SEC 13F Intelligence

Managers / Q3 2020 · view latest →

CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CIK 0001803229 · 10000 N 31ST AVE, STE# D216, PHOENIX, AZ, 85051 · (952) 831-8243

Reported Value
$193M
Q3 2020
Positions
519
Filings on Record
33
2020–present window
Filed
Nov 16, 2020
original filing

Summary

Capital Advisory Group Advisory Services, LLC reported $193M in U.S.-listed holdings across 519 positions for Q3 2020.

The portfolio is heavily concentrated: FLOT alone accounts for 20.6% of reported value.

Compared with Q2 2020, the fund opened 72 new positions and exited 29.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+59.5%
share of reported value
Largest Position
+20.6%
Ishares Tr
New / Exited
72 / 29
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $190MQ4 ’19Q1 ’20: $150MQ2 ’20: $179MQ3 ’20: $193MQ3 ’20Q4 ’20: $238MQ1 ’21: $257MQ3 ’21: $276MQ3 ’21Q4 ’21: $230MQ1 ’22: $215MQ2 ’22: $168MQ2 ’22Q3 ’22: $144MQ4 ’22: $147MQ1 ’23: $166MQ1 ’23Q2 ’23: $140MQ3 ’23: $176MQ4 ’23: $187MQ4 ’23Q1 ’24: $211MQ2 ’24: $234MQ3 ’24: $251MQ3 ’24Q4 ’24: $279MQ1 ’25: $262MQ2 ’25: $278MQ2 ’25Q3 ’25: $321MQ4 ’25: $340Mfilingsflow.com

Portfolio Composition

By security type
ETP: 70.4%Common Stock: 26.6%Other: 2.0%REIT: 0.5%ADR: 0.5%Other: 0.0%
  • ETP · 70.4% · $136M
  • Common Stock · 26.6% · $51M
  • Other · 2.0% · $4M
  • REIT · 0.5% · $977,000
  • ADR · 0.5% · $925,000
  • Other · 0.0% · $26,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KIRKLAND LAKE GOLD LTDNEW+16.1K16.1K+$782,000$782,000
WORKSLACK TECHNOLOGIES INCNEW+18.3K18.3K+$493,000$493,000
AKAMAKAMAI TECHNOLOGIES INCNEW+3.6K3.6K+$398,000$398,000
JDJD.COM INCNEW+2.1K2.1K+$162,000$162,000
TSNTYSON FOODS INCNEW+2.6K2.6K+$154,000$154,000
PINSPINTEREST INCNEW+2.6K2.6K+$109,000$109,000
CRMSALESFORCE COM INCNEW+404404+$102,000$102,000
RRGBRED ROBIN GOURMET BURGERS INNEW+4.4K4.4K+$58,000$58,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

396 positions (from 500 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FLOTISHARES TRFLTG RATE NT ETF · CORE US AGGBD ET · CONV BD ETF · CORE S&P MCP ETF · 1 3 YR TREAS BD · RUSSELL 2000 ETF · TIPS BD ETF · SELECT DIVID ETF · U.S. TECH ETF · PHLX SEMICND ETF · U.S. REAL ES ETF · PFD AND INCM SEC · U.S. INSRNCE ETF · MSCI EAFE ETF · U.S. ENERGY ETF · US HLTHCARE ETF · U.S. FINLS ETF · 3 7 YR TREAS BD · MSCI EMG MKT ETF · NASDAQ BIOTECH · JPMORGAN USD EMG · US TELECOM ETF · CORE HIGH DV ETF · U.S. BAS MTL ETF · CORE S&P SCP ETF · RUS MDCP VAL ETF · CONSER ALLOC ETF · S&P MC 400GR ETF · U.S. UTILITS ETF · U.S. CNSM GD ETF · RUS MID CAP ETF · BARCLAYS 7 10 YR · IBOXX HI YD ETF · S&P 500 VAL ETF · CORE S&P US GWT · IBOXX INV CP ETF · CORE S&P US VLU · USD INV GRDE ETF20.55%$40M467.9K
2VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP · LONG TERM TREAS · SHORT TERM TREAS7.25%$14M161.0K
3FLRNSPDR SER TRBLOMBERG BRC INV · PORTFOLI S&P1500 · S&P DIVID ETF · PRTFLO S&P500 GW · PORTFLI TIPS ETF · PORTFOLIO SHORT · PORTFOLIO S&P600 · BLOOMBERG SRT TR · S&P BIOTECH · BLOOMBERG BRCLYS · PRTFLO S&P500 HI · S&P KENSHO CLEAN · S&P 400 MDCP GRW · PRTFLO S&P500 VL · S&P 400 MDCP VAL · S&P 600 SMCP GRW · S&P 600 SMCP VAL · SPDR BLOOMBERG7.00%$14M352.6K
4QQQINVESCO QQQ TRhistory →UNIT SER 14.99%$10M34.7K
5SPYSPDR S&P 500 ETF TRhistory →TR UNIT4.08%$8M23.5K
6RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · HIG YLD EQ DIV · S&P500 QUALITY · S&P MDCP MOMNTUM · DIVID ACHIEVEV · DYNMC LRG GWTH · DYNMC LRG VALU · S&P500 EQL UTL · DYNMC SEMICNDT · WATER RES ETF · S&P SMLCP MOMENT · FINL PFD ETF · S&P SMCP VLU MNT3.78%$7M207.8K
7BSVVANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM3.19%$6M70.6K
8VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · SML CP GRW ETF · GROWTH ETF · LARGE CAP ETF · VALUE ETF · MCAP GR IDXVIP · MCAP VL IDXVIP3.12%$6M35.2K
9PGXINVESCO EXCH TRADED FD TR IIPURBETA US AGG · PFD ETF · EMRNG MKT SVRG · CHINA TECHNLGY · S&P500 HDL VOL · DWA DEV MKTS · S&P MIDCP LOW2.86%$6M265.1K
10GLDSPDR GOLD TRhistory →GOLD SHS2.62%$5M28.6K
11VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF2.16%$4M32.3K
12DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 11.93%$4M13.4K
13AAPLAPPLE INChistory →COM1.81%$3M30.2K
14AMZNAMAZON COM INChistory →COM1.33%$3M817
15RBB FD INCMOTLEY FOL ETF1.24%$2M75.0K
16FPXFIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF · RISNG DIVD ACHIV · NO AMER ENERGY1.22%$2M68.1K
17MSFTMICROSOFT CORPhistory →COM1.20%$2M11.0K
18VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · TT WRLD ST ETF1.14%$2M40.7K
19HTGCHERCULES CAPITAL INChistory →COM1.05%$2M174.7K
20METAFACEBOOK INCCL A0.86%$2M6.3K
21WCLDWISDOMTREE TRCLOUD COMPUTNG · US TOTAL DIVIDND · INTL LRGCAP DV0.84%$2M29.1K
22WMTWALMART INCCOM0.80%$2M11.0K
23GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.77%$1M1.0K
24JNJJOHNSON & JOHNSONCOM0.76%$1M9.9K
25RTXRAYTHEON TECHNOLOGIES CORPCOM0.70%$1M23.5K
26MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.69%$1M3.9K
27FHLCFIDELITY COVINGTON TRUSTMSCI HLTH CARE I0.62%$1M22.8K
28CVSCVS HEALTH CORPCOM0.58%$1M19.3K
29ABERDEEN STD GOLD ETF TRPHYSCL GOLD SHS0.57%$1M60.9K
30HONHONEYWELL INTL INCCOM0.54%$1M6.3K
31VZVERIZON COMMUNICATIONS INCCOM0.54%$1M17.5K
32EXCHANGE TRADED CONCEPTS TRROBO GLB ETF0.50%$974,00020.2K
33ARKWARK ETF TRNEXT GNRTN INTER · 3D PRINTING ETF · AUTNMUS TECHNLGY0.50%$959,0008.9K
34DISDISNEY WALT COCOM DISNEY0.46%$892,0007.2K
35BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.42%$817,0003.8K
36KIRKLAND LAKE GOLD LTDCOM0.41%$782,00016.1K
37TSLATESLA INCCOM0.37%$722,0001.7K
38DOCUDOCUSIGN INCCOM0.37%$720,0003.3K
39PYPLPAYPAL HLDGS INCCOM0.37%$720,0003.7K
40NVDANVIDIA CORPORATIONCOM0.37%$718,0001.3K
41UNHUNITEDHEALTH GROUP INCCOM0.37%$708,0002.3K
42XYZSQUARE INCCL A0.36%$698,0004.3K
43LMTLOCKHEED MARTIN CORPCOM0.33%$640,0001.7K
44AMGNAMGEN INCCOM0.33%$632,0002.5K
45ZMZOOM VIDEO COMMUNICATIONS INCL A0.31%$592,0001.3K
46UPSUNITED PARCEL SERVICE INCCL B0.27%$527,0003.2K
47XELXCEL ENERGY INCCOM0.27%$527,0007.6K
48TAT&T INCCOM0.27%$513,00018.0K
49RGENREPLIGEN CORPCOM0.27%$512,0003.5K
50WORKSLACK TECHNOLOGIES INCCOM CL A0.26%$493,00018.3K
51XMPTVANECK VECTORS ETF TRCEF MUN INCOME E0.24%$460,00017.1K
52XLVSELECT SECTOR SPDR TRSBI HEALTHCARE · SBI INT-FINL · SBI CONS STPLS · RL EST SEL SEC0.23%$450,0009.7K
53ABTABBOTT LABSCOM0.23%$444,0004.1K
54JPSTJ P MORGAN EXCHANGE-TRADED FULTRA SHRT INC0.23%$439,0008.6K
55INTCINTEL CORPCOM0.22%$428,0008.3K
56QCOMQUALCOMM INCCOM0.22%$426,0003.6K
57PGPROCTER AND GAMBLE COCOM0.21%$410,0002.9K
58ABBVABBVIE INCCOM0.21%$405,0004.6K
59AKAMAKAMAI TECHNOLOGIES INCCOM0.21%$398,0003.6K
60LLYLILLY ELI & COCOM0.19%$373,0002.5K
61ETSYETSY INCCOM0.19%$372,0003.1K
62PSAPUBLIC STORAGECOM0.19%$360,0001.6K
63ADBEADOBE SYSTEMS INCORPORATEDCOM0.18%$349,000711
64MOALTRIA GROUP INCCOM0.18%$347,0009.0K
65NFLXNETFLIX INCCOM0.18%$346,000692
66SESEA LTDSPONSORD ADS0.18%$343,0002.2K
67TTDTHE TRADE DESK INCCOM CL A0.17%$336,000647
68MCDMCDONALDS CORPCOM0.17%$329,0001.5K
69KRKROGER COCOM0.15%$299,0008.8K
70TDOCTELADOC HEALTH INCCOM0.15%$292,0001.3K
71ECLECOLAB INCCOM0.15%$290,0001.5K
72AMDADVANCED MICRO DEVICES INCCOM0.15%$288,0003.5K
73CVXCHEVRON CORP NEWCOM0.15%$288,0004.0K
74ORIOLD REP INTL CORPCOM0.14%$276,00018.8K
75DALDELTA AIR LINES INC DELCOM NEW0.14%$272,0008.9K
76VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.14%$262,0003.2K
77HDHOME DEPOT INCCOM0.14%$261,000939
78JPMJPMORGAN CHASE & COCOM0.13%$260,0002.7K
79AZOAUTOZONE INCCOM0.13%$250,000212
80STORE CAP CORPCOM0.13%$250,0009.1K
81QLDPROSHARES TRPSHS ULTRA QQQ · S&P 500 DV ARIST · S&P MDCP 400 DIV · ULTRAPRO SHT QQQ · ULTRAPRO DOW 300.13%$245,0002.9K
82TNCTENNANT COCOM0.13%$244,0004.0K
83WIXWIX COM LTDSHS0.12%$240,000942
84ORCLORACLE CORPCOM0.12%$228,0003.8K
85ZYNGA INCCL A0.12%$227,00024.9K
86TGTTARGET CORPCOM0.12%$226,0001.4K
87ACTIVISION BLIZZARD INCCOM0.12%$225,0002.8K
88SPOTSPOTIFY TECHNOLOGY S ASHS0.12%$223,000919
89SRESEMPRA ENERGYCOM0.12%$222,0001.9K
90EBAYEBAY INC.COM0.11%$218,0004.2K
91OKTAOKTA INCCL A0.11%$218,0001.0K
92INTUINTUITCOM0.11%$217,000666
93CLCOLGATE PALMOLIVE COCOM0.11%$214,0002.8K
94PRUPRUDENTIAL FINL INCCOM0.11%$212,0003.3K
95ROKUROKU INCCOM CL A0.11%$206,0001.1K
96IDXXIDEXX LABS INCCOM0.10%$202,000515
97QUIDEL CORPCOM0.10%$198,000904
98PFGPRINCIPAL FINANCIAL GROUP INCOM0.10%$197,0004.9K
99ACNACCENTURE PLC IRELANDSHS CLASS A0.10%$197,000872
100CSCOCISCO SYS INCCOM0.10%$196,0005.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026Under review6Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$340M171Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$321M180Oct 29, 202513F-HRchanges · EDGAR ↗
Q2 2025$278M173Jul 10, 202513F-HRchanges · EDGAR ↗
Q1 2025$262M174Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$279M173Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$251M152Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$234M149Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$211M145Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$187M143Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$176M149Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$140M79Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$166M147Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$147M131Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M141Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$168M203Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$215M521Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$230M168Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$276M555Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$257M527May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$238M542Feb 18, 202113F-HRchanges · EDGAR ↗
Q3 2020$193M519Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$179M476Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$150M7,302May 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$190M7,737Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.