SEC 13F Intelligence

Managers / Q4 2021 · view latest →

John W. Brooker & Co., CPAs

CIK 0001798926 · 7677 OAKPORT STREET, SUITE 300, OAKLAND, CA, 94621 · 5106381815

Reported Value
$194M
Q4 2021
Positions
202
Filings on Record
27
2020–present window
Filed
Jan 14, 2022
original filing

Summary

John W. Brooker & Co., Cpas reported $194M in U.S.-listed holdings across 202 positions for Q4 2021.

Its largest position, BOND, represents 19.3% of the portfolio.

Compared with Q3 2021, the fund opened 28 new positions and exited 24.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+84.1%
share of reported value
Largest Position
+19.3%
Pimco Etf Tr
New / Exited
28 / 24
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $157MQ4 ’19Q1 ’20: $139MQ2 ’20: $140MQ3 ’20: $144MQ4 ’20: $153MQ4 ’20Q1 ’21: $161MQ2 ’21: $171MQ3 ’21: $178MQ4 ’21: $194MQ4 ’21Q1 ’22: $185MQ2 ’22: $164MQ3 ’22: $156MQ4 ’22: $153MQ4 ’22Q1 ’23: $151MQ2 ’23: $154MQ3 ’23: $158MQ4 ’23: $173MQ4 ’23Q1 ’24: $186MQ2 ’24: $200MQ3 ’24: $218MQ4 ’24: $232MQ4 ’24Q1 ’25: $242MQ2 ’25: $43MQ3 ’25: $49MQ4 ’25: $56MQ4 ’25Q1 ’26: $63Mfilingsflow.com

Portfolio Composition

By security type
ETP: 89.1%Common Stock: 10.8%Other: 0.1%REIT: 0.1%ADR: 0.0%
  • ETP · 89.1% · $173M
  • Common Stock · 10.8% · $21M
  • Other · 0.1% · $208,000
  • REIT · 0.1% · $100,000
  • ADR · 0.0% · $21,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SHVISHARES TRNEW+14.4K14.4K+$2M$2M
TBUXT ROWE PRICE ETF INCNEW+3.0K3.0K+$150,000$150,000
VWOVANGUARD INTL EQUITY INDEX FNEW+1.4K1.4K+$69,000$69,000
VEEVVEEVA SYS INCNEW+269269+$69,000$69,000
BNOVINNOVATOR ETFS TRNEW+1.3K1.3K+$43,000$43,000
MELIMERCADOLIBRE INCNEW+2929+$39,000$39,000
EFGISHARES TRNEW+282282+$31,000$31,000
NFLXNETFLIX INCNEW+3333+$20,000$20,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

116 positions (from 189 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC19.32%$38M356.6K
2IJRISHARES TRCORE S&P SCP ETF · MSCI MIN VOL ETF · MSCI ACWI ETF · RUS 1000 ETF · SHORT TREAS BD · USA MOMENTUM FCT · USA QUALITY FCTR · CORE S&P MCP ETF · MSCI USA VALUE · GRWT ALLOCAT ETF · CORE S&P500 ETF · EDGE MSCI MINM · MSCI EAFE ETF · CALIF MUN BD ETF · RUSSELL 2000 ETF · S&P 500 GRWT ETF · MULTIFACTOR USA · EAFE GRWTH ETF · MSCI EMG MKT ETF · RUS MDCP VAL ETF · MSCI ACWI EX US · CRE U S REIT ETF · CORE MSCI PAC · GLOBAL ENERG ETF15.08%$29M267.2K
3SCHMSCHWAB STRATEGIC TRUS MID-CAP ETF · US DIVIDEND EQ · US LCAP GR ETF · US SML CAP ETF · US BRD MKT ETF · US LRG CAP ETF · US AGGREGATE B · SCHWAB FDT US LG · SCHWB FDT INT LG · SCHWB FDT EMK LG · EMRG MKTEQ ETF · INTL SCEQT ETF · SCHWAB FDT US SC13.91%$27M278.5K
4JPSTJP MORGAN EXCHANGE TRADED FDULTRA SHRT INC · DIV RTN INT EQ · JPMORGAN DIVER9.09%$18M350.6K
5VUSBVANGUARD BD INDEX FDShistory →VANGUARD ULTRA5.66%$11M220.5K
6VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · GROWTH ETF · SML CP GRW ETF · S&P 500 ETF SHS · SMALL CP ETF · SM CP VAL ETF · VALUE ETF5.14%$10M40.1K
7TOTLSSGA ACTIVE ETF TRhistory →SPDR TR TACTIC5.10%$10M209.7K
8J P MORGAN EXCHANGE-TRADED FULTRA SHT MUNCPL4.20%$8M159.9K
9PGPROCTER & GAMBLE COhistory →COM3.89%$8M46.2K
10ACWVISHARES INCMIN VOL GBL ETF · MSCI EQUAL WEITE · MSCI JPN ETF NEW2.68%$5M51.5K
11SPYSPDR S&P 500 ETF TRhistory →TR UNIT2.23%$4M9.1K
12AAPLAPPLE INChistory →COM2.19%$4M24.0K
13GSIEGOLDMAN SACHS ETF TRACTIVEBETA INT · EQUITY ETF1.55%$3M84.7K
14QVMTINVESCO EXCHNG TRADED FD TRS&P 500 LOW VOL · S&P 500 ENHNCD1.51%$3M42.9K
15QUSSPDR SERIES TRUSTMSCI USA STRTGIC · PRTFLO S&P500 GW · S&P 400 MDCP GRW · S&P DIVID ETF · S&P 400 MDCP VAL1.45%$3M26.3K
16TSLATESLA INCCOM0.88%$2M1.6K
17QDFFLEXSHARES TRQUALT DIVD IDX0.68%$1M21.6K
18DONWISDOMTREE TRUS MIDCAP DIVID · US SMALLCAP DIVD · JAPN HEDGE EQT0.65%$1M30.5K
19VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · FTSE EMR MKT ETF · ALLWRLD EX US0.55%$1M10.8K
20AMZNAMAZON COM INCCOM0.43%$830,000249
21VIGVANGUARD GROUPDIV APP ETF0.32%$615,0003.6K
22OMFLINVESCO EXCH TRD SLF IDX FDRUSL 1000 DYNM0.27%$518,00010.2K
23MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.21%$405,000783
24BJULINNOVATOR ETFS TRUS EQTY BUFR JUL · US EQTY BUF NOV · US EQTY BUF SEP · US EQT ACLRTD 9 · US EQT ACCEL PLS · GROWTH ACCELE · US EQUITY ACCELE · GROWTH ACCELERAT0.20%$391,00011.9K
25DVADAVITA INCCOM0.19%$372,0003.3K
26JNJJOHNSON & JOHNSONCOM0.18%$353,0002.1K
27WFCWELLS FARGO CO NEWCOM0.17%$331,0006.9K
28QQQINVESCO QQQ TRUNIT SER 10.16%$314,000790
29DIASPDR DOW JONES INDL AVRG ETFUT SER 10.16%$309,000850
30TAT&T INCCOM0.15%$300,00012.2K
31DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · WORLD EX US CORE0.12%$230,0008.1K
32NOWSERVICENOW INCCOM0.10%$195,000300
33ALGNALIGN TECHNOLOGY INCCOM0.10%$193,000294
34CLXCLOROX CO DELCOM0.08%$153,000875
35TBUXT ROWE PRICE ETF INCULTRA SHRT TRM0.08%$150,0003.0K
36VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP · MTG-BKD SECS ETF0.07%$137,0001.8K
37NEENEXTERA ENERGY INCCOM0.07%$135,0001.4K
38RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · FTSE RAFI 1000 · FTSE RAFI 1500 · S&P MDCP400 PR0.06%$125,000713
39GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.06%$118,00041
40MSFTMICROSOFT CORPCOM0.05%$105,000312
41PYPLPAYPAL HLDGS INCCOM0.05%$99,000524
42INTCINTEL CORPCOM0.05%$98,0001.9K
43WHITE MTNS INS GROUP LTDCOM0.05%$91,00090
44VVISA INCCOM CL A0.04%$74,000340
45ARKKARK ETF TRFINTECH INNOVA · INNOVATION ETF0.04%$73,0001.3K
46CMCSACOMCAST CORP NEWCL A0.04%$71,0001.4K
47VEEVVEEVA SYS INCCL A COM0.04%$69,000269
48CVXCHEVRON CORP NEWCOM0.04%$69,000591
49HDHOME DEPOT INCCOM0.03%$64,000155
50COSTCOSTCO WHSL CORP NEWCOM0.03%$62,000110
51VFCV F CORPCOM0.03%$57,000774
52CALIFORNIA BANCORPCOM0.03%$56,0002.6K
53PINNACLE FINL PARTNERS INCCOM0.03%$55,000573
54VZVERIZON COMMUNICATIONS INCCOM0.03%$50,000955
55MAMASTERCARD INCCL A0.02%$45,000126
56AMTAMERICAN TOWER CORP NEWCOM0.02%$42,000145
57CCICROWN CASTLE INTL CORP NEWCOM0.02%$40,000190
58PXFINVESCO EXCH TRADED FD TR IIFTSE RAFI DEV · FTSE RAFI SML0.02%$40,000952
59MELIMERCADOLIBRE INCCOM0.02%$39,00029
60DISDISNEY WALT COCOM DISNEY0.02%$38,000244
61MRNAMODERNA INCCOM0.02%$38,000150
62BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.02%$37,000125
63KOCOCA COLA COCOM0.02%$36,000614
64DUKDUKE ENERGY CORP NEWCOM NEW0.02%$36,000346
65CRMSALESFORCE COM INCCOM0.02%$33,000129
66MGCVANGUARD WORLD FDMEGA CAP INDEX0.02%$31,000182
67EVRGEVERGY INCCOM0.01%$28,000412
68MCDMCDONALDS CORPCOM0.01%$27,000100
69CSCOCISCO SYS INCCOM0.01%$25,000400
70EXMOCEXXON MOBIL CORPCOM0.01%$24,000385
71ORCLORACLE CORPCOM0.01%$24,000270
72NFLXNETFLIX INCCOM0.01%$20,00033
73BABOEING COCOM0.01%$20,000100
74SBUXSTARBUCKS CORPCOM0.01%$20,000169
75GLDSPDR GOLD TRUSTGOLD SHS0.01%$19,000111
76DALDELTA AIR LINES INC DELCOM NEW0.01%$19,000488
77MACMACERICH COCOM0.01%$18,0001.1K
78AEPAMERICAN ELEC PWR CO INCCOM0.01%$18,000200
79VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.01%$17,000333
80FFORD MTR CO DELCOM0.01%$15,000721
81SPDR INDEX SHS FDSPORTFOLIO EMG MK0.01%$14,000327
82PIONEER NAT RES COCOM0.01%$13,00071
83KMBKIMBERLY CLARK CORPCOM0.01%$12,00085
84SYKSTRYKER CORPCOM0.01%$11,00040
85ISRGINTUITIVE SURGICAL INCCOM NEW0.01%$10,00027
86ZYNGA INCCL A0.00%$9,0001.5K
87BSXBOSTON SCIENTIFIC CORPCOM0.00%$8,000200
88USLUNITED STS 12 MONTH OIL FD LUNIT BEN INT0.00%$8,000300
89ROSTROSS STORES INCCOM0.00%$8,00072
90MIDDMIDDLEBY CORPCOM0.00%$8,00040
91CNICANADIAN NATL RY COCOM0.00%$8,00067
92BKNGBOOKING HOLDINGS INCCOM0.00%$7,0003
93CCITIGROUP INCCOM NEW0.00%$7,000114
94DBX ETF TRXTRACK INTL REAL0.00%$5,000186
95PENNPENN NATL GAMING INCCOM0.00%$5,000100
96LUVSOUTHWEST AIRLS COCOM0.00%$5,000108
97P MORGAN EXCHANGE-TRADED FDIV RTN EM EQT0.00%$5,00091
98PFEPFIZER INCCOM0.00%$4,00070
99OUSTER INCCOM0.00%$4,000740
100ACTIVISION BLIZZARD INCCOM0.00%$4,00056

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$63M66Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$56M57Jan 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$49M48Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$43M36Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$242M77Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M75Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$218M75Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$200M75Jul 11, 202413F-HRchanges · EDGAR ↗
Q1 2024$186M74Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$173M70Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$158M67Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$154M65Jul 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$151M64Apr 14, 202313F-HRchanges · EDGAR ↗
Q4 2022$153M62Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$156M202Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$164M198Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M196Apr 18, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$194M202Jan 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$178M196Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$171M195Jul 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$161M177Apr 8, 202113F-HRchanges · EDGAR ↗
Q4 2020$153M167Jan 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$144M165Oct 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M167Jul 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$139M174Apr 3, 202013F-HRchanges · EDGAR ↗
Q4 2019$157M163Jan 27, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.