SEC 13F Intelligence

Managers / Q4 2019 · view latest →

John W. Brooker & Co., CPAs

CIK 0001798926 · 7677 OAKPORT STREET, SUITE 300, OAKLAND, CA, 94621 · 5106381815

Reported Value
$157M
Q4 2019
Positions
163
Filings on Record
27
2020–present window
Filed
Jan 27, 2020
original filing

Summary

John W. Brooker & Co., Cpas reported $157M in U.S.-listed holdings across 163 positions for Q4 2019.

The portfolio is heavily concentrated: BOND alone accounts for 25.6% of reported value.

Portfolio Metrics

Top-10 Concentration
+87.0%
share of reported value
Largest Position
+25.6%
Pimco Etf Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $157MQ4 ’19Q1 ’20: $139MQ2 ’20: $140MQ3 ’20: $144MQ4 ’20: $153MQ4 ’20Q1 ’21: $161MQ2 ’21: $171MQ3 ’21: $178MQ4 ’21: $194MQ4 ’21Q1 ’22: $185MQ2 ’22: $164MQ3 ’22: $156MQ4 ’22: $153MQ4 ’22Q1 ’23: $151MQ2 ’23: $154MQ3 ’23: $158MQ4 ’23: $173MQ4 ’23Q1 ’24: $186MQ2 ’24: $200MQ3 ’24: $218MQ4 ’24: $232MQ4 ’24Q1 ’25: $242MQ2 ’25: $43MQ3 ’25: $49MQ4 ’25: $56MQ4 ’25Q1 ’26: $63Mfilingsflow.com

Portfolio Composition

By security type
ETP: 84.6%Common Stock: 11.3%Other: 4.1%MLP: 0.0%ADR: 0.0%
  • ETP · 84.6% · $132M
  • Common Stock · 11.3% · $18M
  • Other · 4.1% · $6M
  • MLP · 0.0% · $21,000
  • ADR · 0.0% · $19,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
BONDPIMCO ETF TRNEW+221.3K221.3K+$24M$24M
TOTLSSGA ACTIVE ETF TRNEW+415.7K415.7K+$20M$20M
MINTPIMCO ETF TRNEW+152.4K152.4K+$15M$15M
JPSTJP MORGAN EXCHANGE TRADED FDNEW+173.4K173.4K+$9M$9M
VCSHVANGUARD SCOTTSDALE FDSNEW+83.2K83.2K+$7M$7M
INVESCO EXCHNG TRADED FD TRNEW+113.4K113.4K+$7M$7M
JP MORGAN EXCHANGE TRADED FDNEW+100.4K100.4K+$6M$6M
PGPROCTER & GAMBLE CONEW+47.2K47.2K+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

97 positions (from 163 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC · ENHNCD LW DUR AC25.64%$40M381.5K
2TOTLSSGA ACTIVE ETF TRhistory →SPDR TR TACTIC13.01%$20M415.7K
3JPSTJP MORGAN EXCHANGE TRADED FDULTRA SHRT INC · DIV RTN GLB EQ · DIV RTN INT EQ · JPMORGAN DIVER · US MOMENTUM10.12%$16M288.5K
4SCHMSCHWAB STRATEGIC TRUS MID-CAP ETF · US SML CAP ETF · US LCAP GR ETF · US DIVIDEND EQ · US BRD MKT ETF · US LRG CAP ETF · US AGGREGATE B · SCHWAB FDT US LG · INTL SCEQT ETF · INTL EQTY ETF · EMRG MKTEQ ETF · SCHWAB FDT US SC8.98%$14M202.5K
5USMVISHARES TRMSCI MIN VOL ETF · CORE S&P SCP ETF · RUS 1000 ETF · USA QUALITY FCTR · USA MOMENTUM FCT · CORE S&P MCP ETF · 0-5YR INVT GR CP · CORE S&P500 ETF · MIN VOL EAFE ETF · RUSSELL 2000 ETF · MSCI ACWI ETF · S&P 500 GRWT ETF · CORE HIGH DV ETF · MULTIFACTOR USA · MSCI EMG MKT ETF · S&P MC 400VL ETF · S&P MC 400GR ETF · SP SMCP600VL ETF · EDGE MSCI MINM · SELECT DIVID ETF · CORE US AGGBD ET · RUS MDCP VAL ETF · CORE MSCI PAC8.13%$13M149.5K
6XMLVINVESCO EXCHNG TRADED FD TRS&P 500 LOW VOL · S&P SMLCP LOW · S&P MIDCP LOW · INTL BUYBACK · SR LN ETF · S&P 500 ENHNCD · S&P EMRNG MKTS4.98%$8M136.7K
7VCSHVANGUARD SCOTTSDALE FDShistory →SHRT TRM CORP BD4.31%$7M83.2K
8VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · GROWTH ETF · SML CP GRW ETF · SM CP VAL ETF · VALUE ETF4.27%$7M39.1K
9DESWISDOMTREE TRUS SMALLCAP DIVD · US MIDCAP DIVID · INTL SMCAP DIV3.84%$6M183.9K
10PGPROCTER & GAMBLE COhistory →COM3.77%$6M47.2K
11ACWVISHARES INCMIN VOL GBL ETF · MSCI EQUAL WEITE · MSCI JPN ETF NEW3.55%$6M68.0K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.72%$3M8.4K
13AAPLAPPLE INChistory →COM1.15%$2M6.1K
14QDFFLEXSHARES TRQUALT DIVD IDX0.95%$1M30.5K
15OMFLINVESCO EXCH TRD SLF IDX FDRUSL 1000 DYNM0.68%$1M31.8K
16NEARISHARES US ETF TRSHT MAT BD ETF0.66%$1M20.6K
17MDYGSPDR SERIES TRUSTS&P 400 MDCP GRW · MSCI USA STRTGIC · PRTFLO S&P500 GW · S&P DIVID ETF · S&P 400 MDCP VAL0.62%$974,00015.5K
18VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · FTSE PACIFIC ETF · ALLWRLD EX US · FTSE EMR MKT ETF0.54%$845,00010.9K
19TAT&T INCCOM0.33%$510,00013.0K
20TSLATESLA INCCOM0.22%$344,000822
21JNJJOHNSON & JOHNSONCOM0.19%$301,0002.1K
22MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.18%$281,000749
23DIASPDR DOW JONES INDL AVRG ETFUT SER 10.16%$254,000892
24DVADAVITA INCCOM0.16%$245,0003.3K
25VIGVANGUARD GROUPDIV APP ETF0.14%$214,0001.7K
26CVXCHEVRON CORP NEWCOM0.13%$208,0001.7K
27QQQINVESCO QQQ TRUNIT SER 10.13%$201,000947
28EXMOCEXXON MOBIL CORPCOM0.11%$166,0002.4K
29CLXCLOROX CO DELCOM0.09%$134,000875
30INTCINTEL CORPCOM0.07%$114,0001.9K
31WHITE MTNS INS GROUP LTDCOM0.06%$100,00090
32GSIEGOLDMAN SACHS ETF TRACTIVEBETA INT · EQUITY ETF0.06%$95,0002.6K
33VZVERIZON COMMUNICATIONS INCCOM0.06%$94,0001.5K
34NEENEXTERA ENERGY INCCOM0.06%$88,000362
35MSFTMICROSOFT CORPCOM0.05%$74,000468
36AMZNAMAZON COM INCCOM0.05%$72,00039
37VVISA INCCOM CL A0.05%$71,000376
38VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.05%$71,0001.6K
39SJMSMUCKER J M COCOM NEW0.04%$64,000610
40KOCOCA COLA COCOM0.04%$63,0001.1K
41CMCSACOMCAST CORP NEWCL A0.04%$63,0001.4K
42DISDISNEY WALT COCOM DISNEY0.04%$60,000412
43PYPLPAYPAL HLDGS INCCOM0.04%$57,000524
44VFCV F CORPCOM0.04%$55,000549
45ALGNALIGN TECHNOLOGY INCCOM0.03%$54,000195
46RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P MDCP400 PR0.03%$42,000333
47GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.02%$39,00029
48MAMASTERCARD INCCL A0.02%$38,000126
49HDHOME DEPOT INCCOM0.02%$37,000168
50PINNACLE FINL PARTNERS INCCOM0.02%$37,000573
51DUKDUKE ENERGY CORP NEWCOM NEW0.02%$32,000346
52MGCVANGUARD WORLD FDMEGA CAP INDEX0.02%$32,000282
53BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.02%$28,000125
54EVRGEVERGY INCCOM0.02%$27,000412
55KMBKIMBERLY CLARK CORPCOM0.02%$25,000180
56COSTCOSTCO WHSL CORP NEWCOM0.02%$24,00080
57SBUXSTARBUCKS CORPCOM0.02%$24,000275
58SYKSTRYKER CORPCOM0.01%$23,000111
59ROSTROSS STORES INCCOM0.01%$22,000191
60AMATAPPLIED MATLS INCCOM0.01%$22,000353
61EPDENTERPRISE PRODS PARTNERS LCOM0.01%$21,000750
62CRMSALESFORCE COM INCCOM0.01%$21,000129
63MCDMCDONALDS CORPCOM0.01%$20,000100
64DHRDANAHER CORPORATIONCOM0.01%$19,000124
65AEPAMERICAN ELEC PWR CO INCCOM0.01%$19,000200
66CSCOCISCO SYS INCCOM0.01%$19,000400
67WFCWELLS FARGO CO NEWCOM0.01%$18,000335
68ABTABBOTT LABSCOM0.01%$18,000202
69GLDSPDR GOLD TRUSTGOLD SHS0.01%$16,000111
70VODVODAFONE GROUP PLC NEWSPONSORED ADR0.01%$16,000819
71PTLCPACER FDS TRTRENDP US LAR CP0.01%$15,000455
72ECLECOLAB INCCOM0.01%$15,00078
73ORCLORACLE CORPCOM0.01%$14,000270
74SPDR INDEX SHS FDSPORTFLI MSCI GBL · ASIA PACIF ETF0.01%$14,000248
75BSXBOSTON SCIENTIFIC CORPCOM0.01%$12,000265
76PIONEER NAT RES COCOM0.01%$11,00071
77TTEKTETRA TECH INC NEWCOM0.01%$10,000111
78CCITIGROUP INCCOM NEW0.01%$9,000108
79ZYNGA INCCL A0.01%$9,0001.5K
80BABOEING COCOM0.00%$6,00017
81METAFACEBOOK INCCL A0.00%$6,00030
82ICEINTERCONTINENTAL EXCHANGE INCOM0.00%$3,00028
83FISFIDELITY NATL INFORMATION SVCOM0.00%$3,00019
84TDGTRANSDIGM GROUP INCCOM0.00%$3,0005
85KTBKONTOOR BRANDS INCCOM0.00%$3,00079
86PFEPFIZER INCCOM0.00%$3,00070
87NOKNOKIA CORPSPONSORED ADR0.00%$2,000500
88ELLAUDER ESTEE COS INCCL A0.00%$2,0009
89FFORD MTR CO DELCOM0.00%$2,000213
90SPGIS&P GLOBAL INCCOM0.00%$2,0008
91ACNACCENTURE PLC IRELANDSHS CLASS A0.00%$2,00010
92VALEVALE S ASPONSORED ADS0.00%$1,000100
93NEKTAR THERAPEUTICSCOM0.00%$1,00040
94BACBANK AMER CORPCOM0.00%$014
95HIMXHIMAX TECHNOLOGIES INCSPONSORED ADR0.00%$030
96DDD3-D SYS CORP DELCOM NEW0.00%$030
97EXONE COCOM0.00%$030

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$63M66Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$56M57Jan 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$49M48Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$43M36Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$242M77Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M75Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$218M75Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$200M75Jul 11, 202413F-HRchanges · EDGAR ↗
Q1 2024$186M74Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$173M70Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$158M67Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$154M65Jul 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$151M64Apr 14, 202313F-HRchanges · EDGAR ↗
Q4 2022$153M62Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$156M202Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$164M198Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M196Apr 18, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$194M202Jan 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$178M196Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$171M195Jul 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$161M177Apr 8, 202113F-HRchanges · EDGAR ↗
Q4 2020$153M167Jan 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$144M165Oct 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M167Jul 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$139M174Apr 3, 202013F-HRchanges · EDGAR ↗
Q4 2019$157M163Jan 27, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.