SEC 13F Intelligence

Managers / Q3 2023 · view latest →

CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CIK 0001803229 · 10000 N 31ST AVE, STE# D216, PHOENIX, AZ, 85051 · (952) 831-8243

Reported Value
$176M
Q3 2023
Positions
149
Filings on Record
33
2020–present window
Filed
Oct 18, 2023
original filing

Summary

Capital Advisory Group Advisory Services, LLC reported $176M in U.S.-listed holdings across 149 positions for Q3 2023.

Its largest position, FLRN, represents 16.4% of the portfolio.

Compared with Q2 2023, the fund opened 72 new positions and exited 2.

Portfolio Metrics

Turnover
+4.9%
vs prior filed quarter
Top-10 Concentration
+57.3%
share of reported value
Largest Position
+16.4%
Spdr
New / Exited
72 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $190MQ4 ’19Q1 ’20: $150MQ2 ’20: $179MQ3 ’20: $193MQ3 ’20Q4 ’20: $238MQ1 ’21: $257MQ3 ’21: $276MQ3 ’21Q4 ’21: $230MQ1 ’22: $215MQ2 ’22: $168MQ2 ’22Q3 ’22: $144MQ4 ’22: $147MQ1 ’23: $166MQ1 ’23Q2 ’23: $140MQ3 ’23: $176MQ4 ’23: $187MQ4 ’23Q1 ’24: $211MQ2 ’24: $234MQ3 ’24: $251MQ3 ’24Q4 ’24: $279MQ1 ’25: $262MQ2 ’25: $278MQ2 ’25Q3 ’25: $321MQ4 ’25: $340Mfilingsflow.com

Portfolio Composition

By security type
ETP: 67.1%Common Stock: 31.6%REIT: 0.6%MLP: 0.4%Other: 0.2%ADR: 0.1%
  • ETP · 67.1% · $118M
  • Common Stock · 31.6% · $56M
  • REIT · 0.6% · $1M
  • MLP · 0.4% · $729,834
  • Other · 0.2% · $340,941
  • ADR · 0.1% · $160,295

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MSFTMICROSOFT CORPNEW+8.0K8.0K+$3M$3M
DIASPDR DOW JONES INDL AVERAGENEW+7.1K7.1K+$2M$2M
MDYSPDR S&P MIDCAP 400 ETF TRNEW+4.6K4.6K+$2M$2M
BRK/BBERKSHIRE HATHAWAY INC DELNEW+5.7K5.7K+$2M$2M
LLYELI LILLY & CONEW+3.5K3.5K+$2M$2M
AGMFEDERAL AGRIC MTG CORPNEW+8.6K8.6K+$1M$1M
JNJJOHNSON & JOHNSONNEW+8.1K8.1K+$1M$1M
VOVANGUARD INDEX FDSNEW+5.9K5.9K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

118 positions (from 149 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FLRNSPDR SER TRPORTFOLI S&P1500 · BLOOMBERG INVT · PRTFLO S&P500 GW · PRTFLO S&P500 HI · S&P DIVID ETF · PRTFLO S&P500 VL · PORTFOLIO S&P600 · PORTFOLIO SHORT · BLOOMBERG SHT TE · PORTFLI TIPS ETF · S&P 400 MDCP VAL16.43%$29M685.5K
2FLOTISHARES TRFLTG RATE NT ETF · CORE S&P MCP ETF · RUSSELL 2000 ETF · SELECT DIVID ETF · U.S. TECH ETF · 1 3 YR TREAS BD · TIPS BD ETF · CORE US AGGBD ET · U.S. INSRNCE ETF · CONV BD ETF · U.S. ENERGY ETF · MSCI EAFE ETF · U.S. FINLS ETF · US HLTHCARE ETF · PFD AND INCM SEC14.30%$25M280.7K
3QQQINVESCO QQQ TRhistory →UNIT SER 16.63%$12M32.6K
4SPYSPDR S&P 500 ETF TRhistory →TR UNIT6.60%$12M27.2K
5PEYINVESCO EXCHANGE TRADED FD THIG YLD EQ DIV · S&P500 QUALITY · DIVID ACHIEVEV · S&P MDCP MOMNTUM4.16%$7M231.9K
6HTGCHERCULES CAPITAL INChistory →COM2.60%$5M278.9K
7RBB FD INCMOTLEY FOL ETF1.87%$3M84.0K
8EMLPFIRST TR EXCHANGE-TRADED FDNO AMER ENERGY · RISNG DIVD ACHIV · US EQTY OPPT ETF1.69%$3M79.4K
9GLDSPDR GOLD TRhistory →GOLD SHS1.60%$3M16.4K
10JPMJPMORGAN CHASE & COALERIAN ML ETN · COM1.46%$3M96.0K
11MSFTMICROSOFT CORPhistory →COM1.44%$3M8.0K
12FHLCFIDELITY COVINGTON TRUSThistory →MSCI HLTH CARE I1.40%$2M40.8K
13DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 11.36%$2M7.1K
14AAPLAPPLE INChistory →COM1.33%$2M13.7K
15CVXCHEVRON CORP NEWhistory →COM1.31%$2M13.7K
16RTXRTX CORPORATIONhistory →COM1.21%$2M29.6K
17MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.18%$2M4.6K
18DTDWISDOMTREE TRhistory →US TOTAL DIVIDND1.17%$2M34.3K
19BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.13%$2M5.7K
20LLYELI LILLY & COhistory →COM1.06%$2M3.5K
21VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.97%$2M22.8K
22VOVANGUARD INDEX FDSMID CAP ETF · REAL ESTATE ETF0.97%$2M12.2K
23AMZNAMAZON COM INCCOM0.87%$2M12.0K
24WMTWALMART INCCOM0.85%$2M9.4K
25ABRDN GOLD ETF TRUSTPHYSCL GOLD SHS0.83%$1M82.7K
26JEPIJ P MORGAN EXCHANGE TRADED FEQUITY PREMIUM0.82%$1M26.8K
27AGMFEDERAL AGRIC MTG CORPCL C0.76%$1M8.6K
28JNJJOHNSON & JOHNSONCOM0.72%$1M8.1K
29GOOGALPHABET INCCAP STK CL C0.70%$1M9.4K
30METAMETA PLATFORMS INCCL A0.68%$1M4.0K
31NVDANVIDIA CORPORATIONCOM0.67%$1M2.7K
32MOALTRIA GROUP INCCOM0.67%$1M28.0K
33ABBVABBVIE INCCOM0.63%$1M7.4K
34COMDIREXION SHS ETF TRAUSPCE CMD STG0.54%$955,06832.2K
35TSLATESLA INCCOM0.54%$954,5893.8K
36UNHUNITEDHEALTH GROUP INCCOM0.51%$903,5081.8K
37IBMINTERNATIONAL BUSINESS MACHSCOM0.50%$888,1076.3K
38FDUSFIDUS INVT CORPCOM0.50%$877,57445.7K
39PFGPRINCIPAL FINANCIAL GROUP INCOM0.50%$873,12812.1K
40CVSCVS HEALTH CORPCOM0.46%$818,91911.7K
41DOWDOW INCCOM0.46%$806,08915.6K
42GDGENERAL DYNAMICS CORPCOM0.45%$801,4583.6K
43EXCHANGE TRADED CONCEPTS TRROBO GLB ETF0.40%$701,57213.9K
44PSAPUBLIC STORAGECOM0.38%$677,7732.6K
45XELXCEL ENERGY INCCOM0.38%$667,35211.7K
46NFLXNETFLIX INCCOM0.36%$637,7661.7K
47ADBEADOBE INCCOM0.36%$628,1971.2K
48UPSUNITED PARCEL SERVICE INCCL B0.35%$618,9604.0K
49BMYBRISTOL-MYERS SQUIBB COCOM0.35%$610,05810.5K
50HDHOME DEPOT INCCOM0.34%$605,3932.0K
51KRKROGER COCOM0.34%$598,88913.4K
52METMETLIFE INCCOM0.33%$588,5239.4K
53DALDELTA AIR LINES INC DELCOM NEW0.33%$588,07815.9K
54GSGISHARES S&P GSCI COMMODITY-UNIT BEN INT0.33%$580,17325.8K
55DIVOAMPLIFY ETF TRCWP ENHANCED DIV0.33%$577,24716.6K
56BIVVANGUARD BD INDEX FDSINTERMED TERM0.32%$558,4507.7K
57AZOAUTOZONE INCCOM0.30%$533,398210
58KOCOCA COLA COCOM0.29%$510,3149.1K
59ALLALLSTATE CORPCOM0.28%$490,6504.4K
60FIRST TR EXCHNG TRADED FD VICBOE VEST US EQ0.27%$484,16719.8K
61STRATEGY SHSNS 7HANDL IDX0.26%$454,78023.8K
62VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF0.25%$439,1574.7K
63QLDPROSHARES TRPSHS ULTRA QQQ0.25%$438,5977.4K
64ORCLORACLE CORPCOM0.25%$436,6024.1K
65FICOFAIR ISAAC CORPCOM0.24%$431,659497
66AMDADVANCED MICRO DEVICES INCCOM0.24%$425,9834.1K
67DXLGDESTINATION XL GROUP INCCOM0.24%$424,43594.7K
68HRBBLOCK H & R INCCOM0.24%$420,5679.8K
69PGPROCTER AND GAMBLE COCOM0.24%$415,9932.9K
70ABTABBOTT LABSCOM0.23%$411,1284.2K
71ACNACCENTURE PLC IRELANDSHS CLASS A0.23%$397,4001.3K
72COWZPACER FDS TRUS CASH COWS 1000.22%$389,7567.9K
73GSGOLDMAN SACHS GROUP INCCOM0.22%$381,8131.2K
74INTCINTEL CORPCOM0.22%$378,96310.7K
75EXMOCEXXON MOBIL CORPCOM0.21%$373,8763.2K
76EPDENTERPRISE PRODS PARTNERS LCOM0.21%$372,56013.6K
77MCDMCDONALDS CORPCOM0.21%$365,3911.4K
78NEARISHARES U S ETF TRBLACKROCK ST MAT0.20%$359,2087.2K
79ARKWARK ETF TRNEXT GNRTN INTER0.20%$358,9186.6K
80ETENERGY TRANSFER L PCOM UT LTD PTN0.20%$357,27425.5K
81VVISA INCCOM CL A0.20%$356,3071.5K
82ORLYOREILLY AUTOMOTIVE INCCOM0.20%$349,002384
83STZCONSTELLATION BRANDS INCCL A0.20%$346,0811.4K
84VZVERIZON COMMUNICATIONS INCCOM0.18%$320,6659.9K
85TSCOTRACTOR SUPPLY COCOM0.18%$314,3211.5K
86TAT&T INCCOM0.18%$311,21420.7K
87ASMLASML HOLDING N VN Y REGISTRY SHS0.17%$297,273505
88COSTCOSTCO WHSL CORP NEWCOM0.17%$290,954515
89PSXPHILLIPS 66COM0.16%$278,8682.3K
90CLCOLGATE PALMOLIVE COCOM0.16%$278,5383.9K
91SEAGEN INCCOM0.15%$268,3701.3K
92FTNTFORTINET INCCOM0.15%$267,8744.6K
93ESGFLEXSHARES TRSTOX US ESG SLCT0.15%$263,4532.5K
94CMCSACOMCAST CORP NEWCL A0.15%$262,9365.9K
95MNSTMONSTER BEVERAGE CORP NEWCOM0.15%$256,4904.8K
96SRESEMPRACOM0.14%$252,5273.7K
97ABXBARRICK GOLD CORPCOM0.14%$251,97717.3K
98ADIANALOG DEVICES INCCOM0.14%$240,3991.4K
99CRMSALESFORCE INCCOM0.13%$236,8471.2K
100AMGNAMGEN INCCOM0.13%$226,833844

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026Under review6Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$340M171Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$321M180Oct 29, 202513F-HRchanges · EDGAR ↗
Q2 2025$278M173Jul 10, 202513F-HRchanges · EDGAR ↗
Q1 2025$262M174Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$279M173Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$251M152Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$234M149Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$211M145Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$187M143Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$176M149Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$140M79Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$166M147Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$147M131Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M141Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$168M203Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$215M521Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$230M168Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$276M555Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$257M527May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$238M542Feb 18, 202113F-HRchanges · EDGAR ↗
Q3 2020$193M519Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$179M476Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$150M7,302May 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$190M7,737Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.