SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Sowa Financial Group, Inc.

CIK 0001806226 · 24 ALBION ROAD, SUITE 340, LINCOLN, RI, 02865 · 4014348090

Reported Value
$140M
Q3 2020
Positions
226
Filings on Record
26
2020–present window
Filed
Oct 6, 2020
original filing

Summary

Sowa Financial Group, Inc. reported $140M in U.S.-listed holdings across 226 positions for Q3 2020.

The portfolio is heavily concentrated: PFF alone accounts for 38.5% of reported value.

Compared with Q2 2020, the fund opened 5 new positions and exited 132.

Portfolio Metrics

Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+84.4%
share of reported value
Largest Position
+38.5%
Ishares Tr
New / Exited
5 / 132
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $114MQ1 ’20Q2 ’20: $132MQ3 ’20: $140MQ4 ’20: $149MQ1 ’21: $142MQ1 ’21Q2 ’21: $135MQ3 ’21: $154MQ4 ’21: $171MQ1 ’22: $167MQ1 ’22Q2 ’22: $131MQ3 ’22: $127MQ4 ’22: $134MQ1 ’23: $140MQ1 ’23Q2 ’23: $146MQ3 ’23: $133MQ4 ’23: $123MQ1 ’24: $123MQ1 ’24Q2 ’24: $132MQ3 ’24: $158MQ4 ’24: $160MQ1 ’25: $152MQ1 ’25Q2 ’25: $160MQ3 ’25: $178MQ4 ’25: $192MQ1 ’26: $202MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 72.4%Common Stock: 24.3%REIT: 2.6%Other: 0.6%ADR: 0.0%
  • ETP · 72.4% · $101M
  • Common Stock · 24.3% · $34M
  • REIT · 2.6% · $4M
  • Other · 0.6% · $835,000
  • ADR · 0.0% · $21,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CRMSALESFORCE COM INCNEW+500500+$126,000$126,000
RTXRAYTHEON TECHNOLOGIES CORPNEW+1.6K1.6K+$91,000$91,000
GDXVANECK VECTORS ETF TRNEW+636636+$25,000$25,000
PLDPROLOGIS INC.NEW+100100+$10,000$10,000
AONAON PLCNEW+5050+$10,000$10,000
NVDANVIDIA CORPADDED+870889+$474,000$481,000
AAPLAPPLE INCADDED+81.7K107.7K+$3M$12M
EWGISHARES INCSOLD OUT−2.6K0−$70,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

156 positions (from 226 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFFISHARES TRPFD AND INCM SEC · US HLTHCARE ETF · CORE S&P TTL STK · 20 YR TR BD ETF · CORE HIGH DV ETF · NORTH AMERN NAT · NATIONAL MUN ETF · CORE DIV GRWTH · BARCLAYS 7 10 YR · MSCI EAFE ETF · 3 7 YR TREAS BD · RUS MDCP VAL ETF · U.S. FINLS ETF · CORE S&P500 ETF · MSCI MIN VOL ETF · COHEN STEER REIT · CORE US AGGBD ET · 1 3 YR TREAS BD · MSCI EMG MKT ETF · U.S. CNSM SV ETF · S&P 500 VAL ETF · IBONDS DEC22 ETF · IBONDS DEC21 ETF · IBONDS DEC23 ETF · IBONDS DEC20 ETF · CORE S&P SCP ETF · RUSSELL 2000 ETF · CORE S&P US GWT · TIPS BD ETF · RUS MID CAP ETF · S&P 500 GRWT ETF · RUS 1000 GRW ETF · EAFE VALUE ETF · CORE S&P MCP ETF · USA MOMENTUM FCT · U.S. BAS MTL ETF · GLOB HLTHCRE ETF · EDGE MSCI USA VL · NASDAQ BIOTECH · US INDUSTRIALS · CORE MSCI EAFE38.51%$54M902.1K
2ISHARES GOLD TRUSTISHARES12.94%$18M1.00M
3AAPLAPPLE INChistory →COM8.94%$12M107.7K
4SPYSPDR S&P 500 ETF TRhistory →TR UNIT6.20%$9M25.8K
5DVYEISHARES INCEM MKTS DIV ETF · GLB AGRIC PR ETF · MIN VOL EMRG MKT · JP MRG EM CRP BD · MSCI GBL ETF NEW4.93%$7M226.2K
6VVISA INChistory →COM CL A3.53%$5M24.7K
7LATTICE STRATEGIES TRHARTFORD MLT ETF2.92%$4M157.5K
8PDMPIEDMONT OFFICE REALTY TR INhistory →COM CL A2.46%$3M252.8K
9XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-UTILS · SBI CONS STPLS · ENERGY · SBI INT-FINL · RL EST SEL SEC · SBI MATERIALS2.34%$3M48.3K
10SHOPSHOPIFY INChistory →CL A1.61%$2M2.2K
11QQQINVESCO QQQ TRhistory →UNIT SER 11.47%$2M7.4K
12MSFTMICROSOFT CORPhistory →COM1.46%$2M9.7K
13DBAINVESCO DB MLTI SECTR CMMTYhistory →AGRICULTURE FD1.02%$1M96.7K
14ESEVERSOURCE ENERGYCOM0.91%$1M15.2K
15INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL0.60%$837,00015.6K
16HDHOME DEPOT INCCOM0.53%$736,0002.7K
17VZVERIZON COMMUNICATIONS INCCOM0.49%$682,00011.5K
18DONWISDOMTREE TRUS MIDCAP DIVID · US SMALLCAP DIVD · US QTLY DIV GRT · BLMBG US BULL · EUR HDG SMLCAP0.45%$629,00022.9K
19ZMZOOM VIDEO COMMUNICATIONS INCL A0.40%$553,0001.2K
20VUGVANGUARD INDEX FDSGROWTH ETF · LARGE CAP ETF · REAL ESTATE ETF · TOTAL STK MKT · VALUE ETF · MID CAP ETF · S&P 500 ETF SHS · SM CP VAL ETF0.35%$492,0003.2K
21NVDANVIDIA CORPCOM0.34%$481,000889
22VIGVANGUARD GROUPDIV APP ETF0.30%$417,0003.2K
23TAT&T INCCOM0.27%$381,00013.4K
24FUTYFIDELITY COVINGTON TRMSCI UTILS INDEX0.27%$371,0009.8K
25GLDSPDR GOLD TRUSTGOLD SHS0.26%$359,0002.0K
26MOALTRIA GROUP INCCOM0.25%$342,0008.8K
27SSOPROSHARES TRPSHS ULT S&P 5000.24%$335,0004.6K
28DEDEERE & COCOM0.23%$325,0001.5K
29GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.22%$312,000212
30CSCOCISCO SYS INCCOM0.21%$288,0007.3K
31AMZNAMAZON COM INCCOM0.20%$277,00088
32JNJJOHNSON & JOHNSONCOM0.19%$265,0001.8K
33SLVISHARES SILVER TRUSTISHARES0.18%$253,00011.7K
34DIASPDR DOW JONES INDL AVRG ETFUT SER 10.17%$239,000863
35EDCONSOLIDATED EDISON INCCOM0.17%$233,0003.0K
36GDGENERAL DYNAMICS CORPCOM0.15%$207,0001.5K
37INTCINTEL CORPCOM0.13%$181,0003.5K
38ABXBARRICK GOLD CORPORATIONCOM0.13%$180,0006.4K
39CVSCVS HEALTH CORPCOM0.13%$180,0003.1K
40PMPHILIP MORRIS INTL INCCOM0.12%$174,0002.3K
41LOWLOWES COS INCCOM0.11%$152,000917
42EXMOCEXXON MOBIL CORPCOM0.10%$133,0003.9K
43ORCLORACLE CORPCOM0.09%$130,0002.2K
44CRMSALESFORCE COM INCCOM0.09%$126,000500
45SCHPSCHWAB STRATEGIC TRUS TIPS ETF · US LCAP VA ETF · US DIVIDEND EQ · US REIT ETF · INTL EQTY ETF0.09%$122,0002.4K
46TJXTJX COS INC NEWCOM0.08%$111,0002.0K
47PGPROCTER & GAMBLE COCOM0.08%$109,000785
48DISDISNEY WALT COCOM DISNEY0.08%$106,000851
49KOCOCA COLA COCOM0.07%$103,0002.1K
50CRWDCROWDSTRIKE HLDGS INCCL A0.07%$103,000750
51CATCATERPILLAR INC DELCOM0.07%$102,000685
52ELLAUDER ESTEE COS INCCL A0.07%$101,000465
53VICTORY PORTFOLIOS IIVICSHS DV AC ETF · VCSHS US 500 ENH · VCSHS US LRG CAP0.07%$100,0002.5K
54WMTWALMART INCCOM0.07%$99,000709
55VEREIT INCCOM0.07%$98,00015.1K
56JPSTJP MORGAN EXCHANGE TRADED FDULTRA SHRT INC0.07%$97,0001.9K
57RTXRAYTHEON TECHNOLOGIES CORPCOM0.07%$91,0001.6K
58BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.07%$91,000429
59BXBLACKSTONE GROUP INCCOM CL A0.07%$91,0001.8K
60TMOTHERMO FISHER SCIENTIFIC INCCOM0.06%$88,000200
61BALLBALL CORPCOM0.06%$83,0001.0K
62NEENEXTERA ENERGY INCCOM0.06%$83,000300
63JPMJPMORGAN CHASE & COCOM0.06%$77,000801
64LMTLOCKHEED MARTIN CORPCOM0.05%$76,000199
65VPUVANGUARD WORLD FDSUTILITIES ETF0.05%$74,000571
66BIPCBROOKFIELD INFRAST PARTNERSLP INT UNIT0.05%$71,0001.5K
67KRGKITE RLTY GROUP TRCOM NEW0.05%$67,0005.8K
68MDLZMONDELEZ INTL INCCL A0.05%$64,0001.1K
69SBUXSTARBUCKS CORPCOM0.05%$64,000750
70MCDMCDONALDS CORPCOM0.04%$61,000280
71AEEAMEREN CORPCOM0.04%$59,000750
72BDXBECTON DICKINSON & COCOM0.04%$59,000253
73BIIBBIOGEN INCCOM0.04%$59,000207
74BABOEING COCOM0.04%$56,000338
75BACBANK AMER CORPCOM0.04%$55,0002.3K
76TXNTEXAS INSTRS INCCOM0.04%$54,000380
77METAFACEBOOK INCCL A0.04%$53,000203
78PEPPEPSICO INCCOM0.04%$51,000370
79AAGILENT TECHNOLOGIES INCCOM0.04%$49,000488
80ADPAUTOMATIC DATA PROCESSING INCOM0.04%$49,000349
81SRPTSAREPTA THERAPEUTICS INCCOM0.04%$49,000350
82COSTCOSTCO WHSL CORP NEWCOM0.03%$48,000134
83ALLALLSTATE CORPCOM0.03%$47,000500
84PFEPFIZER INCCOM0.03%$47,0001.3K
85MCHPMICROCHIP TECHNOLOGY INCCOM0.03%$46,000450
86EFASGLOBAL X FDSMSCI SUPDIV EA0.03%$44,0003.6K
87CVXCHEVRON CORP NEWCOM0.03%$43,000602
88ETNEATON CORP PLCSHS0.03%$41,000400
89HONHONEYWELL INTL INCCOM0.03%$41,000250
90SDYSPDR SERIES TRUSTS&P 600 SMCP VAL · S&P DIVID ETF0.03%$40,000645
91ZTSZOETIS INCCL A0.03%$39,000234
92ADBEADOBE INCCOM0.03%$38,00078
93FDXFEDEX CORPCOM0.03%$38,000150
94MSMORGAN STANLEYCOM NEW0.03%$38,000794
95COLUMBIA PPTY TR INCCOM NEW0.03%$37,0003.4K
96GSGOLDMAN SACHS GROUP INCCOM0.03%$37,000185
97NKENIKE INCCL B0.02%$34,000269
98VXUSVANGUARD STAR FDSVG TL INTL STK F0.02%$34,000643
99PKWINVESCO EXCHANGE TRADED FD TGBL LISTED PVT · BUYBACK ACHIEV0.02%$34,0002.2K
100GILDGILEAD SCIENCES INCCOM0.02%$32,000500

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$202M30Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$192M30Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$178M26Oct 9, 202513F-HRchanges · EDGAR ↗
Q2 2025$160M27Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$152M29Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$160M30Jan 16, 202513F-HRchanges · EDGAR ↗
Q3 2024$158M31Oct 10, 202413F-HRchanges · EDGAR ↗
Q2 2024$132M30Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$123M30Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$123M30Jan 24, 202413F-HRchanges · EDGAR ↗
Q3 2023$133M34Oct 23, 202313F-HRchanges · EDGAR ↗
Q2 2023$146M34Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$140M34Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022$134M34Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$127M36Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$131M35Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$167M67Apr 28, 202213F-HRchanges · EDGAR ↗
Q4 2021$171M71Jan 27, 202213F-HRchanges · EDGAR ↗
Q3 2021$154M68Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$135M70Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$142M71Apr 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$149M239Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$140M226Oct 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$132M353Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$114M352Apr 29, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.