SEC 13F Intelligence

Managers / Q4 2020 · view latest →

CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CIK 0001803229 · 10000 N 31ST AVE, STE# D216, PHOENIX, AZ, 85051 · (952) 831-8243

Reported Value
$238M
Q4 2020
Positions
542
Filings on Record
33
2020–present window
Filed
Feb 18, 2021
original filing

Summary

Capital Advisory Group Advisory Services, LLC reported $238M in U.S.-listed holdings across 542 positions for Q4 2020.

Its largest position, FLOT, represents 18.4% of the portfolio.

Compared with Q3 2020, the fund opened 63 new positions and exited 39.

Portfolio Metrics

Turnover
+5.6%
vs prior filed quarter
Top-10 Concentration
+53.9%
share of reported value
Largest Position
+18.4%
Ishares Tr
New / Exited
63 / 39
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $190MQ4 ’19Q1 ’20: $150MQ2 ’20: $179MQ3 ’20: $193MQ3 ’20Q4 ’20: $238MQ1 ’21: $257MQ3 ’21: $276MQ3 ’21Q4 ’21: $230MQ1 ’22: $215MQ2 ’22: $168MQ2 ’22Q3 ’22: $144MQ4 ’22: $147MQ1 ’23: $166MQ1 ’23Q2 ’23: $140MQ3 ’23: $176MQ4 ’23: $187MQ4 ’23Q1 ’24: $211MQ2 ’24: $234MQ3 ’24: $251MQ3 ’24Q4 ’24: $279MQ1 ’25: $262MQ2 ’25: $278MQ2 ’25Q3 ’25: $321MQ4 ’25: $340Mfilingsflow.com

Portfolio Composition

By security type
ETP: 66.3%Common Stock: 31.1%Other: 1.0%REIT: 0.8%ADR: 0.7%Other: 0.0%
  • ETP · 66.3% · $158M
  • Common Stock · 31.1% · $74M
  • Other · 1.0% · $2M
  • REIT · 0.8% · $2M
  • ADR · 0.7% · $2M
  • Other · 0.0% · $31,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
STRATEGY SHSNEW+62.7K62.7K+$2M$2M
QRVOQORVO INCNEW+4.0K4.0K+$661,000$661,000
BILIBILIBILI INCNEW+4.0K4.0K+$342,000$342,000
RBB FD INCNEW+7.7K7.7K+$298,000$298,000
UUNITY SOFTWARE INCNEW+1.7K1.7K+$260,000$260,000
SEDGSOLAREDGE TECHNOLOGIES INCNEW+810810+$258,000$258,000
ILMNILLUMINA INCNEW+683683+$253,000$253,000
NICENICE LTDNEW+824824+$234,000$234,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

399 positions (from 500 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FLOTISHARES TRFLTG RATE NT ETF · CORE S&P MCP ETF · CORE US AGGBD ET · CONV BD ETF · RUSSELL 2000 ETF · 1 3 YR TREAS BD · PFD AND INCM SEC · TIPS BD ETF · U.S. TECH ETF · SELECT DIVID ETF · PHLX SEMICND ETF · U.S. INSRNCE ETF · MSCI EAFE ETF · U.S. ENERGY ETF · U.S. FINLS ETF · US HLTHCARE ETF · MSCI EMG MKT ETF · NASDAQ BIOTECH · 3 7 YR TREAS BD · JPMORGAN USD EMG · US TELECOM ETF · U.S. REAL ES ETF · CORE HIGH DV ETF · U.S. BAS MTL ETF · RUS MDCP VAL ETF · CONSER ALLOC ETF · S&P MC 400GR ETF · MSCI USA QLT FCT · U.S. UTILITS ETF · U.S. CNSM GD ETF · RUS MID CAP ETF · S&P 500 VAL ETF · EXPND TEC SC ETF · CORE S&P US GWT · CORE S&P US VLU18.40%$44M510.5K
2FLRNSPDR SER TRPORTFOLI S&P1500 · BLOMBERG BRC INV · S&P DIVID ETF · PRTFLO S&P500 GW · PORTFOLIO S&P600 · PORTFLI TIPS ETF · PORTFOLIO SHORT · BLOOMBERG SRT TR · S&P BIOTECH · S&P KENSHO CLEAN · BLOOMBERG BRCLYS · PRTFLO S&P500 HI · S&P 400 MDCP GRW · PRTFLO S&P500 VL · S&P REGL BKG · S&P 400 MDCP VAL6.79%$16M375.8K
3VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP · LONG TERM TREAS · SHORT TERM TREAS5.56%$13M151.8K
4QQQINVESCO QQQ TRhistory →UNIT SER 15.08%$12M38.6K
5RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · HIG YLD EQ DIV · S&P500 QUALITY · DIVID ACHIEVEV · S&P MDCP MOMNTUM · DYNMC LRG GWTH · DYNMC LRG VALU · DYNMC SEMICNDT · AEROSPACE DEFN · WATER RES ETF · FINL PFD ETF · S&P SMLCP MOMENT · S&P SMCP VLU MNT · S&P500 EQL STP4.15%$10M239.6K
6SPYSPDR S&P 500 ETF TRhistory →TR UNIT3.88%$9M24.7K
7VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · SML CP GRW ETF · GROWTH ETF · VALUE ETF · LARGE CAP ETF · MCAP GR IDXVIP · MCAP VL IDXVIP3.56%$8M43.2K
8BSVVANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM2.38%$6M65.5K
9GLDSPDR GOLD TRhistory →GOLD SHS2.05%$5M27.5K
10VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF2.05%$5M34.6K
11DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 11.96%$5M15.3K
12AAPLAPPLE INChistory →COM1.72%$4M30.9K
13PGXINVESCO EXCH TRADED FD TR IIPFD ETF · PURBETA US AGG · EMRNG MKT SVRG · CHINA TECHNLGY · DWA DEV MKTS · S&P MIDCP LOW1.70%$4M206.7K
14FPXFIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF · RISNG DIVD ACHIV · NO AMER ENERGY1.34%$3M84.6K
15RBB FD INCMOTLEY FOL ETF · MFAM SMLCP GRWTH1.32%$3M88.1K
16HTGCHERCULES CAPITAL INChistory →COM1.31%$3M217.2K
17AMZNAMAZON COM INChistory →COM1.20%$3M881
18VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · TT WRLD ST ETF1.12%$3M43.3K
19MSFTMICROSOFT CORPhistory →COM1.08%$3M11.5K
20RTXRAYTHEON TECHNOLOGIES CORPCOM0.88%$2M29.5K
21JNJJOHNSON & JOHNSONCOM0.80%$2M12.1K
22GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.79%$2M1.1K
23FHLCFIDELITY COVINGTON TRUSTMSCI HLTH CARE I0.77%$2M32.0K
24EXCHANGE TRADED CONCEPTS TRROBO GLB ETF0.77%$2M30.2K
25METAFACEBOOK INCCL A0.77%$2M6.7K
26ARKWARK ETF TRNEXT GNRTN INTER · AUTNMUS TECHNLGY · INNOVATION ETF · 3D PRINTING ETF0.75%$2M12.4K
27MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.74%$2M4.2K
28WMTWALMART INCCOM0.69%$2M11.4K
29STRATEGY SHSNS 7HANDL IDX0.67%$2M62.7K
30TSLATESLA INCCOM0.66%$2M2.2K
31VZVERIZON COMMUNICATIONS INCCOM0.54%$1M21.9K
32ABERDEEN STD GOLD ETF TRPHYSCL GOLD SHS0.53%$1M69.5K
33HONHONEYWELL INTL INCCOM0.52%$1M5.8K
34DTDWISDOMTREE TRUS TOTAL DIVIDND · CLOUD COMPUTNG · INTL LRGCAP DV0.50%$1M12.4K
35DISDISNEY WALT COCOM0.48%$1M6.3K
36RGENREPLIGEN CORPCOM0.45%$1M5.6K
37PYPLPAYPAL HLDGS INCCOM0.42%$997,0004.3K
38BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.39%$931,0004.0K
39CVSCVS HEALTH CORPCOM0.37%$887,00013.0K
40TDOCTELADOC HEALTH INCCOM0.35%$833,0004.2K
41UNHUNITEDHEALTH GROUP INCCOM0.35%$827,0002.4K
42TAT&T INCCOM0.34%$822,00028.6K
43XYZSQUARE INCCL A0.34%$799,0003.7K
44SPIRIT AEROSYSTEMS HLDGS INCCOM CL A0.32%$766,00019.6K
45QCOMQUALCOMM INCCOM0.32%$759,0005.0K
46CRMSALESFORCE COM INCCOM0.32%$756,0003.4K
47ABBVABBVIE INCCOM0.31%$733,0006.8K
48LLYLILLY ELI & COCOM0.30%$726,0004.3K
49DOCUDOCUSIGN INCCOM0.29%$694,0003.1K
50NVDANVIDIA CORPORATIONCOM0.29%$681,0001.3K
51ETSYETSY INCCOM0.28%$670,0003.8K
52NEENEXTERA ENERGY INCCOM0.28%$668,0008.7K
53QRVOQORVO INCCOM0.28%$661,0004.0K
54ETNEATON CORP PLCSHS0.27%$636,0005.3K
55UPSUNITED PARCEL SERVICE INCCL B0.26%$621,0003.7K
56PFEPFIZER INCCOM0.26%$619,00016.8K
57PSAPUBLIC STORAGECOM0.25%$604,0002.6K
58ROKUROKU INCCOM CL A0.25%$603,0001.8K
59MOALTRIA GROUP INCCOM0.25%$597,00014.6K
60BABOEING COCOM0.24%$566,0002.6K
61XELXCEL ENERGY INCCOM0.23%$540,0008.1K
62DALDELTA AIR LINES INC DELCOM NEW0.22%$517,00012.9K
63OKTAOKTA INCCL A0.21%$490,0001.9K
64PRUPRUDENTIAL FINL INCCOM0.20%$477,0006.1K
65ABTABBOTT LABSCOM0.20%$475,0004.3K
66STORE CAP CORPCOM0.20%$474,00013.9K
67PFGPRINCIPAL FINANCIAL GROUP INCOM0.20%$470,0009.5K
68MPTMEDICAL PPTYS TRUST INCCOM0.20%$466,00021.4K
69JPMJPMORGAN CHASE & COCOM0.19%$448,0003.5K
70TSNTYSON FOODS INCCL A0.19%$448,0007.0K
71ALLALLSTATE CORPCOM0.19%$447,0004.1K
72AGMFEDERAL AGRIC MTG CORPCL C0.18%$437,0005.9K
73METMETLIFE INCCOM0.18%$433,0009.2K
74PGPROCTER AND GAMBLE COCOM0.18%$423,0003.0K
75NFLXNETFLIX INCCOM0.18%$421,000779
76XLVSELECT SECTOR SPDR TRSBI HEALTHCARE · SBI INT-FINL · SBI CONS STPLS · RL EST SEL SEC · SBI CONS DISCR0.18%$419,0008.0K
77INTCINTEL CORPCOM0.17%$416,0008.4K
78GILDGILEAD SCIENCES INCCOM0.17%$408,0007.0K
79GDGENERAL DYNAMICS CORPCOM0.17%$403,0002.7K
80XMPTVANECK VECTORS ETF TRCEF MUN INCOME E0.17%$400,00014.0K
81JDJD.COM INCSPON ADR CL A0.16%$390,0004.4K
82ADBEADOBE SYSTEMS INCORPORATEDCOM0.16%$388,000775
83TTDTHE TRADE DESK INCCOM CL A0.16%$376,000469
84ECLECOLAB INCCOM0.16%$374,0001.7K
85PINSPINTEREST INCCL A0.16%$373,0005.7K
86KRKROGER COCOM0.15%$347,00010.9K
87BILIBILIBILI INCSPONS ADS REP Z0.14%$342,0004.0K
88QLDPROSHARES TRPSHS ULTRA QQQ · S&P 500 DV ARIST · S&P MDCP 400 DIV · ULTRAPRO SHT QQQ0.14%$341,0003.3K
89BMYBRISTOL-MYERS SQUIBB COCOM0.14%$340,0005.5K
90ACTIVISION BLIZZARD INCCOM0.14%$327,0003.5K
91GMEDGLOBUS MED INCCL A0.14%$323,0004.9K
92MCDMCDONALDS CORPCOM0.13%$318,0001.5K
93VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.13%$316,0003.4K
94ZYNGA INCCL A0.13%$315,00031.9K
95CVXCHEVRON CORP NEWCOM0.13%$313,0003.7K
96RDFNREDFIN CORPCOM0.13%$311,0004.5K
97ORCLORACLE CORPCOM0.13%$304,0004.7K
98AMDADVANCED MICRO DEVICES INCCOM0.12%$294,0003.2K
99TNCTENNANT COCOM0.12%$284,0004.0K
100FTCHQFARFETCH LTDORD SH CL A0.12%$281,0004.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026Under review6Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$340M171Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$321M180Oct 29, 202513F-HRchanges · EDGAR ↗
Q2 2025$278M173Jul 10, 202513F-HRchanges · EDGAR ↗
Q1 2025$262M174Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$279M173Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$251M152Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$234M149Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$211M145Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$187M143Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$176M149Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$140M79Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$166M147Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$147M131Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M141Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$168M203Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$215M521Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$230M168Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$276M555Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$257M527May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$238M542Feb 18, 202113F-HRchanges · EDGAR ↗
Q3 2020$193M519Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$179M476Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$150M7,302May 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$190M7,737Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.