SEC 13F Intelligence

FDUSFIDUS INVT CORP

CUSIP 316500107 · Yahoo Finance ↗ · Google Finance ↗

Fidus Invt Corp (FDUS) has 143 institutional holders in Filings Flow’s 13F database, together reporting 9.83M shares worth $157M as of Q1 2026. The largest reported holders are Raymond James Financial Inc, Invesco Ltd., and Envestnet Asset Management Inc.

Institutional Holders
143
Q1 2026
Reported Value
$157M
Ticker
FDUS
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 66Q4 ’18Q1 ’19: 66Q2 ’19: 66Q2 ’19Q3 ’19: 66Q2 ’21: 64Q2 ’21Q4 ’21: 66Q4 ’22: 91Q4 ’22Q4 ’25: 147Q1 ’26: 143Q1 ’26Q2 ’26: 8filingsflow.com
Total reported value
Q4 ’18: $78MQ4 ’18Q1 ’19: $113MQ2 ’19: $110MQ2 ’19Q3 ’19: $105MQ2 ’21: $78MQ2 ’21Q4 ’21: $78MQ4 ’22: $353MQ4 ’22Q4 ’25: $176MQ1 ’26: $157MQ1 ’26Q2 ’26: $7Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Muzinich & Co., Inc.$286M AUM2.12%$6M348.3KQ1 2026OLDER
GraniteShares Advisors LLC$139M AUM1.70%$3M145.3KQ3 2025OLDER
Columbus Macro, LLC$936M AUM0.94%$9M505.6KQ1 2026OLDER
Palogic Value Management, L.P.$237M AUM0.54%$1M72.9KQ1 2026OLDER
Davis Investment Partners, LLC$283M AUM0.44%$1M71.0KQ1 2026OLDER
MQS Management LLC$148M AUM0.41%$603,20234.6KQ1 2026OLDER
Plan Group Financial, LLC$426M AUM0.40%$2M98.8KQ1 2026OLDER
Haven Private, LLC$230M AUM0.37%$847,48348.6KQ1 2026OLDER
MGB Wealth Management, LLC$350M AUM0.34%$1M61.8KQ4 2025OLDER
Legacy Capital Wealth Partners, LLC$485M AUM0.29%$1M79.7KQ1 2026OLDER
nVerses Capital, LLC$110M AUM0.29%$314,23918.0KQ1 2026OLDER
NOVARE CAPITAL MANAGEMENT LLC$1.3B AUM0.28%$4M206.1KQ1 2026OLDER
WT Wealth Management$336M AUM0.26%$890,38851.1KQ1 2026OLDER
Ethos Financial Group, LLC$1.4B AUM0.19%$3M138.2KQ1 2026OLDER
OPTIMUM INVESTMENT ADVISORS$252M AUM0.17%$417,92320.6KQ3 2025OLDER
Morey & Quinn Wealth Partners, LLC$141M AUM0.16%$231,30313.3KQ1 2026OLDER
PFG Advisors$2.1B AUM0.16%$3M187.7KQ1 2026OLDER
OXFORD ASSET MANAGEMENT LLP$268M AUM0.16%$390,61320.2KQ4 2025OLDER
Virtus Investment Advisers, LLC$363M AUM0.15%$530,31730.4KQ1 2026OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.13%$2M105.1KQ1 2026OLDER
Greenland Capital Management LP$787M AUM0.13%$1M58.0KQ1 2026OLDER
Kingstone Capital Partners Texas, LLC$162M AUM0.12%$189,00010.9KQ1 2026OLDER
TrueMark Investments, LLC$514M AUM0.11%$579,40530.0KQ4 2025OLDER
Dynamic Technology Lab Private Ltd$615M AUM0.09%$547,42431.4KQ1 2026OLDER
Monument Capital Management$399M AUM0.08%$331,65919.0KQ1 2026OLDER
Cordgrass Capital Advisors, LLC$427M AUM0.07%$313,22918.0KQ1 2026OLDER
RIVERBRIDGE PARTNERS LLC$3.6B AUM0.06%$2M110.9KQ2 2026
Secure Asset Management, LLC$632M AUM0.06%$358,22220.6KQ1 2026OLDER
MeadowBrook Investment Advisors LLC$113M AUM0.05%$58,4443.4KQ1 2026OLDER
ROCKLAND TRUST CO$2.5B AUM0.04%$1M55.9KQ2 2026
Millstone Evans Group, LLC$167M AUM0.04%$64,2103.7KQ1 2026OLDER
Campbell & CO Investment Adviser LLC$1.8B AUM0.04%$628,91436.1KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.03%$714,77541.3KQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.03%$2M118.1KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.03%$1M82.9KQ1 2026OLDER
JT Stratford LLC$786M AUM0.03%$262,10115.0KQ1 2026OLDER
Quantbot Technologies LP$2.4B AUM0.03%$763,03143.8KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.03%$387,90522.3KQ1 2026OLDER
ADVISORY RESEARCH INC$813M AUM0.03%$210,76510.4KQ3 2025OLDER
Promus Capital, LLC$157M AUM0.03%$40,9862.0KQ3 2025OLDER
CALTON & ASSOCIATES, INC.$696M AUM0.03%$179,67610.3KQ1 2026OLDER
Massar Capital Management, LP$934M AUM0.03%$240,32412.5KQ4 2025OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.02%$484,73127.8KQ1 2026OLDER
Koss-Olinger Consulting, LLC$1.2B AUM0.02%$292,00015.2KQ4 2025OLDER
Accredited Investors Inc.$1.9B AUM0.02%$348,40020.0KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.02%$986,20551.7KQ2 2026
Burk Holdings LLC$233M AUM0.02%$42,7492.5KQ1 2026OLDER
WNY Asset Management, LLC$967M AUM0.02%$175,94210.1KQ1 2026OLDER
LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM0.02%$522,09427.1KQ4 2025OLDER
XTX Topco Ltd$5.8B AUM0.02%$646,91733.5KQ4 2025OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.02%$567,12329.7KQ2 2026
Hilton Head Capital Partners, LLC$177M AUM0.02%$27,0011.6KQ1 2026OLDER
VestGen Advisors, LLC$3.8B AUM0.02%$570,72330.2KQ1 2026OLDER
Entropy Technologies, LP$2.2B AUM0.01%$305,04217.5KQ1 2026OLDER
EAGLE GLOBAL ADVISORS LLC$2.8B AUM0.01%$387,68222.3KQ1 2026OLDER
Fiduciary Alliance LLC$1.7B AUM0.01%$230,39812.3KQ1 2026OLDER
Caprock Group, LLC$4.1B AUM0.01%$569,02432.7KQ1 2026OLDER
Y-Intercept (Hong Kong) Ltd$5.1B AUM0.01%$685,01335.9KQ2 2026
Purpose Unlimited Inc.$2.4B AUM0.01%$322,48418.8KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.01%$7M406.4KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.01%$9M542.3KQ1 2026OLDER
VAN ECK ASSOCIATES CORP$133M AUM0.01%$12,421713.1KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.01%$1M75.4KQ1 2026OLDER
Jump Financial, LLC$7.5B AUM0.01%$629,85632.6KQ4 2025OLDER
Bragg Financial Advisors, Inc$3.2B AUM0.01%$226,65213.0KQ1 2026OLDER
Trexquant Investment LP$13.9B AUM0.01%$978,91756.2KQ1 2026OLDER
Magnetar Financial LLC$9.8B AUM0.01%$686,17339.4KQ1 2026OLDER
Cedar Wealth Management, LLC$344M AUM0.01%$20,098992Q3 2025OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$533,22630.6KQ1 2026OLDER
Apollon Wealth Management, LLC$6.2B AUM0.01%$363,67720.9KQ1 2026OLDER
Brevan Howard Capital Management LP$11.3B AUM0.01%$668,26638.4KQ1 2026OLDER
Summit Trail Advisors, LLC$7.0B AUM0.01%$393,97122.6KQ1 2026OLDER
OpenArc Corporate Advisory, LLC$7.0B AUM0.01%$393,93622.6KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.01%$347,80820.0KQ1 2026OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.01%$48,1782.4KQ3 2025OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$699,09840.1KQ1 2026OLDER
ORG Partners LLC$568M AUM0.00%$27,3281.4KQ4 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$269,62014.0KQ4 2025OLDER
Clearstead Advisors, LLC$10.9B AUM0.00%$489,24828.1KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$14M804.4KQ1 2026OLDER
Intentional Wealth Strategies, LLC$107M AUM0.00%$4,529260Q1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$342,91319.7KQ1 2026OLDER
Annex Advisory Services, LLC$5.3B AUM0.00%$217,66312.5KQ1 2026OLDER
Laurel Wealth Advisors LLC$1.0B AUM0.00%$30,3401.6KQ4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$1M63.2KQ2 2026
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$5M273.7KQ1 2026OLDER
1 NORTH WEALTH SERVICES LLC$277M AUM0.00%$10,452600Q1 2026OLDER
Beacon Pointe Advisors, LLC$18.9B AUM0.00%$679,43339.0KQ1 2026OLDER
Quadrature Capital Ltd$8.4B AUM0.00%$286,43114.8KQ4 2025OLDER
WealthCollab, LLC$243M AUM0.00%$6,640344Q4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$10M545.5KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$498,19928.6KQ1 2026OLDER
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.00%$1M76.3KQ1 2026OLDER
DAVENPORT & Co LLC$20.4B AUM0.00%$496,92626.1KQ2 2026
Sumitomo Mitsui Trust Group, Inc.$154.5B AUM0.00%$4M213.4KQ1 2026OLDER
CREDIT AGRICOLE S A$38.1B AUM0.00%$972,73950.4KQ4 2025OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$2M103.4KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$2M92.6KQ1 2026OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$69,6804.0KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$10M497.9KQ3 2025OLDER
Verition Fund Management LLC$15.4B AUM0.00%$389,86020.2KQ4 2025OLDER
HB Wealth Management, LLC$15.5B AUM0.00%$232,71413.4KQ1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$4M204.4KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$30,5571.6KQ4 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$148,4518.6KQ1 2026OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$1M64.9KQ3 2025OLDER
SWAN Capital LLC$272M AUM0.00%$3,339173Q4 2025OLDER
Legal & General Group Plc$432.4B AUM0.00%$5M284.5KQ1 2026OLDER
Aquatic Capital Management LLC$3.5B AUM0.00%$39,0732.2KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$7M422.9KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$196,50911.3KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$653,96437.5KQ1 2026OLDER
Osbon Capital Management LLC$123M AUM0.00%$1,01058Q1 2026OLDER
Quantinno Capital Management LP$59.9B AUM0.00%$473,21427.2KQ1 2026OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$1M75.2KQ1 2026OLDER
Quarry LP$558M AUM0.00%$5,037261Q4 2025OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$14,465830Q1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$489,47428.1KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$3M151.7KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$177,99810.2KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$252,93814.5KQ1 2026OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$3M152.3KQ1 2026OLDER
FLAGSHIP WEALTH ADVISORS, LLC$233M AUM0.00%$1,70284Q3 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$15,295878Q1 2026OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$200,2349.9KQ3 2025OLDER
Peterson Wealth Services$405M AUM0.00%$2,126122Q1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$374,26219.0KQ4 2025OLDER
Atlantic Union Bankshares Corp$5.2B AUM0.00%$26,1301.5KQ1 2026OLDER
BROWN BROTHERS HARRIMAN & CO$18.6B AUM0.00%$92,9715.3KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$34,8402.0KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$325,95118.7KQ1 2026OLDER
SouthState Bank Corp$2.1B AUM0.00%$8,710500Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$71,9804.1KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$15,434886Q1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$405,29423.3KQ1 2026OLDER
Creative Planning$147.4B AUM0.00%$541,39431.1KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$543,99231.2KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$243,89612.0KQ3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M102.3KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$5M249.5KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$1M65.8KQ1 2026OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$238,58712.4KQ4 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$123,9027.1KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M73.5KQ1 2026OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$7,421426Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$85,3554.9KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$949,39054.5KQ1 2026OLDER
N.E.W. Advisory Services LLC$1.3B AUM0.00%$1,10463Q1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$627,52032.5KQ4 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$13,988803Q1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$409,93221.2KQ4 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$2M141.3KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$576,84633.1KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$204,36411.7KQ2 2026
Caitong International Asset Management Co., Ltd$541M AUM0.00%$17410Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$134,0007.7KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$88851Q1 2026OLDER
Private Wealth Asset Management, LLC$935M AUM0.00%$17410Q1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$29,7531.7KQ1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$15,556893Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$125,4537.3KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$13,065750Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$13,028770Q1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$1207Q1 2026OLDER
NATIXIS$28.0B AUM0.00%$58734Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$1,25472Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$74943Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$92353Q1 2026OLDER
DANSKE BANK A/S$41.5B AUM0.00%$171Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.