Managers / Q1 2023 · view latest →
Stuart Chaussee & Associates, Inc.
CIK 0001653253 · 721 VIA SOMONTE, PALOS VERDES ESTATES, CA, 90274 · (310) 373-3732
Reported Value
$295M
Q1 2023
Positions
136
Filings on Record
31
2019–present window
Filed
May 8, 2023
original filing
Summary
Stuart Chaussee & Associates, Inc. reported $295M in U.S.-listed holdings across 136 positions for Q1 2023.
The portfolio is heavily concentrated: PNOV alone accounts for 60.2% of reported value.
Compared with Q4 2022, the fund opened 3 new positions and exited 17.
Portfolio Metrics
Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+97.5%
share of reported value
Largest Position
+60.2%
Innovator Power Buffer Nov
New / Exited
3 / 17
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 92.1% · $271M
- Other · 6.1% · $18M
- Common Stock · 1.7% · $5M
- REIT · 0.1% · $185,064
- ADR · 0.0% · $27,815
Quarter-over-Quarter Changes full breakdown →
vs Q4 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| Innovator Power Buffer - Mar. | NEW | +321.9K | 321.9K | +$10M | $10M |
| Direxion Short Semi-Conductors | NEW | +357.5K | 357.5K | +$6M | $6M |
| RTXRaytheon Technologies | NEW | +259 | 259 | +$25,364 | $25,364 |
| PDECInnovator Power Buffer - Dec. | SOLD OUT | −208.6K | 0 | −$6M | $0 |
| UDOWProShares Ultra Dow 3x | SOLD OUT | −61.4K | 0 | −$3M | $0 |
| JPMorgan Chase | SOLD OUT | −462 | 0 | −$61,954 | $0 |
| MAAMid-America Apartments | SOLD OUT | −165 | 0 | −$25,903 | $0 |
| PLDPrologis | SOLD OUT | −193 | 0 | −$21,757 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2023
135 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | PNOVInnovator Power Buffer - Nov.history → | Common | 60.18% | $177M | 5.57M |
| 2 | PSEPInnovator Power Buffer - Sept.history → | Common | 15.04% | $44M | 1.44M |
| 3 | VGTVanguard Information Technologhistory → | Common | 8.80% | $26M | 67.3K |
| 4 | IGMiShares Expanded Technologyhistory → | Common | 4.79% | $14M | 41.6K |
| 5 | Innovator Power Buffer - Mar. | Common | 3.51% | $10M | 321.9K |
| 6 | Direxion Short Semi-Conductors | Common | 1.98% | $6M | 357.5K |
| 7 | BJANInnovator Buffer - Jan.history → | Common | 1.30% | $4M | 109.0K |
| 8 | VYMVanguard High Dividend Yieldhistory → | Common | 1.19% | $4M | 33.2K |
| 9 | PJANInnovator Power Buffer - Jan. | Common | 0.50% | $1M | 44.0K |
| 10 | MSFTMicrosoft | Common | 0.26% | $765,820 | 2.7K |
| 11 | PGProcter & Gamble | Common | 0.21% | $607,857 | 4.1K |
| 12 | XLKTechnology Sector SPDR | Common | 0.18% | $532,159 | 3.5K |
| 13 | UPSUPS | Common | 0.16% | $482,453 | 2.5K |
| 14 | Alphabet | Common | 0.13% | $386,362 | 3.7K |
| 15 | Invesco QQQ Trust | Common | 0.13% | $386,049 | 1.2K |
| 16 | Waste Management | Common | 0.13% | $373,007 | 2.3K |
| 17 | HDHome Depot | Common | 0.11% | $326,993 | 1.1K |
| 18 | SBUXStarbucks | Common | 0.09% | $279,589 | 2.7K |
| 19 | AAPLApple | Common | 0.07% | $217,998 | 1.3K |
| 20 | MCDMcDonald's | Common | 0.07% | $217,257 | 777 |
| 21 | IWFiShares Russell 1000 Growth | Common | 0.07% | $207,681 | 850 |
| 22 | VICIVICI Properties | Common | 0.06% | $167,732 | 5.1K |
| 23 | CVXChevron | Common | 0.06% | $163,160 | 1.0K |
| 24 | LLYEli Lilly | Common | 0.05% | $147,671 | 430 |
| 25 | BACBank of America | Common | 0.05% | $141,190 | 4.9K |
| 26 | KOCoca-Cola | Common | 0.05% | $132,620 | 2.1K |
| 27 | AbbVie | Common | 0.04% | $129,568 | 813 |
| 28 | ELVElevance Health | Common | 0.04% | $106,676 | 232 |
| 29 | Comcast | Common | 0.03% | $98,566 | 2.6K |
| 30 | FBINFortune Brands Innovations | Common | 0.03% | $88,095 | 1.5K |
| 31 | Oracle | Common | 0.03% | $74,336 | 800 |
| 32 | Trane Technologies | Common | 0.02% | $73,592 | 400 |
| 33 | USMViShares Edge Min. Vol. USA | Common | 0.02% | $68,812 | 946 |
| 34 | DGROiShares Core Dividend Growth | Common | 0.02% | $67,437 | 1.3K |
| 35 | QCOMQualcomm | Common | 0.02% | $63,918 | 501 |
| 36 | Merck | Common | 0.02% | $60,642 | 570 |
| 37 | JNJJohnson & Johnson | Common | 0.02% | $59,830 | 386 |
| 38 | ACNAccenture | Common | 0.02% | $59,202 | 207 |
| 39 | BABoeing | Common | 0.02% | $57,144 | 269 |
| 40 | DUKDuke Energy | Common | 0.02% | $56,242 | 583 |
| 41 | EDConsolidated Edison | Common | 0.02% | $55,010 | 575 |
| 42 | HONHoneywell International | Common | 0.02% | $50,265 | 263 |
| 43 | ETNEaton | Common | 0.02% | $50,031 | 292 |
| 44 | MDLZMondelez | Common | 0.02% | $49,850 | 715 |
| 45 | VOOVanguard S&P 500 | Common | 0.01% | $42,872 | 114 |
| 46 | LENLennar | Common | 0.01% | $42,044 | 400 |
| 47 | SOSouthern | Common | 0.01% | $40,913 | 588 |
| 48 | BlackRock | Common | 0.01% | $38,140 | 57 |
| 49 | Exxon Mobil | Common | 0.01% | $35,091 | 320 |
| 50 | Novo Nordisk | Common | 0.01% | $34,056 | 214 |
| 51 | Visa | Common | 0.01% | $32,015 | 142 |
| 52 | AJGArthur J. Gallagher | Common | 0.01% | $30,992 | 162 |
| 53 | SYYSysco | Common | 0.01% | $29,734 | 385 |
| 54 | United Healthcare | Common | 0.01% | $28,828 | 61 |
| 55 | AXPAmerican Express | Common | 0.01% | $28,371 | 172 |
| 56 | CSCOCisco Systems | Common | 0.01% | $26,138 | 500 |
| 57 | RTXRaytheon Technologies | Common | 0.01% | $25,364 | 259 |
| 58 | PAYXPaychex | Common | 0.01% | $25,210 | 220 |
| 59 | Verizon | Common | 0.01% | $24,890 | 640 |
| 60 | MPCMarathon Petroleum | Common | 0.01% | $24,269 | 180 |
| 61 | HIGHartford Financial Services | Common | 0.01% | $23,695 | 340 |
| 62 | ITGartner | Common | 0.01% | $23,455 | 72 |
| 63 | SPDR S&P 1500 | Common | 0.01% | $22,391 | 444 |
| 64 | Adobe Systems | Common | 0.01% | $21,195 | 55 |
| 65 | TXNTexas Instruments | Common | 0.01% | $20,833 | 112 |
| 66 | SPDR S&P 500 | Common | 0.01% | $20,470 | 50 |
| 67 | Mastercard | Common | 0.01% | $19,261 | 53 |
| 68 | BRK/BBerkshire Hathaway CL B | Common | 0.01% | $16,674 | 54 |
| 69 | Lam Research | Common | 0.01% | $16,434 | 31 |
| 70 | MRSHMarsh & McLennan | Common | 0.01% | $16,155 | 97 |
| 71 | WYWeyerhaeuser | Common | 0.01% | $16,059 | 533 |
| 72 | AMZNAmazon.com | Common | 0.00% | $14,461 | 140 |
| 73 | XELXcel Energy | Common | 0.00% | $13,623 | 202 |
| 74 | PFEPfizer | Common | 0.00% | $12,240 | 300 |
| 75 | MBCMasterBrand | Common | 0.00% | $12,060 | 1.5K |
| 76 | Costco | Common | 0.00% | $11,925 | 24 |
| 77 | LVMUYLVMH | Common | 0.00% | $11,759 | 64 |
| 78 | CDW Corp. | Common | 0.00% | $11,693 | 60 |
| 79 | CTASCintas | Common | 0.00% | $11,567 | 25 |
| 80 | AZNNAstraZeneca | Common | 0.00% | $11,453 | 165 |
| 81 | COPConocoPhillips | Common | 0.00% | $11,310 | 114 |
| 82 | AIGAmerican Intl. Group | Common | 0.00% | $10,576 | 210 |
| 83 | UNPUnion Pacific | Common | 0.00% | $10,466 | 52 |
| 84 | PANWPalo Alto Networks | Common | 0.00% | $10,187 | 51 |
| 85 | ABTAbbott Laboratories | Common | 0.00% | $10,126 | 100 |
| 86 | NEENextEra Energy | Common | 0.00% | $10,020 | 130 |
| 87 | DISDisney | Common | 0.00% | $10,013 | 100 |
| 88 | NSITInsight Enterprises | Common | 0.00% | $9,864 | 69 |
| 89 | Chord Energy | Common | 0.00% | $9,691 | 72 |
| 90 | NDSNNordson | Common | 0.00% | $9,557 | 43 |
| 91 | APDAir Products & Chemicals | Common | 0.00% | $9,478 | 33 |
| 92 | CATCaterpillar | Common | 0.00% | $9,154 | 40 |
| 93 | WRBW.R. Berkley | Common | 0.00% | $9,028 | 145 |
| 94 | MSCIMSCI Inc. | Common | 0.00% | $8,395 | 15 |
| 95 | DOVDover | Common | 0.00% | $8,357 | 55 |
| 96 | ZTSZoetis | Common | 0.00% | $8,322 | 50 |
| 97 | NKENike | Common | 0.00% | $8,094 | 66 |
| 98 | LMTLockheed Martin | Common | 0.00% | $8,036 | 17 |
| 99 | Cooper Companies | Common | 0.00% | $7,841 | 21 |
| 100 | Pioneer Natural Resources | Common | 0.00% | $7,761 | 38 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q4 2025 | $0 | 1 | Feb 2, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $458M | 180 | Oct 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $444M | 180 | Aug 1, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $401M | 186 | May 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $403M | 183 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $381M | 165 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $363M | 171 | Aug 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $348M | 157 | May 9, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $343M | 148 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $301M | 131 | Nov 14, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q2 2023 | $318M | 131 | Aug 4, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $295M | 136 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $271M | 151 | Jan 18, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2022 | $43M | 148 | Oct 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $46M | 157 | Jul 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $210M | 162 | Apr 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $232M | 170 | Feb 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $64M | 146 | Nov 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $226M | 156 | Aug 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $260M | 294 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $248M | 85 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $220M | 88 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $192M | 70 | Aug 5, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $106M | 67 | May 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $177M | 128 | Feb 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $166M | 130 | Oct 21, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $161M | 133 | Aug 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $155M | 131 | May 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $131M | 121 | Jan 11, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.