SEC 13F Intelligence

Managers / Q3 2019 · view latest →

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC

CIK 0001673815 · 2133 SOUTH TIMBERLINE ROAD, SUITE 120, FORT COLLINS, CO, 80525 · 866-910-9611

Reported Value
$456M
Q3 2019
Positions
852
Filings on Record
23
2019–present window
Filed
Nov 14, 2019
original filing

Summary

Institutional & Family Asset Management, LLC reported $456M in U.S.-listed holdings across 852 positions for Q3 2019.

Its largest position, Cambria Etf Tr, represents 13.1% of the portfolio.

Compared with Q2 2019, the fund opened 64 new positions and exited 69.

Portfolio Metrics

Turnover
+7.1%
vs prior filed quarter
Top-10 Concentration
+33.1%
share of reported value
Largest Position
+13.1%
Cambria Etf Tr
New / Exited
64 / 69
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $446MQ4 ’18Q1 ’19: $475MQ2 ’19: $463MQ3 ’19: $456MQ3 ’19Q4 ’19: $473MQ1 ’20: $434MQ2 ’20: $483MQ2 ’20Q3 ’20: $430MQ4 ’20: $476MQ1 ’21: $517MQ1 ’21Q2 ’21: $607MQ3 ’21: $625MQ4 ’21: $642MQ4 ’21Q1 ’22: $639MQ2 ’22: $580MQ3 ’22: $564MQ3 ’22Q4 ’22: $602MQ1 ’23: $607MQ2 ’23: $615MQ2 ’23Q3 ’23: $611MQ4 ’23: $608MQ1 ’24: $627MQ1 ’24Q2 ’24: $654Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 47.8%ETP: 32.9%Other: 14.5%MLP: 3.3%ADR: 1.0%Other: 0.5%
  • Common Stock · 47.8% · $218M
  • ETP · 32.9% · $150M
  • Other · 14.5% · $66M
  • MLP · 3.3% · $15M
  • ADR · 1.0% · $5M
  • Other · 0.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LHXL3HARRIS TECHNOLOGIES INCNEW+17.9K17.9K+$4M$4M
ISHARES TRNEW+12.2K12.2K+$678,000$678,000
BXBLACKSTONE GROUP INCNEW+1.8K1.8K+$90,000$90,000
BROOKFIELD ASSET MGMT INCNEW+1.5K1.5K+$82,000$82,000
TRIMTABS ETF TRNEW+2.0K2.0K+$76,000$76,000
INVESCO EXCHANGE TRADED FD TNEW+991991+$62,000$62,000
BRXBRIXMOR PPTY GROUP INCNEW+2.7K2.7K+$55,000$55,000
TCFTCF FINANCIAL CORPORATION NENEW+1.3K1.3K+$51,000$51,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUSSELL 2000 ETF · S&P 500 GRWT ETF · CORE S&P500 ETF · MSCI EAFE ETF · CORE MSCI EAFE · U.S. REAL ES ETF · CORE US AGGBD ET · CORE TOTAL USD14.06%$64M588.5K
2CAMBRIA ETF TRCORE EQUITY13.07%$60M2.18M
3VANGUARD INDEX FDSEXTEND MKT ETF · S&P 500 ETF SHS4.49%$20M129.4K
4GQ9SPDR GOLD TRUSThistory →GOLD SHS2.36%$11M77.3K
5VANGUARD WHITEHALL FDS INCHIGH DIV YLD1.97%$9M101.1K
6SPDR S&P 500 ETF TRTR UNIT1.65%$8M25.3K
7AAPLAPPLE INChistory →COM1.44%$7M29.3K
8PAAPLAINS ALL AMERN PIPELINE Lhistory →UNIT LTD PARTN1.43%$7M313.5K
9WFCWELLS FARGO CO NEWhistory →COM1.15%$5M103.7K
10EXMOCEXXON MOBIL CORPhistory →COM1.12%$5M72.5K
11MSFTMICROSOFT CORPhistory →COM1.08%$5M35.4K
12JPMJPMORGAN CHASE & COhistory →COM1.04%$5M40.2K
13SBUXSTARBUCKS CORPCOM0.95%$4M48.8K
14MRKMERCK & CO INCCOM0.93%$4M50.6K
15SOSOUTHERN COCOM0.93%$4M68.7K
16AMGNAMGEN INCCOM0.93%$4M21.8K
17NEENEXTERA ENERGY INCCOM0.92%$4M18.0K
18UTXZUNITED TECHNOLOGIES CORPCOM0.90%$4M30.1K
19MCDMCDONALDS CORPCOM0.90%$4M19.1K
20JNJJOHNSON & JOHNSONCOM0.90%$4M31.6K
21LMTLOCKHEED MARTIN CORPCOM0.90%$4M10.5K
22PGPROCTER & GAMBLE COCOM0.89%$4M32.7K
23APDAIR PRODS & CHEMS INCCOM0.89%$4M18.3K
24ABTABBOTT LABSCOM0.87%$4M47.3K
25USBUS BANCORP DELCOM NEW0.83%$4M68.2K
26DGDOLLAR GEN CORP NEWCOM0.83%$4M23.7K
27TAT&T INCCOM0.82%$4M98.6K
28LHXL3HARRIS TECHNOLOGIES INCCOM0.82%$4M17.9K
29WMTWALMART INCCOM0.81%$4M31.2K
30TXNTEXAS INSTRS INCCOM0.81%$4M28.5K
31ISHARES INCCORE MSCI EMKT0.81%$4M75.0K
32PEPPEPSICO INCCOM0.80%$4M26.4K
33BRBROADRIDGE FINL SOLUTIONS INCOM0.79%$4M28.8K
34MOALTRIA GROUP INCCOM0.78%$4M86.6K
35KMBKIMBERLY CLARK CORPCOM0.77%$3M24.6K
36CMECME GROUP INCCOM0.77%$3M16.5K
37WMWASTE MGMT INC DELCOM0.76%$3M30.2K
38SYYSYSCO CORPCOM0.75%$3M43.0K
39MMM3M COCOM0.75%$3M20.6K
40VANGUARD INTL EQUITY INDEX FALLWRLD EX US0.74%$3M68.0K
41UNHUNITEDHEALTH GROUP INCCOM0.74%$3M15.6K
42VANGUARD BD INDEX FD INCSHORT TRM BOND0.73%$3M41.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$654M748Jul 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$627M736May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$608M713Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$611M713Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$615M755Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$607M730May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$602M721Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$564M763Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$580M773Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$639M804May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$642M815Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$625M932Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$607M950Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$517M936May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$476M877Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$430M865Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$483M860Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$434M843May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$473M873Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$456M852Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$463M858Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$475M850May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$446M846Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.