SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Sowa Financial Group, Inc.

CIK 0001806226 · 24 ALBION ROAD, SUITE 340, LINCOLN, RI, 02865 · 4014348090

Reported Value
$149M
Q4 2020
Positions
239
Filings on Record
26
2020–present window
Filed
Jan 15, 2021
original filing

Summary

Sowa Financial Group, Inc. reported $149M in U.S.-listed holdings across 239 positions for Q4 2020.

The portfolio is heavily concentrated: PFF alone accounts for 35.7% of reported value.

Compared with Q3 2020, the fund opened 20 new positions and exited 7.

Portfolio Metrics

Turnover
+3.9%
vs prior filed quarter
Top-10 Concentration
+84.0%
share of reported value
Largest Position
+35.7%
Ishares Tr
New / Exited
20 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $114MQ1 ’20Q2 ’20: $132MQ3 ’20: $140MQ4 ’20: $149MQ1 ’21: $142MQ1 ’21Q2 ’21: $135MQ3 ’21: $154MQ4 ’21: $171MQ1 ’22: $167MQ1 ’22Q2 ’22: $131MQ3 ’22: $127MQ4 ’22: $134MQ1 ’23: $140MQ1 ’23Q2 ’23: $146MQ3 ’23: $133MQ4 ’23: $123MQ1 ’24: $123MQ1 ’24Q2 ’24: $132MQ3 ’24: $158MQ4 ’24: $160MQ1 ’25: $152MQ1 ’25Q2 ’25: $160MQ3 ’25: $178MQ4 ’25: $192MQ1 ’26: $202MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 71.4%Common Stock: 25.1%REIT: 3.0%Other: 0.5%ADR: 0.0%
  • ETP · 71.4% · $106M
  • Common Stock · 25.1% · $37M
  • REIT · 3.0% · $4M
  • Other · 0.5% · $732,000
  • ADR · 0.0% · $49,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ARKKARK ETF TRNEW+2.5K2.5K+$314,000$314,000
VERVEREIT INCNEW+3.7K3.7K+$141,000$141,000
NOT LISTEDNEW+5.0K5.0K+$92,000$92,000
XLGINVESCO EXCHANGE TRADED FD TNEW+250250+$71,000$71,000
IWDISHARES TRNEW+504504+$69,000$69,000
NIONIO INCNEW+500500+$24,000$24,000
VTRSVIATRIS INCNEW+1.1K1.1K+$21,000$21,000
SPHRMADISON SQUARE GRDN ENTERTNMNEW+200200+$21,000$21,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

169 positions (from 239 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFFISHARES TRPFD AND INCM SEC · US HLTHCARE ETF · CORE S&P TTL STK · NORTH AMERN NAT · CORE HIGH DV ETF · NATIONAL MUN ETF · CORE DIV GRWTH · MSCI EAFE ETF · 20 YR TR BD ETF · RUS MDCP VAL ETF · U.S. FINLS ETF · 3 7 YR TREAS BD · BARCLAYS 7 10 YR · CORE S&P500 ETF · MSCI MIN VOL ETF · COHEN STEER REIT · CORE US AGGBD ET · 1 3 YR TREAS BD · CORE S&P SCP ETF · MSCI EMG MKT ETF · U.S. CNSM SV ETF · S&P 500 VAL ETF · IBONDS DEC22 ETF · IBONDS DEC21 ETF · IBONDS DEC23 ETF · RUSSELL 2000 ETF · TIPS BD ETF · CORE S&P US GWT · RUS MID CAP ETF · RUS 1000 GRW ETF · S&P 500 GRWT ETF · RUS 1000 VAL ETF · EAFE VALUE ETF · NASDAQ BIOTECH · CORE S&P MCP ETF · USA MOMENTUM FCT · U.S. BAS MTL ETF · EDGE MSCI USA VL · GLOB HLTHCRE ETF · US INDUSTRIALS · CORE MSCI EAFE · U.S. TECH ETF35.67%$53M871.9K
2ISHARES GOLD TRUSTISHARES12.93%$19M1.06M
3AAPLAPPLE INChistory →COM9.72%$14M108.7K
4SPYSPDR S&P 500 ETF TRhistory →TR UNIT6.54%$10M26.0K
5DVYEISHARES INCEM MKTS DIV ETF · GLB AGRIC PR ETF · MIN VOL EMRG MKT · JP MRG EM CRP BD · MSCI GBL ETF NEW5.66%$8M226.5K
6VVISA INChistory →COM CL A3.65%$5M24.8K
7LATTICE STRATEGIES TRHARTFORD MLT ETF2.93%$4M153.6K
8PDMPIEDMONT OFFICE REALTY TR INhistory →COM CL A2.79%$4M254.8K
9XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-UTILS · SBI CONS STPLS · ENERGY · SBI INT-FINL · RL EST SEL SEC · SBI MATERIALS2.49%$4M50.4K
10SHOPSHOPIFY INChistory →CL A1.67%$2M2.2K
11QQQINVESCO QQQ TRhistory →UNIT SER 11.54%$2M7.3K
12MSFTMICROSOFT CORPhistory →COM1.41%$2M9.4K
13DBAINVESCO DB MLTI SECTR CMMTYhistory →AGRICULTURE FD1.02%$2M93.7K
14ESEVERSOURCE ENERGYCOM0.89%$1M15.2K
15INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL0.56%$832,00014.8K
16DONWISDOMTREE TRUS MIDCAP DIVID · US SMALLCAP DIVD · US QTLY DIV GRT0.48%$714,00021.2K
17VZVERIZON COMMUNICATIONS INCCOM0.48%$713,00012.1K
18HDHOME DEPOT INCCOM0.47%$704,0002.7K
19NVDANVIDIA CORPCOM0.35%$527,0001.0K
20VUGVANGUARD INDEX FDSGROWTH ETF · LARGE CAP ETF · TOTAL STK MKT · REAL ESTATE ETF · VALUE ETF · MID CAP ETF · S&P 500 ETF SHS · SM CP VAL ETF0.34%$509,0002.7K
21VIGVANGUARD GROUPDIV APP ETF0.31%$458,0003.2K
22SSOPROSHARES TRPSHS ULT S&P 5000.28%$416,0004.6K
23ZMZOOM VIDEO COMMUNICATIONS INCL A0.28%$414,0001.2K
24FUTYFIDELITY COVINGTON TRMSCI UTILS INDEX0.27%$397,0009.8K
25DEDEERE & COCOM0.27%$394,0001.5K
26GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.25%$371,000212
27TAT&T INCCOM0.25%$368,00012.8K
28MOALTRIA GROUP INCCOM0.24%$363,0008.9K
29GLDSPDR GOLD TRUSTGOLD SHS0.24%$361,0002.0K
30CSCOCISCO SYS INCCOM0.22%$327,0007.3K
31ARKKARK ETF TRINNOVATION ETF0.21%$314,0002.5K
32SLVISHARES SILVER TRUSTISHARES0.21%$306,00012.4K
33AMZNAMAZON COM INCCOM0.19%$287,00088
34JNJJOHNSON & JOHNSONCOM0.19%$281,0001.8K
35DIASPDR DOW JONES INDL AVRG ETFUT SER 10.17%$246,000803
36GDGENERAL DYNAMICS CORPCOM0.14%$213,0001.4K
37CVSCVS HEALTH CORPCOM0.14%$210,0003.1K
38PMPHILIP MORRIS INTL INCCOM0.13%$192,0002.3K
39INTCINTEL CORPCOM0.12%$174,0003.5K
40CRWDCROWDSTRIKE HLDGS INCCL A0.11%$159,000750
41EXMOCEXXON MOBIL CORPCOM0.11%$159,0003.9K
42LOWLOWES COS INCCOM0.10%$147,000917
43ABXBARRICK GOLD CORPORATIONCOM0.10%$146,0006.4K
44VERVEREIT INCCOM0.09%$141,0003.7K
45ORCLORACLE CORPCOM0.09%$138,0002.1K
46TJXTJX COS INC NEWCOM0.09%$137,0002.0K
47SCHPSCHWAB STRATEGIC TRUS TIPS ETF · US LCAP VA ETF · US DIVIDEND EQ · US REIT ETF · INTL EQTY ETF0.09%$131,0002.4K
48CATCATERPILLAR INC DELCOM0.08%$125,000685
49ELLAUDER ESTEE COS INCCL A0.08%$124,000465
50KOCOCA COLA COCOM0.08%$115,0002.1K
51BXBLACKSTONE GROUP INCCOM CL A0.08%$113,0001.8K
52XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · GBL LISTED PVT · BUYBACK ACHIEV0.08%$113,0002.4K
53VICTORY PORTFOLIOS IIVICSHS DV AC ETF · VCSHS US 500 ENH · VCSHS US LRG CAP0.08%$113,0002.5K
54KRGKITE RLTY GROUP TRCOM NEW0.08%$112,0007.5K
55CRMSALESFORCE COM INCCOM0.07%$111,000500
56PGPROCTER & GAMBLE COCOM0.07%$109,000785
57RTXRAYTHEON TECHNOLOGIES CORPCOM0.07%$106,0001.5K
58DISDISNEY WALT COCOM DISNEY0.07%$104,000576
59JPMJPMORGAN CHASE & COCOM0.07%$102,000801
60WMTWALMART INCCOM0.07%$102,000709
61BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.07%$99,000429
62JPSTJP MORGAN EXCHANGE TRADED FDULTRA SHRT INC0.07%$97,0001.9K
63BALLBALL CORPCOM0.06%$93,0001.0K
64NEENEXTERA ENERGY INCCOM0.06%$93,0001.2K
65TMOTHERMO FISHER SCIENTIFIC INCCOM0.06%$93,000200
66NOT LISTEDNOT LISTED0.06%$92,0005.0K
67SBUXSTARBUCKS CORPCOM0.05%$80,000750
68VPUVANGUARD WORLD FDSUTILITIES ETF0.05%$78,000571
69BIPCBROOKFIELD INFRAST PARTNERSLP INT UNIT0.05%$74,0001.5K
70BABOEING COCOM0.05%$72,000338
71LMTLOCKHEED MARTIN CORPCOM0.05%$71,000199
72BACBANK AMER CORPCOM0.05%$70,0002.3K
73MDLZMONDELEZ INTL INCCL A0.04%$65,0001.1K
74BDXBECTON DICKINSON & COCOM0.04%$63,000253
75MCHPMICROCHIP TECHNOLOGY INCCOM0.04%$62,000450
76TXNTEXAS INSTRS INCCOM0.04%$62,000380
77ADPAUTOMATIC DATA PROCESSING INCOM0.04%$61,000349
78CVXCHEVRON CORP NEWCOM0.04%$61,000724
79MCDMCDONALDS CORPCOM0.04%$60,000280
80SRPTSAREPTA THERAPEUTICS INCCOM0.04%$60,000350
81AEEAMEREN CORPCOM0.04%$59,000750
82AAGILENT TECHNOLOGIES INCCOM0.04%$58,000488
83ALLALLSTATE CORPCOM0.04%$55,000500
84METAFACEBOOK INCCL A0.04%$55,000203
85PEPPEPSICO INCCOM0.04%$55,000370
86MSMORGAN STANLEYCOM NEW0.04%$54,000794
87EFASGLOBAL X FDSMSCI SUPDIV EA0.04%$53,0003.6K
88HONHONEYWELL INTL INCCOM0.04%$53,000250
89COSTCOSTCO WHSL CORP NEWCOM0.03%$50,000134
90SDYSPDR SERIES TRUSTS&P 600 SMCP VAL · S&P DIVID ETF0.03%$50,000645
91COLUMBIA PPTY TR INCCOM NEW0.03%$49,0003.4K
92GSGOLDMAN SACHS GROUP INCCOM0.03%$49,000185
93ETNEATON CORP PLCSHS0.03%$48,000400
94PFEPFIZER INCCOM0.03%$45,0001.2K
95PNCPNC FINL SVCS GROUP INCCOM0.03%$42,000285
96COFCAPITAL ONE FINL CORPCOM0.03%$40,000400
97ADBEADOBE INCCOM0.03%$39,00078
98FDXFEDEX CORPCOM0.03%$39,000150
99VXUSVANGUARD STAR FDSVG TL INTL STK F0.03%$39,000643
100ZTSZOETIS INCCL A0.03%$39,000234

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M30Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$192M30Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M26Oct 9, 202513F-HRchanges · EDGAR ↗
Q2 2025$160M27Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$152M29Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$160M30Jan 16, 202513F-HRchanges · EDGAR ↗
Q3 2024$158M31Oct 10, 202413F-HRchanges · EDGAR ↗
Q2 2024$132M30Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$123M30Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$123M30Jan 24, 202413F-HRchanges · EDGAR ↗
Q3 2023$133M34Oct 23, 202313F-HRchanges · EDGAR ↗
Q2 2023$146M34Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$140M34Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022$134M34Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$127M36Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$131M35Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$167M67Apr 28, 202213F-HRchanges · EDGAR ↗
Q4 2021$171M71Jan 27, 202213F-HRchanges · EDGAR ↗
Q3 2021$154M68Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$135M70Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$142M71Apr 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$149M239Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$140M226Oct 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$132M353Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$114M352Apr 29, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.