SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Sowa Financial Group, Inc.

CIK 0001806226 · 24 ALBION ROAD, SUITE 340, LINCOLN, RI, 02865 · 4014348090

Reported Value
$154M
Q3 2021
Positions
68
Filings on Record
26
2020–present window
Filed
Oct 7, 2021
original filing

Summary

Sowa Financial Group, Inc. reported $154M in U.S.-listed holdings across 68 positions for Q3 2021.

The portfolio is heavily concentrated: PFF alone accounts for 36.5% of reported value.

Compared with Q2 2021, the fund opened 1 new position and exited 3.

Portfolio Metrics

Turnover
+2.2%
vs prior filed quarter
Top-10 Concentration
+86.8%
share of reported value
Largest Position
+36.5%
Ishares Tr
New / Exited
1 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $114MQ1 ’20Q2 ’20: $132MQ3 ’20: $140MQ4 ’20: $149MQ1 ’21: $142MQ1 ’21Q2 ’21: $135MQ3 ’21: $154MQ4 ’21: $171MQ1 ’22: $167MQ1 ’22Q2 ’22: $131MQ3 ’22: $127MQ4 ’22: $134MQ1 ’23: $140MQ1 ’23Q2 ’23: $146MQ3 ’23: $133MQ4 ’23: $123MQ1 ’24: $123MQ1 ’24Q2 ’24: $132MQ3 ’24: $158MQ4 ’24: $160MQ1 ’25: $152MQ1 ’25Q2 ’25: $160MQ3 ’25: $178MQ4 ’25: $192MQ1 ’26: $202MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 72.3%Common Stock: 24.8%REIT: 2.8%Other: 0.1%
  • ETP · 72.3% · $111M
  • Common Stock · 24.8% · $38M
  • REIT · 2.8% · $4M
  • Other · 0.1% · $205,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IAUISHARES GOLD TRNEW+532.2K532.2K+$18M$18M
NVDANVIDIA CORPADDED+6.9K8.2K+$656,000$2M
IEIISHARES TRSOLD OUT2.7K0$355,000$0
SHYISHARES TRSOLD OUT3.4K0$292,000$0
IWMISHARES TRSOLD OUT8810$202,000$0
IJHISHARES TRADDED+5271.5K+$134,000$394,000
IJRISHARES TRADDED+3.4K12.5K+$332,000$1M
RIOTRIOT BLOCKCHAIN INCADDED+2.0K8.5K$25,000$218,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

42 positions (from 68 filing rows — )
#IssuerClass% PortfolioValueShares
1PFFISHARES TRPFD AND INCM SEC · US HLTHCARE ETF · NORTH AMERN NAT · CORE S&P TTL STK · CORE DIV GRWTH · NATIONAL MUN ETF · CORE HIGH DV ETF · U.S. FINLS ETF · MSCI EAFE ETF · COHEN STEER REIT · RUS MDCP VAL ETF · CORE S&P SCP ETF · CORE S&P500 ETF · MSCI MIN VOL ETF · CORE S&P MCP ETF · MSCI EMG MKT ETF · U.S. CNSM SV ETF · BARCLAYS 7 10 YR · CORE US AGGBD ET · S&P 500 VAL ETF · IBONDS DEC22 ETF36.50%$56M873.4K
2IAUISHARES GOLD TRhistory →ISHARES NEW11.54%$18M532.2K
3AAPLAPPLE INChistory →COM11.06%$17M120.5K
4SPYSPDR S&P 500 ETF TRhistory →TR UNIT7.21%$11M25.9K
5DVYEISHARES INCEM MKTS DIV ETF · GLB AGRIC PR ETF5.47%$8M216.5K
6XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-UTILS · SBI INT-FINL · SBI CONS STPLS · ENERGY · SBI CONS DISCR3.84%$6M89.8K
7VVISA INChistory →COM CL A3.62%$6M25.1K
8PDMPIEDMONT OFFICE REALTY TR INhistory →COM CL A2.84%$4M250.8K
9LATTICE STRATEGIES TRHARTFORD MLT ETF2.78%$4M142.5K
10SHOPSHOPIFY INChistory →CL A1.91%$3M2.2K
11QQQINVESCO QQQ TRhistory →UNIT SER 11.75%$3M7.5K
12MSFTMICROSOFT CORPhistory →COM1.68%$3M9.2K
13DBAINVESCO DB MLTI SECTR CMMTYhistory →AGRICULTURE FD1.12%$2M90.5K
14NVDANVIDIA CORPhistory →COM1.10%$2M8.2K
15ESEVERSOURCE ENERGYCOM0.76%$1M14.3K
16HDHOME DEPOT INCCOM0.57%$875,0002.7K
17INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL0.49%$758,00012.5K
18VZVERIZON COMMUNICATIONS INCCOM0.47%$719,00013.3K
19DONWISDOMTREE TRUS MIDCAP DIVID0.34%$518,00012.5K
20VIGVANGUARD GROUPDIV APP ETF0.32%$492,0003.2K
21DEDEERE & COCOM0.32%$491,0001.5K
22CRWDCROWDSTRIKE HLDGS INCCL A0.31%$485,0002.0K
23MOALTRIA GROUP INCCOM0.29%$447,0009.8K
24TAT&T INCCOM0.27%$413,00015.3K
25FUTYFIDELITY COVINGTON TRMSCI UTILS INDEX0.26%$403,0009.8K
26CSCOCISCO SYS INCCOM0.26%$398,0007.3K
27GOOGALPHABET INCCAP STK CL C0.26%$394,000148
28ZMZOOM VIDEO COMMUNICATIONS INCL A0.24%$373,0001.4K
29ARKKARK ETF TRINNOVATION ETF0.23%$356,0003.2K
30RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.23%$352,0002.3K
31JOHN HANCOCK EXCHANGE TRADEDMLTFACTR MATLS0.19%$288,0006.5K
32JNJJOHNSON & JOHNSONCOM0.18%$283,0001.7K
33SSOPROSHARES TRPSHS ULT S&P 5000.18%$271,0002.3K
34PMPHILIP MORRIS INTL INCCOM0.18%$271,0002.9K
35CVSCVS HEALTH CORPCOM0.17%$263,0003.1K
36GDGENERAL DYNAMICS CORPCOM0.17%$257,0001.3K
37AMZNAMAZON COM INCCOM0.16%$253,00077
38EXMOCEXXON MOBIL CORPCOM0.16%$245,0004.2K
39VUGVANGUARD INDEX FDSGROWTH ETF0.16%$243,000835
40SLVISHARES SILVER TRUSTISHARES0.15%$230,00011.2K
41DIASPDR DOW JONES INDL AVRG ETFUT SER 10.15%$225,000665
42RIOTRIOT BLOCKCHAIN INCCOM0.14%$218,0008.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M30Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$192M30Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M26Oct 9, 202513F-HRchanges · EDGAR ↗
Q2 2025$160M27Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$152M29Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$160M30Jan 16, 202513F-HRchanges · EDGAR ↗
Q3 2024$158M31Oct 10, 202413F-HRchanges · EDGAR ↗
Q2 2024$132M30Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$123M30Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$123M30Jan 24, 202413F-HRchanges · EDGAR ↗
Q3 2023$133M34Oct 23, 202313F-HRchanges · EDGAR ↗
Q2 2023$146M34Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$140M34Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022$134M34Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$127M36Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$131M35Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$167M67Apr 28, 202213F-HRchanges · EDGAR ↗
Q4 2021$171M71Jan 27, 202213F-HRchanges · EDGAR ↗
Q3 2021$154M68Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$135M70Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$142M71Apr 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$149M239Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$140M226Oct 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$132M353Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$114M352Apr 29, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.