Managers / Q3 2021 · view latest →
John W. Brooker & Co., CPAs
CIK 0001798926 · 7677 OAKPORT STREET, SUITE 300, OAKLAND, CA, 94621 · 5106381815
Reported Value
$178M
Q3 2021
Positions
196
Filings on Record
27
2020–present window
Filed
Oct 7, 2021
original filing
Summary
John W. Brooker & Co., Cpas reported $178M in U.S.-listed holdings across 196 positions for Q3 2021.
The portfolio is heavily concentrated: MINT alone accounts for 21.3% of reported value.
Compared with Q2 2021, the fund opened 17 new positions and exited 16.
Portfolio Metrics
Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+84.8%
share of reported value
Largest Position
+21.3%
Pimco Etf Tr
New / Exited
17 / 16
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 89.8% · $159M
- Common Stock · 10.1% · $18M
- Other · 0.1% · $233,000
- REIT · 0.1% · $89,000
- ADR · 0.0% · $2,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| BJULINNOVATOR ETFS TR | NEW | +9.4K | 9.4K | +$298,000 | $298,000 |
| FNDFSCHWAB STRATEGIC TR | NEW | +1.8K | 1.8K | +$60,000 | $60,000 |
| SPDR INDEX SHS FDS | NEW | +1.4K | 1.4K | +$60,000 | $60,000 |
| VCITVANGUARD SCOTTSDALE FDS | NEW | +557 | 557 | +$53,000 | $53,000 |
| DFAXDIMENSIONAL ETF TRUST | NEW | +1.8K | 1.8K | +$47,000 | $47,000 |
| BSEPINNOVATOR ETFS TR | NEW | +989 | 989 | +$31,000 | $31,000 |
| DALDELTA AIR LINES INC DEL | NEW | +488 | 488 | +$21,000 | $21,000 |
| VMBSVANGUARD SCOTTSDALE FDS | NEW | +331 | 331 | +$18,000 | $18,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
117 positions (from 196 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · ACTIVE BD ETF | 21.34% | $38M | 358.0K |
| 2 | SCHMSCHWAB STRATEGIC TR | US MID-CAP ETF · US DIVIDEND EQ · US LCAP GR ETF · US SML CAP ETF · US BRD MKT ETF · US LRG CAP ETF · US AGGREGATE B · SCHWB FDT INT LG · SCHWAB FDT US LG · SCHWB FDT EMK LG · EMRG MKTEQ ETF · INTL EQTY ETF · US REIT ETF · INTL SCEQT ETF · SCHWAB FDT US SC | 13.75% | $24M | 269.9K |
| 3 | IJRISHARES TR | CORE S&P SCP ETF · MSCI MIN VOL ETF · RUS 1000 ETF · USA MOMENTUM FCT · USA QUALITY FCTR · CORE S&P MCP ETF · MSCI ACWI ETF · GRWT ALLOCAT ETF · CORE S&P500 ETF · MSCI USA VALUE · EDGE MSCI MINM · MSCI EAFE ETF · CALIF MUN BD ETF · RUSSELL 2000 ETF · S&P 500 GRWT ETF · MSCI ACWI EX US · MULTIFACTOR USA · MSCI EMG MKT ETF · MIN VOL EAFE ETF · RUS MDCP VAL ETF · CORE MSCI PAC · CRE U S REIT ETF · CALL | 13.56% | $24M | 235.2K |
| 4 | JPSTJP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC · DIV RTN INT EQ · JPMORGAN DIVER | 9.89% | $18M | 346.9K |
| 5 | TOTLSSGA ACTIVE ETF TRhistory → | SPDR TR TACTIC | 6.26% | $11M | 230.1K |
| 6 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · MID CAP ETF · GROWTH ETF · SML CP GRW ETF · S&P 500 ETF SHS · SMALL CP ETF · SM CP VAL ETF · VALUE ETF | 5.13% | $9M | 39.5K |
| 7 | J P MORGAN EXCHANGE-TRADED F | ULTRA SHT MUNCPL | 3.98% | $7M | 138.4K |
| 8 | PGPROCTER & GAMBLE COhistory → | COM | 3.65% | $6M | 46.3K |
| 9 | ACWVISHARES INC | MIN VOL GBL ETF · MSCI EQUAL WEITE · MSCI JPN ETF NEW | 3.65% | $6M | 66.6K |
| 10 | VUSBVANGUARD BD INDEX FDShistory → | VANGUARD ULTRA | 3.63% | $6M | 128.5K |
| 11 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 2.20% | $4M | 9.1K |
| 12 | AAPLAPPLE INChistory → | COM | 1.84% | $3M | 23.0K |
| 13 | XMLVINVESCO EXCHNG TRADED FD TR | S&P 500 LOW VOL · S&P MIDCP LOW · SR LN ETF · S&P 500 ENHNCD | 1.49% | $3M | 43.8K |
| 14 | GSIEGOLDMAN SACHS ETF TR | ACTIVEBETA INT · EQUITY ETF | 1.38% | $2M | 70.9K |
| 15 | QUSSPDR SERIES TRUST | MSCI USA STRTGIC · PRTFLO S&P500 GW · S&P 400 MDCP GRW · S&P DIVID ETF · S&P 400 MDCP VAL | 1.35% | $2M | 24.9K |
| 16 | QDFFLEXSHARES TR | QUALT DIVD IDX | 0.68% | $1M | 21.6K |
| 17 | TSLATESLA INC | COM | 0.67% | $1M | 1.5K |
| 18 | DONWISDOMTREE TR | US MIDCAP DIVID · US SMALLCAP DIVD · JAPN HEDGE EQT · INTL SMCAP DIV | 0.67% | $1M | 30.6K |
| 19 | VTVANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF · ALLWRLD EX US | 0.54% | $954,000 | 9.6K |
| 20 | AMZNAMAZON COM INC | COM | 0.43% | $769,000 | 234 |
| 21 | VIGVANGUARD GROUP | DIV APP ETF | 0.30% | $536,000 | 3.5K |
| 22 | OMFLINVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 0.25% | $451,000 | 9.7K |
| 23 | DVADAVITA INC | COM | 0.21% | $380,000 | 3.3K |
| 24 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 0.21% | $376,000 | 783 |
| 25 | BJULINNOVATOR ETFS TR | US EQTY BUFR JUL · US EQTY BUF SEP · US EQT ACLRTD 9 · US EQT ACCEL PLS · GROWTH ACCELE · US EQUITY ACCELE · GROWTH ACCELERAT | 0.20% | $361,000 | 11.6K |
| 26 | JNJJOHNSON & JOHNSON | COM | 0.19% | $333,000 | 2.1K |
| 27 | TAT&T INC | COM | 0.19% | $329,000 | 12.2K |
| 28 | WFCWELLS FARGO CO NEW | COM | 0.18% | $320,000 | 6.9K |
| 29 | DIASPDR DOW JONES INDL AVRG ETF | UT SER 1 | 0.16% | $291,000 | 860 |
| 30 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.16% | $283,000 | 790 |
| 31 | DFACDIMENSIONAL ETF TRUST | US CORE EQUITY 2 · WORLD EX US CORE | 0.12% | $214,000 | 8.1K |
| 32 | ALGNALIGN TECHNOLOGY INC | COM | 0.11% | $196,000 | 294 |
| 33 | NOWSERVICENOW INC | COM | 0.11% | $187,000 | 300 |
| 34 | VCSHVANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD · INT-TERM CORP · MTG-BKD SECS ETF | 0.08% | $150,000 | 1.9K |
| 35 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · FTSE RAFI 1000 · FTSE RAFI 1500 · S&P500 PUR GWT · S&P MDCP400 PR | 0.08% | $146,000 | 888 |
| 36 | CLXCLOROX CO DEL | COM | 0.08% | $145,000 | 875 |
| 37 | PYPLPAYPAL HLDGS INC | COM | 0.08% | $136,000 | 524 |
| 38 | COINCOINBASE GLOBAL INC | COM CL A | 0.06% | $114,000 | 500 |
| 39 | NEENEXTERA ENERGY INC | COM | 0.06% | $114,000 | 1.4K |
| 40 | INTCINTEL CORP | COM | 0.06% | $101,000 | 1.9K |
| 41 | WHITE MTNS INS GROUP LTD | COM | 0.05% | $96,000 | 90 |
| 42 | MSFTMICROSOFT CORP | COM | 0.05% | $93,000 | 329 |
| 43 | ARKKARK ETF TR | FINTECH INNOVA · INNOVATION ETF | 0.05% | $86,000 | 1.3K |
| 44 | CMCSACOMCAST CORP NEW | CL A | 0.04% | $79,000 | 1.4K |
| 45 | VVISA INC | COM CL A | 0.04% | $76,000 | 340 |
| 46 | SPDR INDEX SHS FDS | PORTFOLIO EMG MK · ASIA PACIF ETF | 0.04% | $68,000 | 1.5K |
| 47 | CVXCHEVRON CORP NEW | COM | 0.04% | $64,000 | 631 |
| 48 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.04% | $64,000 | 24 |
| 49 | MRNAMODERNA INC | COM | 0.03% | $58,000 | 150 |
| 50 | PINNACLE FINL PARTNERS INC | COM | 0.03% | $54,000 | 573 |
| 51 | VFCV F CORP | COM | 0.03% | $52,000 | 774 |
| 52 | VZVERIZON COMMUNICATIONS INC | COM | 0.03% | $52,000 | 955 |
| 53 | HDHOME DEPOT INC | COM | 0.03% | $51,000 | 155 |
| 54 | COSTCOSTCO WHSL CORP NEW | COM | 0.03% | $49,000 | 110 |
| 55 | CALIFORNIA BANCORP | COM | 0.03% | $46,000 | 2.6K |
| 56 | MAMASTERCARD INC | CL A | 0.02% | $44,000 | 126 |
| 57 | EXMOCEXXON MOBIL CORP | COM | 0.02% | $40,000 | 685 |
| 58 | PXFINVESCO EXCH TRADED FD TR II | FTSE RAFI DEV · FTSE RAFI SML | 0.02% | $40,000 | 952 |
| 59 | AMTAMERICAN TOWER CORP NEW | COM | 0.02% | $38,000 | 145 |
| 60 | CRMSALESFORCE COM INC | COM | 0.02% | $35,000 | 129 |
| 61 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.02% | $34,000 | 346 |
| 62 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.02% | $34,000 | 125 |
| 63 | DISDISNEY WALT CO | COM DISNEY | 0.02% | $34,000 | 199 |
| 64 | MAXAR TECHNOLOGIES INC | COM | 0.02% | $34,000 | 1.2K |
| 65 | CCICROWN CASTLE INTL CORP NEW | COM | 0.02% | $33,000 | 190 |
| 66 | KOCOCA COLA CO | COM | 0.02% | $32,000 | 614 |
| 67 | MGCVANGUARD WORLD FD | MEGA CAP INDEX | 0.02% | $28,000 | 182 |
| 68 | EVRGEVERGY INC | COM | 0.01% | $26,000 | 412 |
| 69 | MCDMCDONALDS CORP | COM | 0.01% | $24,000 | 100 |
| 70 | ORCLORACLE CORP | COM | 0.01% | $24,000 | 270 |
| 71 | CSCOCISCO SYS INC | COM | 0.01% | $22,000 | 400 |
| 72 | BABOEING CO | COM | 0.01% | $22,000 | 100 |
| 73 | DALDELTA AIR LINES INC DEL | COM NEW | 0.01% | $21,000 | 488 |
| 74 | MACMACERICH CO | COM | 0.01% | $18,000 | 1.1K |
| 75 | GLDSPDR GOLD TRUST | GOLD SHS | 0.01% | $18,000 | 111 |
| 76 | VEAVANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 0.01% | $17,000 | 333 |
| 77 | AEPAMERICAN ELEC PWR CO INC | COM | 0.01% | $16,000 | 200 |
| 78 | PIONEER NAT RES CO | COM | 0.01% | $12,000 | 71 |
| 79 | NOKNOKIA CORP | CALL · SPONSORED ADR | 0.01% | $12,000 | 241 |
| 80 | SYKSTRYKER CORP | COM | 0.01% | $11,000 | 40 |
| 81 | ZYNGA INC | CL A | 0.01% | $11,000 | 1.5K |
| 82 | KMBKIMBERLY CLARK CORP | COM | 0.01% | $11,000 | 85 |
| 83 | FFORD MTR CO DEL | COM | 0.01% | $10,000 | 718 |
| 84 | BSXBOSTON SCIENTIFIC CORP | COM | 0.01% | $9,000 | 200 |
| 85 | CCITIGROUP INC | COM NEW | 0.00% | $8,000 | 114 |
| 86 | USLUNITED STS 12 MONTH OIL FD L | UNIT BEN INT | 0.00% | $8,000 | 300 |
| 87 | ROSTROSS STORES INC | COM | 0.00% | $8,000 | 72 |
| 88 | PENNPENN NATL GAMING INC | COM | 0.00% | $7,000 | 100 |
| 89 | LUVSOUTHWEST AIRLS CO | COM | 0.00% | $6,000 | 108 |
| 90 | DBX ETF TR | XTRACK INTL REAL | 0.00% | $5,000 | 186 |
| 91 | GENERAL ELECTRIC CO | CALL | 0.00% | $5,000 | 7 |
| 92 | PERSHING SQUARE TONTINE HLDG | COM CL A | 0.00% | $4,000 | 200 |
| 93 | PFEPFIZER INC | COM | 0.00% | $3,000 | 70 |
| 94 | CCLCARNIVAL CORP | UNIT 99/99/9999 | 0.00% | $3,000 | 100 |
| 95 | BP PLC | CALL | 0.00% | $3,000 | 3 |
| 96 | DEVON ENERGY CORP NEW | CALL | 0.00% | $3,000 | 2 |
| 97 | MARATHON OIL CORP | CALL | 0.00% | $3,000 | 4 |
| 98 | SELECT SECTOR SPDR TR | CALL | 0.00% | $3,000 | 5 |
| 99 | VIRGIN GALACTIC HOLDINGS INC | COM | 0.00% | $2,000 | 96 |
| 100 | VALE S A | CALL | 0.00% | $2,000 | 3 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $63M | 66 | Apr 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $56M | 57 | Jan 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $49M | 48 | Oct 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $43M | 36 | Jul 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $242M | 77 | Apr 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $232M | 75 | Jan 27, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $218M | 75 | Oct 28, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $200M | 75 | Jul 11, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $186M | 74 | Apr 17, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $173M | 70 | Jan 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $158M | 67 | Oct 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $154M | 65 | Jul 21, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $151M | 64 | Apr 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $153M | 62 | Jan 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $156M | 202 | Oct 17, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $164M | 198 | Jul 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $185M | 196 | Apr 18, 2022 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2021 | $194M | 202 | Jan 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $178M | 196 | Oct 7, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $171M | 195 | Jul 9, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $161M | 177 | Apr 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $153M | 167 | Jan 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $144M | 165 | Oct 5, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $140M | 167 | Jul 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $139M | 174 | Apr 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $157M | 163 | Jan 27, 2020 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.