

Turnover
+1.0%
vs prior filed quarter
Top-10 Concentration
+83.2%
share of reported value
Largest Position
+23.1%
J P Morgan Exchange Traded F
New / Exited
2 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $121MQ4 ’20Q1 ’21: $128MQ2 ’21: $141MQ3 ’21: $133MQ3 ’21Q4 ’21: $145MQ1 ’22: $144MQ2 ’22: $123MQ2 ’22Q3 ’22: $128MQ4 ’22: $143MQ1 ’23: $147MQ1 ’23Q2 ’23: $147MQ3 ’23: $136MQ4 ’23: $156MQ4 ’23Q1 ’24: $162MQ2 ’24: $170MQ3 ’24: $161MQ3 ’24Q4 ’24: $142MQ1 ’25: $138MQ2 ’25: $147MQ2 ’25Q3 ’25: $156MQ4 ’25: $192Mfilingsflow.com

Portfolio Composition

By security type
ETP: 80.1%Common Stock: 19.9%Other: 0.0%
  • ETP · 80.1% · $109M
  • Common Stock · 19.9% · $27M
  • Other · 0.0% · $1,439

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NFLXNETFLIX INCNEW+930930+$351,168$351,168
TD HLDGS INCNEW+10.0K10.0K+$1,439$1,439
SCHWSCHWAB CHARLES CORPSOLD OUT−16.9K0−$957,098$0
GSGOLDMAN SACHS GROUP INCSOLD OUT−6640−$214,167$0
ATERIAN INCSOLD OUT−10.0K0−$4,600$0
T ROWE PRICE ETF INCADDED+6.0K14.0K+$143,356$347,290
GOOGLALPHABET INCADDED+5.0K13.7K+$745,446$2M
GOOGALPHABET INCTRIMMED−5.0K3.9K−$563,353$514,611

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

28 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHYSCHWAB STRATEGIC TRUS DIVIDEND EQ · INTERNL DIVID · US LCAP GR ETF · US MID-CAP ETF · US BRD MKT ETF27.98%$38M709.9K
2J P MORGAN EXCHANGE TRADED FULTRA SHRT INC23.05%$31M626.1K
3VANGUARD SPECIALIZED FUNDSDIV APP ETF15.22%$21M133.5K
4GILDGILEAD SCIENCES INChistory →COM7.23%$10M131.6K
5DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · WORLD EX US CORE6.25%$9M344.9K
6AAPLAPPLE INChistory →COM4.07%$6M32.4K
7VANGUARD STAR FDSVG TL INTL STK F3.40%$5M86.5K
8ISHARES TRRUS 1000 GRW ETF · RUS 1000 ETF3.00%$4M15.9K
9GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.69%$2M17.6K
10JNJJOHNSON & JOHNSONhistory →COM1.65%$2M14.4K
11TSLATESLA INChistory →COM1.36%$2M7.4K
12MAMASTERCARD INCORPORATEDCL A0.77%$1M2.6K
13VVISA INCCOM CL A0.48%$655,0612.8K
14T ROWE PRICE ETF INCCAP APPRECIATION · ULTRA SHRT TRM0.43%$586,56118.9K
15VANGUARD BD INDEX FDSSHORT TRM BOND0.39%$526,6657.0K
16MSFTMICROSOFT CORPCOM0.39%$526,3631.7K
17BKNGBOOKING HOLDINGS INCCOM0.32%$434,837141
18WFCWELLS FARGO CO NEWCOM0.31%$426,67710.4K
19LLYELI LILLY & COCOM0.31%$425,278792
20METAMETA PLATFORMS INCCL A0.29%$389,6731.3K
21NFLXNETFLIX INCCOM0.26%$351,168930
22VANGUARD INDEX FDSSMALL CP ETF0.25%$335,2281.8K
23AMZNAMAZON COM INCCOM0.24%$330,5122.6K
24NVDANVIDIA CORPORATIONCOM0.18%$241,854556
25CHVCHEVRON CORP NEWCOM0.17%$235,0561.4K
26BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.17%$230,497658
27VANGUARD WORLD FDSHEALTH CAR ETF0.15%$208,769888
28TD HLDGS INCCOM NEW0.00%$1,43910.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$192M27Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$156M26Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$147M27Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$138M25May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$142M25Feb 18, 202513F-HRchanges · EDGAR ↗
Q3 2024$161M35Nov 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$170M39Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M39May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$156M36Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$136M36Nov 16, 202313F-HRchanges · EDGAR ↗
Q2 2023$147M37Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$147M34May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$143M34Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$128M31Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M33Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$144M340May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$145M333Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$133M350Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$141M437Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$128M393May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M393Feb 1, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.