SEC 13F Intelligence

Managers / Q4 2019 · view latest →

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC

CIK 0001673815 · 2133 SOUTH TIMBERLINE ROAD, SUITE 120, FORT COLLINS, CO, 80525 · 866-910-9611

Reported Value
$473M
Q4 2019
Positions
873
Filings on Record
23
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Institutional & Family Asset Management, LLC reported $473M in U.S.-listed holdings across 873 positions for Q4 2019.

Its largest position, CCOR, represents 12.9% of the portfolio.

Compared with Q3 2019, the fund opened 75 new positions and exited 55.

Portfolio Metrics

Turnover
+16.6%
vs prior filed quarter
Top-10 Concentration
+33.6%
share of reported value
Largest Position
+12.9%
Listed Fd Tr
New / Exited
75 / 55
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $446MQ4 ’18Q1 ’19: $475MQ2 ’19: $463MQ3 ’19: $456MQ3 ’19Q4 ’19: $473MQ1 ’20: $434MQ2 ’20: $483MQ2 ’20Q3 ’20: $430MQ4 ’20: $476MQ1 ’21: $517MQ1 ’21Q2 ’21: $607MQ3 ’21: $625MQ4 ’21: $642MQ4 ’21Q1 ’22: $639MQ2 ’22: $580MQ3 ’22: $564MQ3 ’22Q4 ’22: $602MQ1 ’23: $607MQ2 ’23: $615MQ2 ’23Q3 ’23: $611MQ4 ’23: $608MQ1 ’24: $627MQ1 ’24Q2 ’24: $654Mfilingsflow.com

Portfolio Composition

By security type
ETP: 47.9%Common Stock: 46.5%MLP: 2.8%Other: 1.3%ADR: 1.1%Other: 0.4%
  • ETP · 47.9% · $227M
  • Common Stock · 46.5% · $220M
  • MLP · 2.8% · $13M
  • Other · 1.3% · $6M
  • ADR · 1.1% · $5M
  • Other · 0.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CCORLISTED FD TRNEW+2.18M2.18M+$61M$61M
ISHARES TRNEW+37.5K37.5K+$1M$1M
ISHARES INCNEW+17.9K17.9K+$727,000$727,000
PROSHARES TRNEW+3.4K3.4K+$509,000$509,000
SPDR SERIES TRUSTNEW+4.8K4.8K+$435,000$435,000
NBLXUSDNOBLE MIDSTREAM PARTNERS LPNEW+8.0K8.0K+$212,000$212,000
PROSHARES TRNEW+2.3K2.3K+$198,000$198,000
TLHISHARES TRNEW+1.2K1.2K+$166,000$166,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

41 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUSSELL 2000 ETF · S&P 500 GRWT ETF · CORE S&P500 ETF · U.S. REAL ES ETF · CORE MSCI EAFE · MSCI EAFE ETF · 20 YR TR BD ETF · CORE US AGGBD ET · CORE TOTAL USD15.95%$75M649.7K
2CCORLISTED FD TRhistory →CORE ALT FD12.90%$61M2.18M
3VANGUARD INDEX FDSEXTEND MKT ETF · S&P 500 ETF SHS4.73%$22M130.3K
4GQ9SPDR GOLD TRUSThistory →GOLD SHS2.36%$11M78.2K
5VANGUARD WHITEHALL FDS INCHIGH DIV YLD1.92%$9M97.0K
6AAPLAPPLE INChistory →COM1.58%$7M25.5K
7PAAPLAINS ALL AMERN PIPELINE Lhistory →UNIT LTD PARTN1.18%$6M302.6K
8SPDR S&P 500 ETF TRTR UNIT1.16%$6M17.1K
9EXMOCEXXON MOBIL CORPhistory →COM1.12%$5M76.1K
10WFCWELLS FARGO CO NEWhistory →COM1.08%$5M95.3K
11MSFTMICROSOFT CORPhistory →COM1.05%$5M31.5K
12JPMJPMORGAN CHASE & COhistory →COM1.03%$5M35.0K
13JNJJOHNSON & JOHNSONCOM0.96%$5M31.0K
14AMGNAMGEN INCCOM0.91%$4M17.9K
15MOALTRIA GROUP INCCOM0.91%$4M85.8K
16ISHARES INCCORE MSCI EMKT0.89%$4M78.4K
17UTXZUNITED TECHNOLOGIES CORPCOM0.89%$4M28.1K
18MRKMERCK & CO INCCOM0.86%$4M45.0K
19MMM3M COCOM0.84%$4M22.6K
20SBUXSTARBUCKS CORPCOM0.84%$4M45.3K
21UNHUNITEDHEALTH GROUP INCCOM0.82%$4M13.2K
22APDAIR PRODS & CHEMS INCCOM0.81%$4M16.3K
23SOSOUTHERN COCOM0.81%$4M60.0K
24MCDMCDONALDS CORPCOM0.79%$4M19.0K
25ABTABBOTT LABSCOM0.79%$4M43.1K
26LMTLOCKHEED MARTIN CORPCOM0.78%$4M9.5K
27NEENEXTERA ENERGY INCCOM0.78%$4M15.2K
28VANGUARD INTL EQUITY INDEX FALLWRLD EX US0.76%$4M66.9K
29USBUS BANCORP DELCOM NEW0.75%$4M60.3K
30PGPROCTER & GAMBLE COCOM0.75%$4M28.4K
31BRBROADRIDGE FINL SOLUTIONS INCOM0.72%$3M27.8K
32TXNTEXAS INSTRS INCCOM0.72%$3M26.5K
33CSCOCISCO SYS INCCOM0.71%$3M70.5K
34PEPPEPSICO INCCOM0.71%$3M24.7K
35DGEDDIAGEO P L CSPON ADR NEW0.71%$3M19.9K
36EMREMERSON ELEC COCOM0.70%$3M43.6K
37WMWASTE MGMT INC DELCOM0.70%$3M29.1K
38TAT&T INCCOM0.70%$3M84.3K
39WMTWALMART INCCOM0.70%$3M27.7K
40INTCINTEL CORPCOM0.69%$3M55.0K
41CHVCHEVRON CORP NEWCOM0.69%$3M27.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$654M748Jul 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$627M736May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$608M713Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$611M713Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$615M755Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$607M730May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$602M721Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$564M763Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$580M773Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$639M804May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$642M815Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$625M932Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$607M950Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$517M936May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$476M877Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$430M865Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$483M860Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$434M843May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$473M873Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$456M852Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$463M858Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$475M850May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$446M846Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.