SEC 13F Intelligence

Managers / Q2 2021 · view latest →

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC

CIK 0001673815 · 2133 SOUTH TIMBERLINE ROAD, SUITE 120, FORT COLLINS, CO, 80525 · 866-910-9611

Reported Value
$607M
Q2 2021
Positions
950
Filings on Record
23
2019–present window
Filed
Aug 10, 2021
original filing

Summary

Institutional & Family Asset Management, LLC reported $607M in U.S.-listed holdings across 950 positions for Q2 2021.

Its largest position, IEFA, represents 19.6% of the portfolio.

Compared with Q1 2021, the fund opened 98 new positions and exited 85.

Portfolio Metrics

Turnover
+3.4%
vs prior filed quarter
Top-10 Concentration
+52.9%
share of reported value
Largest Position
+19.6%
Ishares Tr
New / Exited
98 / 85
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $446MQ4 ’18Q1 ’19: $475MQ2 ’19: $463MQ3 ’19: $456MQ3 ’19Q4 ’19: $473MQ1 ’20: $434MQ2 ’20: $483MQ2 ’20Q3 ’20: $430MQ4 ’20: $476MQ1 ’21: $517MQ1 ’21Q2 ’21: $607MQ3 ’21: $625MQ4 ’21: $642MQ4 ’21Q1 ’22: $639MQ2 ’22: $580MQ3 ’22: $564MQ3 ’22Q4 ’22: $602MQ1 ’23: $607MQ2 ’23: $615MQ2 ’23Q3 ’23: $611MQ4 ’23: $608MQ1 ’24: $627MQ1 ’24Q2 ’24: $654Mfilingsflow.com

Portfolio Composition

By security type
ETP: 52.5%Common Stock: 44.2%MLP: 1.8%ADR: 1.0%Other: 0.3%Other: 0.2%
  • ETP · 52.5% · $318M
  • Common Stock · 44.2% · $268M
  • MLP · 1.8% · $11M
  • ADR · 1.0% · $6M
  • Other · 0.3% · $2M
  • Other · 0.2% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WESWESTERN MIDSTREAM PARTNERS LNEW+25.2K25.2K+$540,000$540,000
XHBSPDR SER TRNEW+4.9K4.9K+$361,000$361,000
STXSEAGATE TECHNOLOGY HLDNGS PLNEW+1.8K1.8K+$156,000$156,000
RPMRPM INTL INCNEW+1.7K1.7K+$151,000$151,000
MRVLMARVELL TECHNOLOGY INCNEW+2.0K2.0K+$117,000$117,000
RETLDIREXION SHS ETF TRNEW+427427+$104,000$104,000
SOXLDIREXION SHS ETF TRNEW+2.1K2.1K+$92,000$92,000
DIREXION SHS ETF TRNEW+888888+$87,000$87,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

387 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IEFAISHARES TRCORE MSCI EAFE · CORE S&P500 ETF · RUSSELL 2000 ETF · MSCI EAFE ETF · U.S. REAL ES ETF · INTL SEL DIV ETF · TIPS BD ETF · MSCI USA ESG SLC · CORE US AGGBD ET · 0-5 YR TIPS ETF · CORE TOTAL USD · MSCI ACWI ETF · CRE U S REIT ETF · CORE S&P SCP ETF · CORE INTL AGGR · ESG AWR MSCI USA · S&P 500 GRWT ETF · S&P 500 VAL ETF · ESG AW MSCI EAFE · ESG AWRE 1 5 YR · CORE S&P US GWT · ESG AWARE MSCI · RUS 1000 ETF · MSCI LW CRB TG · MSCI EMG MKT ETF · ISHARES SEMICDTR · GLOBAL MATER ETF · S&P SML 600 GWT · IBOXX INV CP ETF · 3 7 YR TREAS BD · RUS 2000 VAL ETF · MSCI USA QLT FCT · 1 3 YR TREAS BD · SHRT NAT MUN ETF · MSCI INTL QUALTY · BARCLAYS 7 10 YR · GNMA BOND ETF · A RATE CP BD ETF · ESG MSCI USA ETF · ISHARES BIOTECH · ISHS 1-5YR INVS · LATN AMER 40 ETF · EAFE GRWTH ETF · CORE S&P TTL STK · MBS ETF · RUS 2000 GRW ETF · EAFE SML CP ETF · GLOBAL FINLS ETF · RUS MDCP VAL ETF · MSCI CHINA ETF · IBOXX HI YD ETF · RUS MID CAP ETF · RUS MD CP GR ETF19.64%$119M1.33M
2LISTED FD TRCORE ALT FD11.89%$72M2.45M
3VOOVANGUARD INDEX FDSS&P 500 ETF SHS · SMALL CP ETF · EXTEND MKT ETF · VALUE ETF · GROWTH ETF · TOTAL STK MKT · MID CAP ETF · MCAP GR IDXVIP6.40%$39M129.9K
4VYMVANGUARD WHITEHALL FDSHIGH DIV YLD · INTL DVD ETF3.96%$24M229.3K
5IEMGISHARES INCCORE MSCI EMKT · EM MKTS DIV ETF · MSCI BRAZIL ETF3.14%$19M331.2K
6SPYSPDR S&P 500 ETF TRhistory →TR UNIT2.72%$16M38.5K
7GLDSPDR GOLD TRhistory →GOLD SHS1.81%$11M66.3K
8AAPLAPPLE INChistory →COM1.38%$8M61.0K
9MSFTMICROSOFT CORPhistory →COM1.07%$6M23.9K
10EXMOCEXXON MOBIL CORPCOM0.95%$6M91.2K
11JPMJPMORGAN CHASE & COCOM0.92%$6M35.7K
12WFCWELLS FARGO CO NEWCOM0.91%$6M122.5K
13JNJJOHNSON & JOHNSONCOM0.87%$5M32.2K
14ABTABBOTT LABSCOM0.86%$5M45.1K
15AMGNAMGEN INCCOM0.84%$5M21.0K
16ACNACCENTURE PLC IRELANDSHS CLASS A0.83%$5M17.2K
17SBUXSTARBUCKS CORPCOM0.83%$5M44.9K
18ELVANTHEM INCCOM0.79%$5M12.6K
19MRKMERCK & CO INCCOM0.78%$5M61.1K
20MMM3M COCOM0.75%$5M22.9K
21UNHUNITEDHEALTH GROUP INCCOM0.74%$5M11.2K
22INTCINTEL CORPCOM0.74%$4M79.7K
23MCDMCDONALDS CORPCOM0.73%$4M19.3K
24BRBROADRIDGE FINL SOLUTIONS INCOM0.73%$4M27.4K
25APDAIR PRODS & CHEMS INCCOM0.73%$4M15.4K
26MSMORGAN STANLEYCOM NEW0.73%$4M48.0K
27NEENEXTERA ENERGY INCCOM0.72%$4M59.3K
28LLYLILLY ELI & COCOM0.72%$4M18.9K
29RTXRAYTHEON TECHNOLOGIES CORPCOM0.71%$4M50.7K
30PGPROCTER AND GAMBLE COCOM0.71%$4M32.1K
31CSCOCISCO SYS INCCOM0.70%$4M80.6K
32LMTLOCKHEED MARTIN CORPCOM0.69%$4M11.1K
33SOSOUTHERN COCOM0.69%$4M69.2K
34DEODIAGEO PLCSPON ADR NEW0.69%$4M21.8K
35ORCLORACLE CORPCOM0.68%$4M52.9K
36WMWASTE MGMT INC DELCOM0.67%$4M29.0K
37TXNTEXAS INSTRS INCCOM0.67%$4M21.1K
38USBUS BANCORP DELCOM NEW0.67%$4M71.2K
39GPCGENUINE PARTS COCOM0.66%$4M31.9K
40PAYXPAYCHEX INCCOM0.66%$4M37.5K
41FDSFACTSET RESH SYS INCCOM0.66%$4M11.9K
42PEPPEPSICO INCCOM0.65%$4M26.7K
43TAT&T INCCOM0.64%$4M134.3K
44OXYOCCIDENTAL PETE CORPCOM0.64%$4M123.4K
45EMREMERSON ELEC COCOM0.63%$4M40.0K
46AFLAFLAC INCCOM0.63%$4M71.5K
47CVXCHEVRON CORP NEWCOM0.63%$4M36.6K
48DGDOLLAR GEN CORP NEWCOM0.63%$4M17.7K
49LHXL3HARRIS TECHNOLOGIES INCCOM0.63%$4M17.6K
50CMECME GROUP INCCOM0.63%$4M17.9K
51PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.63%$4M334.9K
52KMBKIMBERLY-CLARK CORPCOM0.62%$4M28.3K
53SYYSYSCO CORPCOM0.62%$4M48.3K
54RAVNRAVEN INDS INCCOM0.62%$4M64.6K
55NSCNORFOLK SOUTHN CORPCOM0.60%$4M13.7K
56WMTWALMART INCCOM0.57%$3M24.3K
57ELLAUDER ESTEE COS INCCL A0.54%$3M10.2K
58GSGOLDMAN SACHS GROUP INCCOM0.52%$3M8.3K
59ITWILLINOIS TOOL WKS INCCOM0.51%$3M13.9K
60BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT0.35%$2M25.7K
61AMZNAMAZON COM INCCOM0.35%$2M616
62WKWORKIVA INCCOM CL A0.35%$2M19.0K
63NKENIKE INCCL B0.32%$2M12.5K
64XLRESELECT SECTOR SPDR TRRL EST SEL SEC · ENERGY · SBI INT-INDS · SBI HEALTHCARE · SBI CONS STPLS · SBI INT-UTILS · FINANCIAL · SBI MATERIALS · TECHNOLOGY · SBI CONS DISCR0.31%$2M33.3K
65QQQINVESCO QQQ TRUNIT SER 10.31%$2M5.3K
66MAMASTERCARD INCORPORATEDCL A0.31%$2M5.1K
67NTESNETEASE INCSPONSORED ADS0.27%$2M14.3K
68EZMWISDOMTREE TRUS MIDCAP FUND · EMER MKT HIGH FD0.27%$2M31.2K
69EPDENTERPRISE PRODS PARTNERS LCOM0.26%$2M64.3K
70GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.23%$1M560
71BLACKROCK INCCOM0.23%$1M1.6K
72XHBSPDR SER TRS&P HOMEBUILD · S&P DIVID ETF · S&P OILGAS EXP · S&P REGL BKG · SPDR BLOOMBERG · S&P TELECOM0.22%$1M15.2K
73BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A0.20%$1M2.9K
74MOALTRIA GROUP INCCOM0.19%$1M24.6K
75ETENERGY TRANSFER L PCOM UT LTD PTN0.19%$1M106.3K
76ISRGINTUITIVE SURGICAL INCCOM NEW0.18%$1M1.2K
77VZVERIZON COMMUNICATIONS INCCOM0.17%$1M18.8K
78METAFACEBOOK INCCL A0.17%$1M3.0K
79COFCAPITAL ONE FINL CORPCOM0.17%$1M6.6K
80TTCTORO COCOM0.16%$994,0009.1K
81NOCNORTHROP GRUMMAN CORPCOM0.16%$987,0002.7K
82AVGOBROADCOM INCCOM0.16%$976,0002.0K
83VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F0.15%$925,0003.5K
84PMPHILIP MORRIS INTL INCCOM0.15%$918,0009.3K
85MPLXMPLX LPCOM UNIT REP LTD0.15%$889,00030.0K
86MASIMO CORPCOM0.15%$885,0003.6K
87MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.12%$726,00014.8K
88GGGGRACO INCCOM0.12%$706,0009.3K
89TSLATESLA INCCOM0.12%$699,0001.0K
90DCP MIDSTREAM LPCOM UT LTD PTN0.11%$689,00022.4K
91RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · DYNMC LRG VALU0.11%$657,0006.1K
92OKEONEOK INC NEWCOM0.11%$637,00011.4K
93PFEPFIZER INCCOM0.10%$617,00015.8K
94BDECINNOVATOR ETFS TRDOUBLE STACKR 9 · S&P 500 BUFFER E · S&P 500 ULTRA · NASDAQ 100 PWER · S&P 500 PWR BU · S&P 500 PWR BUFR · TRIPLE STKER OCT · US EQUITY ACCELE0.10%$588,00019.0K
95NVDANVIDIA CORPORATIONCOM0.09%$562,000702
96WESWESTERN MIDSTREAM PARTNERS LCOM UNIT LP INT0.09%$540,00025.2K
97KMIKINDER MORGAN INC DELCOM0.09%$530,00029.1K
98TRGPTARGA RES CORPCOM0.09%$519,00011.7K
99ECLECOLAB INCCOM0.08%$500,0002.4K
100PSXPHILLIPS 66COM0.07%$450,0005.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$654M748Jul 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$627M736May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$608M713Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$611M713Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$615M755Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$607M730May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$602M721Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$564M763Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$580M773Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$639M804May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$642M815Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$625M932Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$607M950Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$517M936May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$476M877Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$430M865Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$483M860Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$434M843May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$473M873Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$456M852Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$463M858Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$475M850May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$446M846Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.