SEC 13F Intelligence

Managers / Q1 2021 · view latest →

John W. Brooker & Co., CPAs

CIK 0001798926 · 7677 OAKPORT STREET, SUITE 300, OAKLAND, CA, 94621 · 5106381815

Reported Value
$161M
Q1 2021
Positions
177
Filings on Record
27
2020–present window
Filed
Apr 8, 2021
original filing

Summary

John W. Brooker & Co., Cpas reported $161M in U.S.-listed holdings across 177 positions for Q1 2021.

The portfolio is heavily concentrated: BOND alone accounts for 23.4% of reported value.

Compared with Q4 2020, the fund opened 18 new positions and exited 8.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+87.9%
share of reported value
Largest Position
+23.4%
Pimco Etf Tr
New / Exited
18 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $157MQ4 ’19Q1 ’20: $139MQ2 ’20: $140MQ3 ’20: $144MQ4 ’20: $153MQ4 ’20Q1 ’21: $161MQ2 ’21: $171MQ3 ’21: $178MQ4 ’21: $194MQ4 ’21Q1 ’22: $185MQ2 ’22: $164MQ3 ’22: $156MQ4 ’22: $153MQ4 ’22Q1 ’23: $151MQ2 ’23: $154MQ3 ’23: $158MQ4 ’23: $173MQ4 ’23Q1 ’24: $186MQ2 ’24: $200MQ3 ’24: $218MQ4 ’24: $232MQ4 ’24Q1 ’25: $242MQ2 ’25: $43MQ3 ’25: $49MQ4 ’25: $56MQ4 ’25Q1 ’26: $63Mfilingsflow.com

Portfolio Composition

By security type
ETP: 89.3%Common Stock: 10.4%Other: 0.2%REIT: 0.0%ADR: 0.0%MLP: 0.0%
  • ETP · 89.3% · $144M
  • Common Stock · 10.4% · $17M
  • Other · 0.2% · $244,000
  • REIT · 0.0% · $80,000
  • ADR · 0.0% · $42,000
  • MLP · 0.0% · $15,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ARK ETF TRNEW+950950+$49,000$49,000
ARKKARK ETF TRNEW+355355+$43,000$43,000
BNTXBIONTECH SENEW+300300+$33,000$33,000
SNOWSNOWFLAKE INCNEW+100100+$23,000$23,000
TRANSLATE BIO INCNEW+900900+$15,000$15,000
XLRNACCELERON PHARMA INCNEW+100100+$14,000$14,000
VLUEISHARES TRNEW+5050+$5,000$5,000
GENERAL ELECTRIC CONEW+277277+$4,000$4,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

116 positions (from 177 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC · ENHNCD LW DUR AC23.43%$38M356.1K
2IJRISHARES TRCORE S&P SCP ETF · MSCI MIN VOL ETF · RUS 1000 ETF · USA MOMENTUM FCT · USA QUALITY FCTR · CORE S&P MCP ETF · GRWT ALLOCAT ETF · CORE S&P500 ETF · EDGE MSCI MINM · MSCI ACWI ETF · RUSSELL 2000 ETF · S&P 500 GRWT ETF · MULTIFACTOR USA · MSCI EMG MKT ETF · MSCI EAFE ETF · U.S. ENERGY ETF · S&P MC 400GR ETF · S&P MC 400VL ETF · MIN VOL EAFE ETF · RUS MDCP VAL ETF · CORE MSCI PAC · MSCI USA VALUE · MSCI ACWI EX US14.60%$23M245.4K
3SCHMSCHWAB STRATEGIC TRUS MID-CAP ETF · US LCAP GR ETF · US DIVIDEND EQ · US SML CAP ETF · US BRD MKT ETF · US LRG CAP ETF · US AGGREGATE B · SCHWAB FDT US LG · INTL EQTY ETF12.88%$21M235.9K
4JPSTJP MORGAN EXCHANGE TRADED FDULTRA SHRT INC · DIV RTN INT EQ · JPMORGAN DIVER9.79%$16M310.3K
5TOTLSSGA ACTIVE ETF TRhistory →SPDR TR TACTIC8.07%$13M269.2K
6ACWVISHARES INCMIN VOL GBL ETF · MSCI EQUAL WEITE · MSCI JPN ETF NEW5.32%$9M90.9K
7VTIVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · GROWTH ETF · SML CP GRW ETF · SM CP VAL ETF · VALUE ETF5.25%$8M39.4K
8PGPROCTER & GAMBLE COhistory →COM3.90%$6M46.3K
9J P MORGAN EXCHANGE-TRADED FULTRA SHT MUNCPL2.48%$4M78.3K
10SPYSPDR S&P 500 ETF TRhistory →TR UNIT2.22%$4M9.0K
11AAPLAPPLE INChistory →COM1.73%$3M22.8K
12XMLVINVESCO EXCHNG TRADED FD TRS&P 500 LOW VOL · S&P MIDCP LOW · SR LN ETF · S&P 500 ENHNCD1.60%$3M44.6K
13QUSSPDR SERIES TRUSTMSCI USA STRTGIC · S&P 400 MDCP GRW · PRTFLO S&P500 GW · S&P DIVID ETF · S&P 400 MDCP VAL1.16%$2M21.3K
14DONWISDOMTREE TRUS MIDCAP DIVID · US SMALLCAP DIVD · JAPN HEDGE EQT · INTL SMCAP DIV0.74%$1M31.3K
15QDFFLEXSHARES TRQUALT DIVD IDX0.72%$1M21.6K
16TSLATESLA INCCOM0.64%$1M1.5K
17GSIEGOLDMAN SACHS ETF TRACTIVEBETA INT · EQUITY ETF0.61%$988,00029.3K
18VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · ALLWRLD EX US · FTSE EMR MKT ETF0.57%$923,0009.9K
19AMZNAMAZON COM INCCOM0.46%$733,000237
20OMFLINVESCO EXCH TRD SLF IDX FDRUSL 1000 DYNM0.28%$445,00010.1K
21VIGVANGUARD GROUPDIV APP ETF0.27%$442,0003.0K
22MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.23%$372,000782
23TAT&T INCCOM0.23%$369,00012.2K
24DVADAVITA INCCOM0.22%$352,0003.3K
25JNJJOHNSON & JOHNSONCOM0.21%$339,0002.1K
26DIASPDR DOW JONES INDL AVRG ETFUT SER 10.19%$301,000910
27WFCWELLS FARGO CO NEWCOM0.17%$270,0006.9K
28QQQINVESCO QQQ TRUNIT SER 10.17%$269,000842
29NEARISHARES US ETF TRSHT MAT BD ETF0.11%$172,0003.4K
30CLXCLOROX CO DELCOM0.11%$169,000875
31ALGNALIGN TECHNOLOGY INCCOM0.10%$159,000294
32NOWSERVICENOW INCCOM0.09%$150,000300
33PYPLPAYPAL HLDGS INCCOM0.08%$127,000524
34INTCINTEL CORPCOM0.08%$121,0001.9K
35NEENEXTERA ENERGY INCCOM0.07%$109,0001.4K
36MSFTMICROSOFT CORPCOM0.07%$107,000452
37WHITE MTNS INS GROUP LTDCOM0.06%$100,00090
38ARKKARK ETF TRFINTECH INNOVA · INNOVATION ETF0.06%$92,0001.3K
39RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 PUR GWT · S&P MDCP400 PR0.06%$90,000596
40DISDISNEY WALT COCOM DISNEY0.06%$89,000480
41VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.05%$79,000961
42CMCSACOMCAST CORP NEWCL A0.05%$77,0001.4K
43CVXCHEVRON CORP NEWCOM0.05%$76,000726
44VVISA INCCOM CL A0.05%$75,000355
45VFCV F CORPCOM0.04%$62,000774
46EXMOCEXXON MOBIL CORPCOM0.04%$62,0001.1K
47GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.04%$58,00028
48VZVERIZON COMMUNICATIONS INCCOM0.03%$56,000955
49PINNACLE FINL PARTNERS INCCOM0.03%$51,000573
50CALIFORNIA BANCORPCOM0.03%$47,0002.6K
51HDHOME DEPOT INCCOM0.03%$47,000155
52MAMASTERCARD INCCL A0.03%$45,000126
53MGCVANGUARD WORLD FDMEGA CAP INDEX0.02%$40,000282
54COSTCOSTCO WHSL CORP NEWCOM0.02%$39,000110
55AMTAMERICAN TOWER CORP NEWCOM0.02%$35,000145
56DUKDUKE ENERGY CORP NEWCOM NEW0.02%$33,000346
57CCICROWN CASTLE INTL CORP NEWCOM0.02%$33,000190
58BNTXBIONTECH SESPONSORED ADS0.02%$33,000300
59BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.02%$32,000125
60KOCOCA COLA COCOM0.02%$32,000614
61CRMSALESFORCE COM INCCOM0.02%$27,000129
62BABOEING COCOM0.02%$25,000100
63EVRGEVERGY INCCOM0.02%$25,000412
64SNOWSNOWFLAKE INCCL A0.01%$23,000100
65MCDMCDONALDS CORPCOM0.01%$22,000100
66CSCOCISCO SYS INCCOM0.01%$21,000400
67VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.01%$20,000415
68ORCLORACLE CORPCOM0.01%$19,000270
69GLDSPDR GOLD TRUSTGOLD SHS0.01%$18,000111
70AEPAMERICAN ELEC PWR CO INCCOM0.01%$17,000200
71KMBKIMBERLY CLARK CORPCOM0.01%$17,000120
72MRNAMODERNA INCCOM0.01%$16,000120
73ZYNGA INCCL A0.01%$15,0001.5K
74EPDENTERPRISE PRODS PARTNERS LCOM0.01%$15,000700
75TRANSLATE BIO INCCOM0.01%$15,000900
76XLRNACCELERON PHARMA INCCOM0.01%$14,000100
77QCOMQUALCOMM INCCOM0.01%$13,000100
78MACMACERICH COCOM0.01%$12,0001.0K
79PIONEER NAT RES COCOM0.01%$11,00071
80SYKSTRYKER CORPCOM0.01%$10,00040
81PENNPENN NATL GAMING INCCOM0.01%$10,000100
82METAFACEBOOK INCCL A0.01%$9,00030
83FFORD MTR CO DELCOM0.01%$9,000718
84ISHARES GOLD TRUSTISHARES0.01%$9,000541
85ROSTROSS STORES INCCOM0.01%$9,00072
86GENERAL ELECTRIC COCALL · COM0.01%$9,000284
87CCITIGROUP INCCOM NEW0.00%$8,000113
88VODVODAFONE GROUP PLC NEWSPONSORED ADR0.00%$8,000452
89SPDR INDEX SHS FDSASIA PACIF ETF0.00%$8,00063
90BSXBOSTON SCIENTIFIC CORPCOM0.00%$8,000200
91NOKNOKIA CORPCALL · SPONSORED ADR0.00%$8,000241
92LUVSOUTHWEST AIRLS COCOM0.00%$7,000108
93USLUNITED STS 12 MONTH OIL FD LUNIT BEN INT0.00%$6,000300
94KTBKONTOOR BRANDS INCCOM0.00%$4,00083
951LIFE HEALTHCARE INCCOM0.00%$4,000100
96VALE S ACALL0.00%$3,0003
97VIRGIN GALACTIC HOLDINGS INCCOM0.00%$3,00096
98BP PLCCALL0.00%$3,0003
99CCLCARNIVAL CORPUNIT 99/99/99990.00%$3,000100
100PFEPFIZER INCCOM0.00%$3,00070

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$63M66Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$56M57Jan 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$49M48Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$43M36Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$242M77Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M75Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$218M75Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$200M75Jul 11, 202413F-HRchanges · EDGAR ↗
Q1 2024$186M74Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$173M70Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$158M67Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$154M65Jul 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$151M64Apr 14, 202313F-HRchanges · EDGAR ↗
Q4 2022$153M62Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$156M202Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$164M198Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M196Apr 18, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$194M202Jan 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$178M196Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$171M195Jul 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$161M177Apr 8, 202113F-HRchanges · EDGAR ↗
Q4 2020$153M167Jan 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$144M165Oct 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M167Jul 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$139M174Apr 3, 202013F-HRchanges · EDGAR ↗
Q4 2019$157M163Jan 27, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.