Managers / Q4 2023 · view latest →
Stuart Chaussee & Associates, Inc.
CIK 0001653253 · 721 VIA SOMONTE, PALOS VERDES ESTATES, CA, 90274 · (310) 373-3732
Reported Value
$343M
Q4 2023
Positions
148
Filings on Record
31
2019–present window
Filed
Feb 2, 2024
original filing
Summary
Stuart Chaussee & Associates, Inc. reported $343M in U.S.-listed holdings across 148 positions for Q4 2023.
The portfolio is heavily concentrated: PNOV alone accounts for 38.8% of reported value.
Compared with Q3 2023, the fund opened 23 new positions and exited 6.
Portfolio Metrics
Turnover
+37.7%
vs prior filed quarter
Top-10 Concentration
+95.6%
share of reported value
Largest Position
+38.8%
Innovator Power Buffer Nov
New / Exited
23 / 6
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 97.2% · $333M
- Common Stock · 1.7% · $6M
- Other · 1.1% · $4M
- REIT · 0.1% · $183,035
- PUBLIC · 0.0% · $12,490
- ADR · 0.0% · $11,113
Quarter-over-Quarter Changes full breakdown →
vs Q3 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| POCTInnovator Power Buffer - Oct. | NEW | +2.62M | 2.62M | +$95M | $95M |
| PJULInnovator Power Buffer - July | NEW | +155.1K | 155.1K | +$6M | $6M |
| Direxion Small-Cap Bull 3x | NEW | +68.7K | 68.7K | +$3M | $3M |
| KJANInnovator Power Buffer - Jan. | NEW | +38.5K | 38.5K | +$1M | $1M |
| PAUGInnovator Power Buffer - Augus | NEW | +18.9K | 18.9K | +$631,861 | $631,861 |
| VOEVanguard Mid-Cap Value | NEW | +284 | 284 | +$41,183 | $41,183 |
| JPMorgan Chase | NEW | +235 | 235 | +$39,974 | $39,974 |
| UNPUnion Pacific | NEW | +147 | 147 | +$36,106 | $36,106 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2023
146 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | PNOVInnovator Power Buffer - Nov.history → | Common | 38.80% | $133M | 3.86M |
| 2 | POCTInnovator Power Buffer - Oct.history → | Common | 27.65% | $95M | 2.62M |
| 3 | VGTVanguard Information Technologhistory → | Common | 9.11% | $31M | 64.5K |
| 4 | PSEPInnovator Power Buffer - Sept.history → | Common | 7.04% | $24M | 694.2K |
| 5 | IGMiShares Expanded Technologyhistory → | Common | 5.26% | $18M | 40.2K |
| 6 | PJANInnovator Power Buffer - Jan. | Common | 2.84% | $10M | 264.5K |
| 7 | PJULInnovator Power Buffer - Julyhistory → | Common | 1.64% | $6M | 155.1K |
| 8 | BJANInnovator Buffer - Jan.history → | Common | 1.30% | $4M | 109.0K |
| 9 | VYMVanguard High Dividend Yieldhistory → | Common | 1.07% | $4M | 32.8K |
| 10 | PMAYInnovator Power Buffer - May | Common | 0.84% | $3M | 91.8K |
| 11 | Direxion Small-Cap Bull 3x | Common | 0.79% | $3M | 68.7K |
| 12 | Innovator Power Buffer - Mar. | Common | 0.36% | $1M | 34.2K |
| 13 | MSFTMicrosoft | Common | 0.23% | $780,031 | 2.1K |
| 14 | XLKTechnology Sector SPDR | Common | 0.20% | $678,300 | 3.5K |
| 15 | PAUGInnovator Power Buffer - Augus | Common | 0.18% | $631,861 | 18.9K |
| 16 | PGProcter & Gamble | Common | 0.18% | $624,605 | 4.3K |
| 17 | Alphabet | Common | 0.15% | $530,285 | 3.8K |
| 18 | AAPLApple | Common | 0.14% | $496,727 | 2.6K |
| 19 | Invesco QQQ Trust | Common | 0.14% | $480,365 | 1.2K |
| 20 | HDHome Depot | Common | 0.12% | $418,632 | 1.2K |
| 21 | Waste Management | Common | 0.12% | $409,423 | 2.3K |
| 22 | GAPRFirst Trust Moderate Buffer - | Common | 0.12% | $405,912 | 12.4K |
| 23 | UPSUPS | Common | 0.11% | $391,031 | 2.5K |
| 24 | SBUXStarbucks | Common | 0.08% | $257,787 | 2.7K |
| 25 | IWFiShares Russell 1000 Growth | Common | 0.08% | $257,695 | 850 |
| 26 | SGOViShares 0-3 Month T-Bond | Common | 0.08% | $257,092 | 2.6K |
| 27 | LLYEli Lilly | Common | 0.07% | $250,656 | 430 |
| 28 | MCDMcDonald's | Common | 0.07% | $230,388 | 777 |
| 29 | BACBank of America | Common | 0.05% | $166,219 | 4.9K |
| 30 | VICIVICI Properties | Common | 0.05% | $163,927 | 5.1K |
| 31 | AbbVie | Common | 0.04% | $149,856 | 967 |
| 32 | ELVElevance Health | Common | 0.04% | $149,485 | 317 |
| 33 | CVXChevron | Common | 0.04% | $149,160 | 1.0K |
| 34 | ACNAccenture | Common | 0.04% | $132,341 | 377 |
| 35 | VOOVanguard S&P 500 | Common | 0.04% | $122,741 | 281 |
| 36 | KOCoca-Cola | Common | 0.03% | $118,155 | 2.0K |
| 37 | FBINFortune Brands Innovations | Common | 0.03% | $114,210 | 1.5K |
| 38 | Comcast | Common | 0.03% | $107,213 | 2.4K |
| 39 | Trane Technologies | Common | 0.03% | $97,560 | 400 |
| 40 | Oracle | Common | 0.02% | $84,344 | 800 |
| 41 | Merck | Common | 0.02% | $83,945 | 770 |
| 42 | ETNEaton | Common | 0.02% | $83,083 | 345 |
| 43 | HONHoneywell International | Common | 0.02% | $79,690 | 380 |
| 44 | USMViShares Edge Min. Vol. USA | Common | 0.02% | $73,816 | 946 |
| 45 | DGROiShares Core Dividend Growth | Common | 0.02% | $72,603 | 1.3K |
| 46 | VTIVanguard Total Stock Market | Common | 0.02% | $71,166 | 300 |
| 47 | MRSHMarsh & McLennan | Common | 0.02% | $70,862 | 374 |
| 48 | BABoeing | Common | 0.02% | $70,118 | 269 |
| 49 | VIGVanguard Dividend Appreciation | Common | 0.02% | $69,864 | 410 |
| 50 | SPDR S&P 500 | Common | 0.02% | $61,790 | 130 |
| 51 | Visa | Common | 0.02% | $61,443 | 236 |
| 52 | JNJJohnson & Johnson | Common | 0.02% | $60,502 | 386 |
| 53 | LENLennar | Common | 0.02% | $59,616 | 400 |
| 54 | EDConsolidated Edison | Common | 0.02% | $52,308 | 575 |
| 55 | MDLZMondelez | Common | 0.02% | $51,787 | 715 |
| 56 | United Healthcare | Common | 0.02% | $51,594 | 98 |
| 57 | DUKDuke Energy | Common | 0.01% | $49,879 | 514 |
| 58 | QCOMQualcomm | Common | 0.01% | $48,596 | 336 |
| 59 | BlackRock | Common | 0.01% | $46,273 | 57 |
| 60 | SOSouthern | Common | 0.01% | $41,231 | 588 |
| 61 | VOEVanguard Mid-Cap Value | Common | 0.01% | $41,183 | 284 |
| 62 | JPMorgan Chase | Common | 0.01% | $39,974 | 235 |
| 63 | ABTAbbott Laboratories | Common | 0.01% | $36,984 | 336 |
| 64 | AJGArthur J. Gallagher | Common | 0.01% | $36,431 | 162 |
| 65 | UNPUnion Pacific | Common | 0.01% | $36,106 | 147 |
| 66 | BRBroadridge Financial | Common | 0.01% | $33,537 | 163 |
| 67 | Adobe Systems | Common | 0.01% | $32,813 | 55 |
| 68 | NEENextEra Energy | Common | 0.01% | $32,800 | 540 |
| 69 | ITGartner | Common | 0.01% | $32,480 | 72 |
| 70 | APDAir Products & Chemicals | Common | 0.01% | $32,308 | 118 |
| 71 | Exxon Mobil | Common | 0.01% | $31,994 | 320 |
| 72 | ADIAnalog Devices | Common | 0.01% | $31,770 | 160 |
| 73 | BRK/BBerkshire Hathaway CL B | Common | 0.01% | $31,029 | 87 |
| 74 | POOLPool Corp. | Common | 0.01% | $30,701 | 77 |
| 75 | ONEQFidelity Nasdaq Index | Common | 0.01% | $28,909 | 488 |
| 76 | SYYSysco | Common | 0.01% | $28,155 | 385 |
| 77 | ICEIntercontinental Exchange | Common | 0.01% | $27,998 | 218 |
| 78 | HIGHartford Financial Services | Common | 0.01% | $27,329 | 340 |
| 79 | MPCMarathon Petroleum | Common | 0.01% | $26,705 | 180 |
| 80 | PAYXPaychex | Common | 0.01% | $26,204 | 220 |
| 81 | SPDR S&P 1500 | Common | 0.01% | $25,952 | 444 |
| 82 | CSCOCisco Systems | Common | 0.01% | $25,260 | 500 |
| 83 | AVGOBroadcom | Common | 0.01% | $24,558 | 22 |
| 84 | Verizon | Common | 0.01% | $24,128 | 640 |
| 85 | IVViShares Core S&P 500 | Common | 0.01% | $23,404 | 49 |
| 86 | Mastercard | Common | 0.01% | $22,605 | 53 |
| 87 | MBCMasterBrand | Common | 0.01% | $22,275 | 1.5K |
| 88 | AMZNAmazon.com | Common | 0.01% | $21,272 | 140 |
| 89 | MGCVanguard Mega Cap Index | Common | 0.01% | $19,467 | 115 |
| 90 | VTVVanguard Value | Common | 0.01% | $19,435 | 130 |
| 91 | TXNTexas Instruments | Common | 0.01% | $19,092 | 112 |
| 92 | DGRWWisdomTree US Dividend Growth | Common | 0.01% | $18,835 | 268 |
| 93 | AXPAmerican Express | Common | 0.01% | $18,734 | 100 |
| 94 | WYWeyerhaeuser | Common | 0.01% | $18,532 | 533 |
| 95 | GSLCGoldman Sachs ActiveBeta US | Common | 0.00% | $17,073 | 182 |
| 96 | Linde | Common | 0.00% | $16,839 | 41 |
| 97 | ITOTiShares Core S&P Total Market | Common | 0.00% | $15,679 | 149 |
| 98 | PANWPalo Alto Networks | Common | 0.00% | $15,039 | 51 |
| 99 | AIGAmerican Intl. Group | Common | 0.00% | $14,228 | 210 |
| 100 | Lam Research | Common | 0.00% | $14,099 | 18 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q4 2025 | $0 | 1 | Feb 2, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $458M | 180 | Oct 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $444M | 180 | Aug 1, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $401M | 186 | May 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $403M | 183 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $381M | 165 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $363M | 171 | Aug 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $348M | 157 | May 9, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $343M | 148 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $301M | 131 | Nov 14, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q2 2023 | $318M | 131 | Aug 4, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $295M | 136 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $271M | 151 | Jan 18, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2022 | $43M | 148 | Oct 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $46M | 157 | Jul 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $210M | 162 | Apr 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $232M | 170 | Feb 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $64M | 146 | Nov 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $226M | 156 | Aug 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $260M | 294 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $248M | 85 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $220M | 88 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $192M | 70 | Aug 5, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $106M | 67 | May 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $177M | 128 | Feb 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $166M | 130 | Oct 21, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $161M | 133 | Aug 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $155M | 131 | May 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $131M | 121 | Jan 11, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.