SEC 13F Intelligence

Managers / Q1 2020 · view latest →

John W. Brooker & Co., CPAs

CIK 0001798926 · 7677 OAKPORT STREET, SUITE 300, OAKLAND, CA, 94621 · 5106381815

Reported Value
$139M
Q1 2020
Positions
174
Filings on Record
27
2020–present window
Filed
Apr 3, 2020
original filing

Summary

John W. Brooker & Co., Cpas reported $139M in U.S.-listed holdings across 174 positions for Q1 2020.

The portfolio is heavily concentrated: BOND alone accounts for 28.5% of reported value.

Compared with Q4 2019, the fund opened 20 new positions and exited 9.

Portfolio Metrics

Turnover
+0.8%
vs prior filed quarter
Top-10 Concentration
+88.0%
share of reported value
Largest Position
+28.5%
Pimco Etf Tr
New / Exited
20 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $157MQ4 ’19Q1 ’20: $139MQ2 ’20: $140MQ3 ’20: $144MQ4 ’20: $153MQ4 ’20Q1 ’21: $161MQ2 ’21: $171MQ3 ’21: $178MQ4 ’21: $194MQ4 ’21Q1 ’22: $185MQ2 ’22: $164MQ3 ’22: $156MQ4 ’22: $153MQ4 ’22Q1 ’23: $151MQ2 ’23: $154MQ3 ’23: $158MQ4 ’23: $173MQ4 ’23Q1 ’24: $186MQ2 ’24: $200MQ3 ’24: $218MQ4 ’24: $232MQ4 ’24Q1 ’25: $242MQ2 ’25: $43MQ3 ’25: $49MQ4 ’25: $56MQ4 ’25Q1 ’26: $63Mfilingsflow.com

Portfolio Composition

By security type
ETP: 85.7%Common Stock: 10.8%Other: 3.4%REIT: 0.0%MLP: 0.0%Other: 0.0%
  • ETP · 85.7% · $119M
  • Common Stock · 10.8% · $15M
  • Other · 3.4% · $5M
  • REIT · 0.0% · $59,000
  • MLP · 0.0% · $33,000
  • Other · 0.0% · $28,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMTAMERICAN TOWER CORP NEWNEW+145145+$32,000$32,000
CALIFORNIA BANCORPNEW+2.6K2.6K+$31,000$31,000
CCICROWN CASTLE INTL CORP NEWNEW+190190+$27,000$27,000
EFAISHARES TRNEW+240240+$13,000$13,000
PHILLIPS 66 PARTNERS LPNEW+360360+$13,000$13,000
TDFTEMPLETON DRAGON FD INCNEW+650650+$11,000$11,000
QCOMQUALCOMM INCNEW+100100+$7,000$7,000
ETENERGY TRANSFER LPNEW+1.3K1.3K+$6,000$6,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

108 positions (from 174 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC · ENHNCD LW DUR AC28.46%$40M383.1K
2TOTLSSGA ACTIVE ETF TRhistory →SPDR TR TACTIC14.36%$20M415.7K
3JPSTJP MORGAN EXCHANGE TRADED FDULTRA SHRT INC · DIV RTN GLB EQ · DIV RTN INT EQ · JPMORGAN DIVER · US MOMENTUM9.47%$13M269.5K
4SCHMSCHWAB STRATEGIC TRUS MID-CAP ETF · US LCAP GR ETF · US SML CAP ETF · US DIVIDEND EQ · US BRD MKT ETF · US LRG CAP ETF · US AGGREGATE B · INTL SCEQT ETF · SCHWAB FDT US LG · INTL EQTY ETF · EMRG MKTEQ ETF8.20%$11M214.3K
5USMVISHARES TRMSCI MIN VOL ETF · CORE S&P SCP ETF · RUS 1000 ETF · USA QUALITY FCTR · USA MOMENTUM FCT · CORE S&P MCP ETF · 0-5YR INVT GR CP · CORE S&P500 ETF · MIN VOL EAFE ETF · RUSSELL 2000 ETF · MSCI ACWI ETF · S&P 500 GRWT ETF · MSCI EMG MKT ETF · MULTIFACTOR USA · S&P MC 400GR ETF · EDGE MSCI MINM · MSCI EAFE ETF · S&P MC 400VL ETF · SP SMCP600VL ETF · SELECT DIVID ETF · CORE US AGGBD ET · RUS MDCP VAL ETF · CORE MSCI PAC7.50%$10M156.5K
6VCSHVANGUARD SCOTTSDALE FDShistory →SHRT TRM CORP BD4.88%$7M85.7K
7XMLVINVESCO EXCHNG TRADED FD TRS&P 500 LOW VOL · S&P SMLCP LOW · S&P MIDCP LOW · SR LN ETF · INTL BUYBACK · S&P 500 ENHNCD · S&P EMRNG MKTS4.39%$6M136.9K
8PGPROCTER & GAMBLE COhistory →COM3.74%$5M47.2K
9VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · GROWTH ETF · SML CP GRW ETF · SM CP VAL ETF · VALUE ETF3.69%$5M39.0K
10ACWVISHARES INCMIN VOL GBL ETF · MSCI EQUAL WEITE · MSCI JPN ETF NEW3.36%$5M70.4K
11DONWISDOMTREE TRUS MIDCAP DIVID · US SMALLCAP DIVD · JAPN HEDGE EQT · INTL SMCAP DIV2.73%$4M183.3K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.57%$2M8.4K
13AAPLAPPLE INChistory →COM1.07%$1M5.8K
14QUSSPDR SERIES TRUSTMSCI USA STRTGIC · S&P 400 MDCP GRW · PRTFLO S&P500 GW · S&P DIVID ETF · S&P 400 MDCP VAL0.83%$1M20.5K
15NEARISHARES US ETF TRSHT MAT BD ETF0.72%$1M20.7K
16QDFFLEXSHARES TRQUALT DIVD IDX0.70%$971,00027.0K
17OMFLINVESCO EXCH TRD SLF IDX FDRUSL 1000 DYNM0.61%$843,00032.4K
18VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · ALLWRLD EX US · FTSE EMR MKT ETF · FTSE PACIFIC ETF0.45%$623,00010.3K
19TSLATESLA INCCOM0.35%$485,000925
20TAT&T INCCOM0.27%$380,00013.0K
21GSIEGOLDMAN SACHS ETF TRACTIVEBETA INT · EQUITY ETF0.24%$327,00013.7K
22JNJJOHNSON & JOHNSONCOM0.20%$271,0002.1K
23VIGVANGUARD GROUPDIV APP ETF0.19%$265,0002.6K
24DVADAVITA INCCOM0.18%$248,0003.3K
25DIASPDR DOW JONES INDL AVRG ETFUT SER 10.15%$203,000927
26MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.14%$197,000749
27QQQINVESCO QQQ TRUNIT SER 10.13%$177,000930
28CLXCLOROX CO DELCOM0.11%$152,000875
29CVXCHEVRON CORP NEWCOM0.09%$120,0001.7K
30INTCINTEL CORPCOM0.07%$103,0001.9K
31AMZNAMAZON COM INCCOM0.06%$90,00046
32MSFTMICROSOFT CORPCOM0.06%$90,000568
33RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P MDCP400 PR0.06%$90,0001.0K
34NEENEXTERA ENERGY INCCOM0.06%$87,000362
35WHITE MTNS INS GROUP LTDCOM0.06%$82,00090
36EXMOCEXXON MOBIL CORPCOM0.05%$70,0001.8K
37VZVERIZON COMMUNICATIONS INCCOM0.04%$61,0001.1K
38VVISA INCCOM CL A0.04%$58,000361
39KOCOCA COLA COCOM0.04%$50,0001.1K
40PYPLPAYPAL HLDGS INCCOM0.04%$50,000524
41CMCSACOMCAST CORP NEWCL A0.03%$48,0001.4K
42DISDISNEY WALT COCOM DISNEY0.03%$46,000480
43VFCV F CORPCOM0.03%$41,000754
44ALGNALIGN TECHNOLOGY INCCOM0.02%$34,000195
45GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.02%$34,00029
46VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.02%$33,000988
47AMTAMERICAN TOWER CORP NEWCOM0.02%$32,000145
48COSTCOSTCO WHSL CORP NEWCOM0.02%$31,000110
49CALIFORNIA BANCORPCOM0.02%$31,0002.6K
50MAMASTERCARD INCCL A0.02%$30,000126
51HDHOME DEPOT INCCOM0.02%$29,000155
52DUKDUKE ENERGY CORP NEWCOM NEW0.02%$28,000346
53CCICROWN CASTLE INTL CORP NEWCOM0.02%$27,000190
54MGCVANGUARD WORLD FDMEGA CAP INDEX0.02%$26,000282
55MCDMCDONALDS CORPCOM0.02%$25,000150
56KMBKIMBERLY CLARK CORPCOM0.02%$23,000180
57BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.02%$23,000125
58EVRGEVERGY INCCOM0.02%$23,000412
59PINNACLE FINL PARTNERS INCCOM0.02%$22,000573
60CRMSALESFORCE COM INCCOM0.01%$19,000129
61SBUXSTARBUCKS CORPCOM0.01%$18,000275
62ROSTROSS STORES INCCOM0.01%$17,000190
63AEPAMERICAN ELEC PWR CO INCCOM0.01%$16,000200
64GLDSPDR GOLD TRUSTGOLD SHS0.01%$16,000111
65CSCOCISCO SYS INCCOM0.01%$16,000400
66AMATAPPLIED MATLS INCCOM0.01%$16,000353
67PHILLIPS 66 PARTNERS LPCOM UNIT REP INT0.01%$13,000360
68ORCLORACLE CORPCOM0.01%$13,000270
69PTLCPACER FDS TRTRENDP US LAR CP0.01%$12,000455
70ECLECOLAB INCCOM0.01%$12,00078
71TDFTEMPLETON DRAGON FD INCCOM0.01%$11,000650
72VODVODAFONE GROUP PLC NEWSPONSORED ADR0.01%$11,000819
73SPDR INDEX SHS FDSPORTFLI MSCI GBL · ASIA PACIF ETF0.01%$11,000248
74ZYNGA INCCL A0.01%$10,0001.5K
75EPDENTERPRISE PRODS PARTNERS LCOM0.01%$10,000700
76BSXBOSTON SCIENTIFIC CORPCOM0.01%$9,000265
77TTEKTETRA TECH INC NEWCOM0.01%$8,000111
78SYKSTRYKER CORPCOM0.01%$7,00040
79QCOMQUALCOMM INCCOM0.01%$7,000100
80WFCWELLS FARGO CO NEWCOM0.01%$7,000250
81ETENERGY TRANSFER LPCOM UT LTD PTN0.00%$6,0001.3K
82NOKNOKIA CORPSPONSORED ADR0.00%$5,0001.5K
83PIONEER NAT RES COCOM0.00%$5,00071
84CCITIGROUP INCCOM NEW0.00%$5,000109
85METAFACEBOOK INCCL A0.00%$5,00030
86PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.00%$4,000850
87BEBLOOM ENERGY CORPCOM CL A0.00%$4,000690
88BABOEING COCOM0.00%$3,00017
89UBERUBER TECHNOLOGIES INCCOM0.00%$3,000100
90FFORD MTR CO DELCOM0.00%$3,000718
91KTBKONTOOR BRANDS INCCOM0.00%$2,00081
92DHRDANAHER CORPORATIONCOM0.00%$2,00018
93SPGIS&P GLOBAL INCCOM0.00%$2,0008
941LIFE HEALTHCARE INCCOM0.00%$2,000100
95PFEPFIZER INCCOM0.00%$2,00070
96VALEVALE S ASPONSORED ADS0.00%$1,000100
97CCLCARNIVAL CORPUNIT 99/99/99990.00%$1,000100
98ALKALASKA AIR GROUP INCCOM0.00%$1,00050
99PENNPENN NATL GAMING INCCOM0.00%$1,000100
100NEKTAR THERAPEUTICSCOM0.00%$1,00040

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$63M66Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$56M57Jan 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$49M48Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$43M36Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$242M77Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M75Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$218M75Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$200M75Jul 11, 202413F-HRchanges · EDGAR ↗
Q1 2024$186M74Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$173M70Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$158M67Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$154M65Jul 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$151M64Apr 14, 202313F-HRchanges · EDGAR ↗
Q4 2022$153M62Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$156M202Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$164M198Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M196Apr 18, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$194M202Jan 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$178M196Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$171M195Jul 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$161M177Apr 8, 202113F-HRchanges · EDGAR ↗
Q4 2020$153M167Jan 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$144M165Oct 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M167Jul 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$139M174Apr 3, 202013F-HRchanges · EDGAR ↗
Q4 2019$157M163Jan 27, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.