SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Sowa Financial Group, Inc.

CIK 0001806226 · 24 ALBION ROAD, SUITE 340, LINCOLN, RI, 02865 · 4014348090

Reported Value
$133M
Q3 2023
Positions
34
Filings on Record
26
2020–present window
Filed
Oct 23, 2023
original filing

Summary

Sowa Financial Group, Inc. reported $133M in U.S.-listed holdings across 34 positions for Q3 2023.

The portfolio is heavily concentrated: IYH alone accounts for 34.1% of reported value.

The book was largely unchanged from Q2 2023.

Portfolio Metrics

Turnover
+3.2%
vs prior filed quarter
Top-10 Concentration
+92.9%
share of reported value
Largest Position
+34.1%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $114MQ1 ’20Q2 ’20: $132MQ3 ’20: $140MQ4 ’20: $149MQ1 ’21: $142MQ1 ’21Q2 ’21: $135MQ3 ’21: $154MQ4 ’21: $171MQ1 ’22: $167MQ1 ’22Q2 ’22: $131MQ3 ’22: $127MQ4 ’22: $134MQ1 ’23: $140MQ1 ’23Q2 ’23: $146MQ3 ’23: $133MQ4 ’23: $123MQ1 ’24: $123MQ1 ’24Q2 ’24: $132MQ3 ’24: $158MQ4 ’24: $160MQ1 ’25: $152MQ1 ’25Q2 ’25: $160MQ3 ’25: $178MQ4 ’25: $192MQ1 ’26: $202MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 70.5%Common Stock: 24.6%Closed-End Fund: 3.9%REIT: 1.0%
  • ETP · 70.5% · $94M
  • Common Stock · 24.6% · $33M
  • Closed-End Fund · 3.9% · $5M
  • REIT · 1.0% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HDVISHARES TRADDED+41.5K89.9K+$4M$9M
IGEISHARES TRTRIMMED116.0K51.7K$4M$2M
JPSTJ P MORGAN EXCHANGE TRADED FTRIMMED4.7K19.7K$235,000$988,000
DONWISDOMTREE TRTRIMMED2.1K10.1K$98,000$415,000
ESEVERSOURCE ENERGYTRIMMED2.4K12.3K$326,000$714,000
LATTICE STRATEGIES TRTRIMMED23.7K137.4K$717,000$4M
DGROISHARES TRTRIMMED14.5K88.7K$925,000$4M
RSPINVESCO EXCHANGE TRADED FD TADDED+1.9K16.4K+$150,000$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

20 positions (from 34 filing rows — )
#IssuerClass% PortfolioValueShares
1IYHISHARES TRUS HLTHCARE ETF · CORE HIGH DV ETF · PFD AND INCM SEC · CORE DIV GRWTH · CORE S&P TTL STK · NATIONAL MUN ETF · NORTH AMERN NAT · MSCI EAFE ETF · RUS MDCP VAL ETF · CORE S&P SCP ETF · CORE US AGGBD ET · COHEN STEER REIT34.13%$45M692.0K
2AAPLAPPLE INChistory →COM17.37%$23M135.1K
3IAUISHARES GOLD TRhistory →ISHARES NEW12.86%$17M489.3K
4SPYSPDR S&P 500 ETF TRhistory →TR UNIT9.52%$13M29.7K
5XLESELECT SECTOR SPDR TRENERGY · SBI INT-UTILS · SBI INT-FINL · SBI CONS STPLS4.12%$5M90.7K
6XAWFXALLIANCEBERNSTEIN GLOBAL HIGhistory →COM3.95%$5M541.7K
7DVYEISHARES INChistory →EM MKTS DIV ETF2.98%$4M166.6K
8VVISA INChistory →COM CL A2.85%$4M16.5K
9LATTICE STRATEGIES TRHARTFORD MLT ETF2.65%$4M137.4K
10MSFTMICROSOFT CORPhistory →COM2.47%$3M10.4K
11RSPINVESCO EXCHANGE TRADED FD Thistory →S&P500 EQL WGT1.74%$2M16.4K
12DBAINVESCO DB MLTI SECTR CMMTYhistory →AGRICULTURE FD1.41%$2M87.5K
13PDMPIEDMONT OFFICE REALTY TR INhistory →COM CL A1.04%$1M247.1K
14JPSTJ P MORGAN EXCHANGE TRADED FULTRA SHRT INC0.74%$988,00019.7K
15INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL0.58%$766,00013.0K
16ESEVERSOURCE ENERGYCOM0.54%$714,00012.3K
17MOALTRIA GROUP INCCOM0.33%$440,00010.5K
18DONWISDOMTREE TRUS MIDCAP DIVID0.31%$415,00010.1K
19VZVERIZON COMMUNICATIONS INCCOM0.28%$368,00011.4K
20TAT&T INCCOM0.16%$208,00013.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M30Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$192M30Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M26Oct 9, 202513F-HRchanges · EDGAR ↗
Q2 2025$160M27Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$152M29Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$160M30Jan 16, 202513F-HRchanges · EDGAR ↗
Q3 2024$158M31Oct 10, 202413F-HRchanges · EDGAR ↗
Q2 2024$132M30Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$123M30Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$123M30Jan 24, 202413F-HRchanges · EDGAR ↗
Q3 2023$133M34Oct 23, 202313F-HRchanges · EDGAR ↗
Q2 2023$146M34Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$140M34Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022$134M34Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$127M36Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$131M35Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$167M67Apr 28, 202213F-HRchanges · EDGAR ↗
Q4 2021$171M71Jan 27, 202213F-HRchanges · EDGAR ↗
Q3 2021$154M68Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$135M70Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$142M71Apr 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$149M239Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$140M226Oct 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$132M353Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$114M352Apr 29, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.