SEC 13F Intelligence

Managers / Q4 2018 · view latest →

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC

CIK 0001673815 · 2133 SOUTH TIMBERLINE ROAD, SUITE 120, FORT COLLINS, CO, 80525 · 866-910-9611

Reported Value
$446M
Q4 2018
Positions
846
Filings on Record
23
2019–present window
Filed
Feb 14, 2019
original filing

Summary

Institutional & Family Asset Management, LLC reported $446M in U.S.-listed holdings across 846 positions for Q4 2018.

Its largest position, Cambria Etf Tr, represents 12.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+31.8%
share of reported value
Largest Position
+12.8%
Cambria Etf Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $446MQ4 ’18Q1 ’19: $475MQ2 ’19: $463MQ3 ’19: $456MQ3 ’19Q4 ’19: $473MQ1 ’20: $434MQ2 ’20: $483MQ2 ’20Q3 ’20: $430MQ4 ’20: $476MQ1 ’21: $517MQ1 ’21Q2 ’21: $607MQ3 ’21: $625MQ4 ’21: $642MQ4 ’21Q1 ’22: $639MQ2 ’22: $580MQ3 ’22: $564MQ3 ’22Q4 ’22: $602MQ1 ’23: $607MQ2 ’23: $615MQ2 ’23Q3 ’23: $611MQ4 ’23: $608MQ1 ’24: $627MQ1 ’24Q2 ’24: $654Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 44.6%ETP: 36.4%Other: 14.8%MLP: 2.8%ADR: 1.0%Other: 0.4%
  • Common Stock · 44.6% · $199M
  • ETP · 36.4% · $163M
  • Other · 14.8% · $66M
  • MLP · 2.8% · $12M
  • ADR · 1.0% · $5M
  • Other · 0.4% · $2M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
CAMBRIA ETF TRNEW+2.15M2.15M+$57M$57M
SPDR S&P 500 ETF TRNEW+1.17M1.17M+$23M$23M
ISHARES TRNEW+44.2K44.2K+$11M$11M
ISHARES TRNEW+82.4K82.4K+$11M$11M
ISHARES TRNEW+69.2K69.2K+$10M$10M
VANGUARD INDEX FDSNEW+104.3K104.3K+$10M$10M
GQ9SPDR GOLD TRUSTNEW+83.6K83.6K+$10M$10M
VANGUARD WHITEHALL FDS INCNEW+108.4K108.4K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · RUSSELL 2000 ETF · S&P 500 GRWT ETF · U.S. REAL ES ETF · MSCI EAFE ETF · CORE MSCI EAFE · 20 YR TR BD ETF12.93%$58M555.5K
2CAMBRIA ETF TRCORE EQUITY12.80%$57M2.15M
3VANGUARD INDEX FDSEXTEND MKT ETF · S&P 500 ETF SHS3.11%$14M119.4K
4VANGUARD BD INDEX FD INCSHORT TRM BOND · INTERMED TERM2.87%$13M161.2K
5GQ9SPDR GOLD TRUSThistory →GOLD SHS2.27%$10M83.6K
6VANGUARD WHITEHALL FDS INCHIGH DIV YLD1.90%$8M108.4K
7SPDR S&P 500 ETF TRTR UNIT1.54%$7M27.5K
8FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW1.20%$5M89.6K
9AAPLAPPLE INChistory →COM1.13%$5M32.1K
10EXMOCEXXON MOBIL CORPhistory →COM1.13%$5M74.1K
11JNJJOHNSON & JOHNSONhistory →COM1.05%$5M36.1K
12WFCWELLS FARGO CO NEWhistory →COM1.03%$5M100.0K
13MOALTRIA GROUP INCCOM0.94%$4M85.2K
14PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.93%$4M206.2K
15MSFTMICROSOFT CORPCOM0.92%$4M40.5K
16AMGNAMGEN INCCOM0.92%$4M21.1K
17JPMJPMORGAN CHASE & COCOM0.91%$4M41.4K
18MRKMERCK & CO INCCOM0.88%$4M51.4K
19MMM3M COCOM0.86%$4M20.2K
20ABTABBOTT LABSCOM0.84%$4M51.5K
21SBUXSTARBUCKS CORPCOM0.82%$4M56.9K
22MCDMCDONALDS CORPCOM0.81%$4M20.3K
23UNHUNITEDHEALTH GROUP INCCOM0.79%$4M14.2K
24APDAIR PRODS & CHEMS INCCOM0.78%$3M21.7K
25PGPROCTER AND GAMBLE COCOM0.77%$3M37.5K
26UTXZUNITED TECHNOLOGIES CORPCOM0.77%$3M32.3K
27NEENEXTERA ENERGY INCCOM0.75%$3M19.2K
28SOSOUTHERN COCOM0.74%$3M75.5K
29PEPPEPSICO INCCOM0.74%$3M29.8K
30CSCOCISCO SYS INCCOM0.73%$3M75.5K
31WMTWALMART INCCOM0.72%$3M34.5K
32LLYLILLY ELI & COCOM0.71%$3M27.4K
33SYYSYSCO CORPCOM0.71%$3M50.6K
34TXNTEXAS INSTRS INCCOM0.71%$3M33.5K
35CMECME GROUP INCCOM CL A0.71%$3M16.8K
36DGEDDIAGEO P L CSPON ADR NEW0.71%$3M22.3K
37USBUS BANCORP DELCOM NEW0.71%$3M69.1K
38KMBKIMBERLY CLARK CORPCOM0.70%$3M27.5K
39WMWASTE MGMT INC DELCOM0.70%$3M35.1K
40EMREMERSON ELEC COCOM0.69%$3M51.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$654M748Jul 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$627M736May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$608M713Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$611M713Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$615M755Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$607M730May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$602M721Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$564M763Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$580M773Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$639M804May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$642M815Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$625M932Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$607M950Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$517M936May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$476M877Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$430M865Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$483M860Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$434M843May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$473M873Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$456M852Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$463M858Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$475M850May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$446M846Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.