SEC 13F Intelligence

Managers / Q1 2021 · view latest →

CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CIK 0001803229 · 10000 N 31ST AVE, STE# D216, PHOENIX, AZ, 85051 · (952) 831-8243

Reported Value
$257M
Q1 2021
Positions
527
Filings on Record
33
2020–present window
Filed
May 14, 2021
original filing

Summary

Capital Advisory Group Advisory Services, LLC reported $257M in U.S.-listed holdings across 527 positions for Q1 2021.

Its largest position, IJH, represents 17.4% of the portfolio.

Compared with Q4 2020, the fund opened 39 new positions and exited 54.

Portfolio Metrics

Turnover
+9.3%
vs prior filed quarter
Top-10 Concentration
+53.8%
share of reported value
Largest Position
+17.4%
Ishares Tr
New / Exited
39 / 54
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $190MQ4 ’19Q1 ’20: $150MQ2 ’20: $179MQ3 ’20: $193MQ3 ’20Q4 ’20: $238MQ1 ’21: $257MQ3 ’21: $276MQ3 ’21Q4 ’21: $230MQ1 ’22: $215MQ2 ’22: $168MQ2 ’22Q3 ’22: $144MQ4 ’22: $147MQ1 ’23: $166MQ1 ’23Q2 ’23: $140MQ3 ’23: $176MQ4 ’23: $187MQ4 ’23Q1 ’24: $211MQ2 ’24: $234MQ3 ’24: $251MQ3 ’24Q4 ’24: $279MQ1 ’25: $262MQ2 ’25: $278MQ2 ’25Q3 ’25: $321MQ4 ’25: $340Mfilingsflow.com

Portfolio Composition

By security type
ETP: 67.1%Common Stock: 30.7%Other: 1.0%REIT: 0.8%ADR: 0.5%Other: 0.0%
  • ETP · 67.1% · $173M
  • Common Stock · 30.7% · $79M
  • Other · 1.0% · $3M
  • REIT · 0.8% · $2M
  • ADR · 0.5% · $1M
  • Other · 0.0% · $45,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RSPDINVESCO EXCHANGE TRADED FD TNEW+7.7K7.7K+$1M$1M
DGXQUEST DIAGNOSTICS INCNEW+7.8K7.8K+$1M$1M
PBWINVESCO EXCHANGE TRADED FD TNEW+6.6K6.6K+$650,000$650,000
ARKGARK ETF TRNEW+6.9K6.9K+$610,000$610,000
DDD3-D SYS CORP DELNEW+10.5K10.5K+$288,000$288,000
UFOPROCURE ETF TRUST IINEW+4.8K4.8K+$136,000$136,000
XLESELECT SECTOR SPDR TRNEW+2.6K2.6K+$130,000$130,000
WWAYFAIR INCNEW+401401+$126,000$126,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

395 positions (from 500 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IJHISHARES TRCORE S&P MCP ETF · FLTG RATE NT ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · CONV BD ETF · PFD AND INCM SEC · 1 3 YR TREAS BD · U.S. TECH ETF · TIPS BD ETF · SELECT DIVID ETF · U.S. INSRNCE ETF · PHLX SEMICND ETF · MSCI EAFE ETF · U.S. ENERGY ETF · U.S. FINLS ETF · US HLTHCARE ETF · MSCI EMG MKT ETF · NASDAQ BIOTECH · JPMORGAN USD EMG · CORE HIGH DV ETF · CONSER ALLOC ETF · 3 7 YR TREAS BD · U.S. REAL ES ETF · US TELECOM ETF · S&P MC 400GR ETF · GL CLEAN ENE ETF · RUS MID CAP ETF · EXPND TEC SC ETF · S&P 500 VAL ETF · SELF DRIVNG EV17.41%$45M501.2K
2FLRNSPDR SER TRPORTFOLI S&P1500 · BLOMBERG BRC INV · S&P DIVID ETF · PRTFLO S&P500 GW · PORTFOLIO S&P600 · PORTFLI TIPS ETF · PORTFOLIO SHORT · BLOOMBERG SRT TR · PRTFLO S&P500 VL · S&P KENSHO CLEAN · S&P BIOTECH · BLOOMBERG BRCLYS · S&P 400 MDCP GRW · PRTFLO S&P500 HI · S&P 400 MDCP VAL · S&P 600 SMCP GRW7.88%$20M443.1K
3QQQINVESCO QQQ TRhistory →UNIT SER 15.05%$13M40.7K
4RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · HIG YLD EQ DIV · S&P500 QUALITY · DIVID ACHIEVEV · S&P500 EQL DIS · S&P MDCP MOMNTUM · WILDERHIL CLAN · DYNMC SEMICNDT · DYNMC LRG GWTH · DYNMC BLDG CON · DWA TECHNOLOGY · DYNMC SOFTWARE · DYNMC LRG VALU · WATER RES ETF · S&P SMLCP MOMENT · S&P SMCP VLU MNT · FINL PFD ETF4.97%$13M252.3K
5VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP · LONG TERM TREAS · SHORT TERM TREAS4.76%$12M143.3K
6SPYSPDR S&P 500 ETF TRhistory →TR UNIT4.07%$10M26.4K
7VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · GROWTH ETF · SML CP GRW ETF · LARGE CAP ETF · VALUE ETF · MCAP GR IDXVIP · MCAP VL IDXVIP · S&P 500 ETF SHS2.84%$7M34.7K
8PGXINVESCO EXCH TRADED FD TR IIPFD ETF · PURBETA US AGG · EMRNG MKT SVRG · CHINA TECHNLGY · GBL CLEAN ENRG · DWA DEV MKTS · S&P MIDCP LOW2.44%$6M359.6K
9DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 12.24%$6M17.4K
10BSVVANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM · TOTAL BND MRKT2.14%$6M65.4K
11RBB FD INCMOTLEY FOL ETF · MFAM SMLCP GRWTH1.80%$5M128.6K
12HTGCHERCULES CAPITAL INChistory →COM1.68%$4M270.2K
13ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF · GENOMIC REV ETF · AUTNMUS TECHNLGY · 3D PRINTING ETF1.54%$4M31.5K
14AAPLAPPLE INChistory →COM1.38%$4M29.1K
15RDVYFIRST TR EXCHANGE-TRADED FDRISNG DIVD ACHIV · NO AMER ENERGY · US EQTY OPPT ETF1.33%$3M84.9K
16MSFTMICROSOFT CORPhistory →COM1.12%$3M12.2K
17GLDSPDR GOLD TRhistory →GOLD SHS1.10%$3M17.7K
18VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · TT WRLD ST ETF · FTSE SMCAP ETF1.06%$3M41.4K
19FHLCFIDELITY COVINGTON TRUSThistory →MSCI HLTH CARE I1.04%$3M45.2K
20AMZNAMAZON COM INChistory →COM1.02%$3M849
21GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.00%$3M1.2K
22EXCHANGE TRADED CONCEPTS TRROBO GLB ETF0.89%$2M35.9K
23RTXRAYTHEON TECHNOLOGIES CORPCOM0.86%$2M28.5K
24JNJJOHNSON & JOHNSONCOM0.83%$2M13.0K
25VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.80%$2M41.8K
26MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.79%$2M4.2K
27STRATEGY SHSNS 7HANDL IDX0.74%$2M77.4K
28VZVERIZON COMMUNICATIONS INCCOM0.71%$2M31.2K
29METAFACEBOOK INCCL A0.55%$1M4.8K
30VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.53%$1M9.2K
31TSLATESLA INCCOM0.53%$1M2.0K
32WMTWALMART INCCOM0.48%$1M9.2K
33ETNEATON CORP PLCSHS0.47%$1M8.7K
34HDHOME DEPOT INCCOM0.46%$1M3.9K
35DTDWISDOMTREE TRUS TOTAL DIVIDND · INTL LRGCAP DV0.46%$1M10.6K
36BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.45%$1M4.6K
37DISDISNEY WALT COCOM0.45%$1M6.3K
38HONHONEYWELL INTL INCCOM0.45%$1M5.3K
39CVSCVS HEALTH CORPCOM0.44%$1M15.0K
40ABERDEEN STD GOLD ETF TRPHYSCL GOLD SHS0.41%$1M64.0K
41DGXQUEST DIAGNOSTICS INCCOM0.39%$1M7.8K
42XYZSQUARE INCCL A0.36%$915,0004.0K
43UNHUNITEDHEALTH GROUP INCCOM0.35%$910,0002.4K
44NEENEXTERA ENERGY INCCOM0.35%$891,00011.8K
45TAT&T INCCOM0.34%$887,00029.3K
46NVDANVIDIA CORPORATIONCOM0.33%$855,0001.6K
47TDOCTELADOC HEALTH INCCOM0.33%$837,0004.6K
48LLYLILLY ELI & COCOM0.31%$790,0004.2K
49RGENREPLIGEN CORPCOM0.30%$777,0004.0K
50ABBVABBVIE INCCOM0.29%$759,0007.0K
51MOALTRIA GROUP INCCOM0.29%$746,00014.6K
52ETSYETSY INCCOM0.29%$740,0003.7K
53SLVISHARES SILVER TRISHARES0.28%$728,00032.1K
54DOCUDOCUSIGN INCCOM0.27%$701,0003.5K
55QRVOQORVO INCCOM0.27%$698,0003.8K
56DALDELTA AIR LINES INC DELCOM NEW0.26%$677,00014.0K
57PSAPUBLIC STORAGECOM0.26%$672,0002.7K
58PFGPRINCIPAL FINANCIAL GROUP INCOM0.26%$657,00010.9K
59UPSUNITED PARCEL SERVICE INCCL B0.25%$654,0003.9K
60PRUPRUDENTIAL FINL INCCOM0.25%$641,0007.0K
61PYPLPAYPAL HLDGS INCCOM0.24%$626,0002.6K
62BMYBRISTOL-MYERS SQUIBB COCOM0.24%$621,0009.8K
63XELXCEL ENERGY INCCOM0.24%$616,0009.3K
64PFEPFIZER INCCOM0.23%$604,00016.7K
65AGMFEDERAL AGRIC MTG CORPCL C0.23%$603,0006.0K
66XLFSELECT SECTOR SPDR TRSBI INT-FINL · SBI HEALTHCARE · ENERGY · SBI CONS STPLS · SBI CONS DISCR · RL EST SEL SEC0.23%$592,00011.2K
67VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.23%$586,0005.8K
68INTCINTEL CORPCOM0.22%$578,0009.0K
69METMETLIFE INCCOM0.22%$570,0009.4K
70CVXCHEVRON CORP NEWCOM0.22%$563,0005.4K
71GMEDGLOBUS MED INCCL A0.22%$554,0009.0K
72CRMSALESFORCE COM INCCOM0.21%$529,0002.5K
73JPMJPMORGAN CHASE & COCOM0.20%$522,0003.4K
74KMBKIMBERLY-CLARK CORPCOM0.20%$511,0003.7K
75JETSETF SER SOLUTIONSUS GLB JETS0.20%$510,00019.0K
76GDGENERAL DYNAMICS CORPCOM0.20%$506,0002.8K
77ABTABBOTT LABSCOM0.19%$497,0004.1K
78PGPROCTER AND GAMBLE COCOM0.19%$488,0003.6K
79AVGOBROADCOM INCCOM0.19%$487,0001.1K
80STORE CAP CORPCOM0.19%$484,00014.4K
81NFLXNETFLIX INCCOM0.19%$483,000925
82ALLALLSTATE CORPCOM0.19%$479,0004.2K
83MPTMEDICAL PPTYS TRUST INCCOM0.18%$467,00021.9K
84KRKROGER COCOM0.18%$462,00012.8K
85ADBEADOBE SYSTEMS INCORPORATEDCOM0.18%$454,000954
86ECLECOLAB INCCOM0.18%$453,0002.1K
87GILDGILEAD SCIENCES INCCOM0.17%$449,0006.9K
88WBAWALGREENS BOOTS ALLIANCE INCCOM0.17%$428,0007.8K
89BABOEING COCOM0.16%$418,0001.6K
90ZMZOOM VIDEO COMMUNICATIONS INCL A0.16%$418,0001.3K
91SPIRIT AEROSYSTEMS HLDGS INCCOM CL A0.16%$417,0008.6K
92BILIBILIBILI INCSPONS ADS REP Z0.16%$406,0003.8K
93ACTIVISION BLIZZARD INCCOM0.14%$365,0003.9K
94TSCOTRACTOR SUPPLY COCOM0.14%$359,0002.0K
95ZYNGA INCCL A0.13%$347,00034.0K
96ORCLORACLE CORPCOM0.13%$339,0004.8K
97MCDMCDONALDS CORPCOM0.13%$333,0001.5K
98QLDPROSHARES TRPSHS ULTRA QQQ · S&P 500 DV ARIST · S&P MDCP 400 DIV0.13%$331,0002.9K
99EBAYEBAY INC.COM0.13%$325,0005.3K
100TNCTENNANT COCOM0.13%$323,0004.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026Under review6Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$340M171Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$321M180Oct 29, 202513F-HRchanges · EDGAR ↗
Q2 2025$278M173Jul 10, 202513F-HRchanges · EDGAR ↗
Q1 2025$262M174Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$279M173Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$251M152Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$234M149Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$211M145Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$187M143Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$176M149Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$140M79Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$166M147Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$147M131Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M141Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$168M203Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$215M521Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$230M168Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$276M555Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$257M527May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$238M542Feb 18, 202113F-HRchanges · EDGAR ↗
Q3 2020$193M519Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$179M476Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$150M7,302May 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$190M7,737Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.