SEC 13F Intelligence

LATTICE STRATEGIES TR

CUSIP 518416102

Lattice Strategies Tr has 128 institutional holders in Filings Flow’s 13F database, together reporting 28.36M shares worth $1.1B as of Q1 2026. The largest reported holders are Cerity Partners LLC, Morgan Stanley, and Bank Of America Corp /De/.

Institutional Holders
128
Q1 2026
Reported Value
$1.1B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 64Q4 ’18Q1 ’19: 72Q2 ’19: 88Q2 ’19Q3 ’19: 91Q2 ’21: 118Q2 ’21Q4 ’21: 125Q4 ’22: 115Q4 ’22Q4 ’25: 119Q1 ’26: 128Q1 ’26Q2 ’26: 11filingsflow.com
Total reported value
Q4 ’18: $733MQ4 ’18Q1 ’19: $817MQ2 ’19: $959MQ2 ’19Q3 ’19: $1.0BQ2 ’21: $2.7BQ2 ’21Q4 ’21: $3.8BQ4 ’22: $738MQ4 ’22Q4 ’25: $976MQ1 ’26: $1.1BQ1 ’26Q2 ’26: $16Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Hartford Funds Management Co LLC$1.2B AUM8.66%$100M2.53MQ1 2026OLDER
Intellus Advisors LLC$732M AUM5.65%$41M1.05MQ1 2026OLDER
BEARING POINT CAPITAL, LLC$638M AUM2.61%$17M422.7KQ1 2026OLDER
Goldstein Advisors, LLC$900M AUM1.96%$18M447.8KQ1 2026OLDER
WCG Wealth Advisors LLC$3.6B AUM1.91%$68M1.73MQ1 2026OLDER
Randall & Associates Wealth Management$148M AUM1.71%$3M64.5KQ1 2026OLDER
Vawter Financial, Ltd.$238M AUM1.57%$4M94.4KQ1 2026OLDER
Mill Creek Capital Advisors, LLC$4.9B AUM1.43%$70M1.77MQ1 2026OLDER
WESCAP Management Group, Inc.$508M AUM0.76%$4M97.9KQ1 2026OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.61%$11M309.1KQ3 2025OLDER
CRUX WEALTH ADVISORS$261M AUM0.60%$2M39.5KQ1 2026OLDER
FLAGSTAR SECURITIES, INC$331M AUM0.57%$2M46.9KQ2 2026
IAG Wealth Partners, LLC$896M AUM0.52%$5M118.8KQ1 2026OLDER
Clearview Wealth Management LLC$141M AUM0.42%$591,89115.0KQ1 2026OLDER
Empirical Asset Management, LLC$379M AUM0.40%$2M38.4KQ1 2026OLDER
Clarius Group, LLC$1.8B AUM0.38%$7M178.6KQ4 2025OLDER
HOWARD FINANCIAL SERVICES, LTD.$1.0B AUM0.36%$4M89.0KQ2 2026
WEST MICHIGAN ADVISORS, LLC$455M AUM0.28%$1M32.7KQ1 2026OLDER
Cerity Partners LLC$70.8B AUM0.23%$161M4.07MQ1 2026OLDER
CLIENT 1ST ADVISORY GROUP, LLC$329M AUM0.22%$710,11218.0KQ1 2026OLDER
Fermata Advisors, LLC$495M AUM0.21%$1M26.0KQ2 2026
Apollon Financial, LLC$723M AUM0.21%$2M38.9KQ1 2026OLDER
CLG LLC$403M AUM0.20%$805,36520.4KQ1 2026OLDER
EVERGREEN CAPITAL MANAGEMENT LLC$4.6B AUM0.14%$6M162.3KQ1 2026OLDER
Clearstead Advisors, LLC$10.9B AUM0.13%$14M356.3KQ1 2026OLDER
Cranbrook Wealth Management, LLC$492M AUM0.12%$590,96315.0KQ1 2026OLDER
Trilogy Capital Inc.$2.6B AUM0.12%$3M74.6KQ2 2026
BKM Wealth Management, LLC$274M AUM0.11%$297,8577.6KQ1 2026OLDER
Kathleen S. Wright Associates Inc.$270M AUM0.11%$283,9168.0KQ3 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.10%$22M549.5KQ1 2026OLDER
YARGER WEALTH STRATEGIES, LLC$248M AUM0.10%$247,5036.3KQ1 2026OLDER
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.09%$258,2506.4KQ2 2026
ENCOMPASS WEALTH ADVISORS, LLC$287M AUM0.08%$227,4865.8KQ1 2026OLDER
Eagle Strategies LLC$837M AUM0.08%$639,68516.2KQ1 2026OLDER
Modern Wealth Management, LLC$5.8B AUM0.06%$4M88.7KQ1 2026OLDER
World Investment Advisors$6.2B AUM0.05%$3M75.5KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.04%$38M953.3KQ1 2026OLDER
Sovran Advisors, LLC$1.3B AUM0.04%$558,33413.6KQ1 2026OLDER
GUARDIAN WEALTH ADVISORS, LLC / NC$1.6B AUM0.04%$655,83116.6KQ1 2026OLDER
&PARTNERS$20.2B AUM0.04%$7M187.6KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.04%$329,7158.4KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.03%$17M430.6KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.03%$10M241.6KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.03%$5M138.1KQ1 2026OLDER
OneDigital Investment Advisors LLC$10.2B AUM0.02%$2M62.1KQ1 2026OLDER
Onyx Bridge Wealth Group LLC$930M AUM0.02%$205,4735.2KQ1 2026OLDER
INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM0.02%$256,1126.5KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.02%$935,93623.2KQ2 2026
COLDSTREAM CAPITAL MANAGEMENT INC$8.1B AUM0.02%$1M35.8KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.02%$525,38013.3KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.02%$15M388.4KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.02%$310,2637.9KQ1 2026OLDER
Keystone Financial Group$1.5B AUM0.01%$189,2755.3KQ3 2025OLDER
WealthPlan Investment Management, LLC$1.8B AUM0.01%$243,7506.2KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.01%$353,7559.0KQ1 2026OLDER
EVERMAY WEALTH MANAGEMENT LLC$902M AUM0.01%$103,4392.6KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$3M80.3KQ2 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$36M923.8KQ1 2026OLDER
Team Financial Group, LLC$220M AUM0.01%$23,832605Q1 2026OLDER
Bank & Trust Co$148M AUM0.01%$15,965405Q1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.01%$2M45.2KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$38M968.9KQ1 2026OLDER
Gen-Wealth Partners Inc$317M AUM0.01%$31,970811Q1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.01%$226,6335.7KQ2 2026
Arkadios Wealth Advisors$6.1B AUM0.01%$495,30112.6KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.01%$1M35.3KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.01%$103M2.62MQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.01%$119M3.22MQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.01%$13M332.3KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.01%$68,1571.7KQ1 2026OLDER
WEBSTER BANK, N. A.$1.1B AUM0.01%$59,6821.5KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$4M100.1KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.01%$426,44410.8KQ1 2026OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.01%$655,83116.6KQ1 2026OLDER
QUADRANT CAPITAL GROUP LLC$3.3B AUM0.01%$170,3744.3KQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.00%$16,359415Q1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$229,8585.8KQ1 2026OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$95,6332.4KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.00%$248,2466.3KQ1 2026OLDER
Strategic Wealth Partners, Ltd.$1.5B AUM0.00%$53,2881.5KQ3 2025OLDER
UBS Group AG$666.3B AUM0.00%$26M658.3KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$2M53.4KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$4M102.9KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$206,6795.2KQ2 2026
NorthRock Partners, LLC$6.2B AUM0.00%$225,8775.7KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$594,92715.1KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$243,6166.2KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$800,07220.3KQ1 2026OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.00%$225,2035.7KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$39,262996Q1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$2M52.4KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$12M298.2KQ1 2026OLDER
Miller Capital Partners, Inc.$208M AUM0.00%$5,559141Q1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$146,5694.0KQ4 2025OLDER
Oakworth Capital, Inc.$1.9B AUM0.00%$46,7131.2KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$49,4571.3KQ4 2025OLDER
Waverly Advisors, LLC$13.4B AUM0.00%$306,0177.8KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$225,5275.7KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$133,3513.4KQ1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$52,6261.4KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$10M264.7KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$772,16819.4KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$9M226.2KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$249,0166.3KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$11M314.2KQ3 2025OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$19,710500Q1 2026OLDER
Gotham Asset Management, LLC$32.7B AUM0.00%$361,7189.2KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$393,31310.0KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$814,82020.7KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.00%$11,288318Q3 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$4M110.7KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M50.5KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$112,1293.0KQ4 2025OLDER
COMERICA BANK$25.1B AUM0.00%$113,3653.1KQ4 2025OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$302,9827.7KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$664,34916.9KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$275,8987.0KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$2M50.3KQ2 2026
CoreCap Advisors, LLC$3.4B AUM0.00%$11,210277Q2 2026
CWM, LLC$38.1B AUM0.00%$123,8183.1KQ1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$565,91414.4KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$115,1462.9KQ1 2026OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$423,63110.7KQ1 2026OLDER
Wagner Wealth Management, LLC$495M AUM0.00%$90723Q1 2026OLDER
Creative Planning$147.4B AUM0.00%$237,5496.0KQ1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$540,33013.7KQ1 2026OLDER
Ancora Advisors LLC$4.7B AUM0.00%$4,494114Q1 2026OLDER
VANGUARD ADVISERS INC$25.5B AUM0.00%$24,322617Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$48,0921.2KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$227,6435.8KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$347,4469.0KQ1 2026OLDER
FMR LLC$1.90T AUM0.00%$280,4447.1KQ1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$3,66693Q1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$356,7129.0KQ1 2026OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$341Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.