Managers / Q4 2019 · view latest →
Stuart Chaussee & Associates, Inc.
CIK 0001653253 · 721 VIA SOMONTE, PALOS VERDES ESTATES, CA, 90274 · (310) 373-3732
Reported Value
$177M
Q4 2019
Positions
128
Filings on Record
31
2019–present window
Filed
Feb 10, 2020
original filing
Summary
Stuart Chaussee & Associates, Inc. reported $177M in U.S.-listed holdings across 128 positions for Q4 2019.
The portfolio is heavily concentrated: USMV alone accounts for 47.0% of reported value.
Compared with Q3 2019, the fund opened 6 new positions and exited 8.
Portfolio Metrics
Turnover
+28.1%
vs prior filed quarter
Top-10 Concentration
+96.4%
share of reported value
Largest Position
+47.0%
Ishares Edge Min Vol USA
New / Exited
6 / 8
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 95.2% · $168M
- Common Stock · 3.8% · $7M
- Other · 0.8% · $1M
- MLP · 0.2% · $360,000
- ADR · 0.1% · $90,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SPHQInvesco S&P 500 Quality | NEW | +1.44M | 1.44M | +$53M | $53M |
| TECLDirexion Technology Bull 3x | NEW | +7.6K | 7.6K | +$2M | $2M |
| SCHASchwab US Small Cap | NEW | +726 | 726 | +$55,000 | $55,000 |
| IVViShares Core S&P 500 | NEW | +64 | 64 | +$21,000 | $21,000 |
| SCHGSchwab US Large Growth | NEW | +219 | 219 | +$20,000 | $20,000 |
| SCHVSchwab US Large Value | NEW | +333 | 333 | +$20,000 | $20,000 |
| Aberdeen Gold Trust | ADDED | +2.2K | 2.4K | +$1,000 | $35,000 |
| DISDisney | ADDED | +4.1K | 5.6K | +$616,000 | $809,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2019
127 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | USMViShares Edge Min Vol USAhistory → | Common | 46.98% | $83M | 1.27M |
| 2 | SPHQInvesco S&P 500 Qualityhistory → | Common | 29.72% | $53M | 1.44M |
| 3 | VIGVanguard Dividend Appr.history → | Common | 8.78% | $16M | 124.4K |
| 4 | AOKiShares Core Conservativehistory → | Common | 4.84% | $9M | 235.8K |
| 5 | VYMVanguard High Dividendhistory → | Common | 3.32% | $6M | 62.7K |
| 6 | TECLDirexion Technology Bull 3xhistory → | Common | 1.03% | $2M | 7.6K |
| 7 | PGProcter & Gamble | Common | 0.47% | $835,000 | 6.7K |
| 8 | DISDisney | Common | 0.46% | $809,000 | 5.6K |
| 9 | SBUXStarbucks | Common | 0.45% | $791,000 | 9.0K |
| 10 | AAPLApple | Common | 0.38% | $675,000 | 2.3K |
| 11 | MSFTMicrosoft | Common | 0.33% | $582,000 | 3.7K |
| 12 | KOCoca-Cola | Common | 0.30% | $531,000 | 9.6K |
| 13 | Alphabet | Common | 0.23% | $400,000 | 299 |
| 14 | EPDEnterprise Products Partners | Common | 0.20% | $360,000 | 12.8K |
| 15 | LMTLockheed Martin | Common | 0.19% | $340,000 | 872 |
| 16 | IWFiShares Russell 1000 Growth | Common | 0.17% | $308,000 | 1.8K |
| 17 | UPSUPS | Common | 0.14% | $254,000 | 2.2K |
| 18 | AMZNAmazon.com | Common | 0.13% | $237,000 | 128 |
| 19 | VTVVanguard Value | Common | 0.12% | $204,000 | 1.7K |
| 20 | Raytheon | Common | 0.11% | $187,000 | 853 |
| 21 | INTCIntel | Common | 0.10% | $173,000 | 2.9K |
| 22 | Alibaba | Common | 0.09% | $156,000 | 735 |
| 23 | HDHome Depot | Common | 0.07% | $119,000 | 543 |
| 24 | DVYiShares Select Dividend | Common | 0.06% | $114,000 | 1.1K |
| 25 | CVXChevron | Common | 0.06% | $101,000 | 838 |
| 26 | Netflix | Common | 0.06% | $100,000 | 310 |
| 27 | EDConsolidated Edison | Common | 0.06% | $99,000 | 1.1K |
| 28 | BABoeing | Common | 0.06% | $98,000 | 302 |
| 29 | Waste Management | Common | 0.06% | $98,000 | 859 |
| 30 | JP Morgan Chase | Common | 0.05% | $84,000 | 605 |
| 31 | Verizon | Common | 0.04% | $72,000 | 1.2K |
| 32 | Royal Dutch Shell Cl. A | Common | 0.04% | $69,000 | 1.2K |
| 33 | PEPPepsiCo | Common | 0.04% | $69,000 | 505 |
| 34 | JNJJohnson & Johnson | Common | 0.04% | $68,000 | 466 |
| 35 | DSIiShares KLD 400 Social | Common | 0.04% | $67,000 | 555 |
| 36 | AbbVie | Common | 0.04% | $67,000 | 758 |
| 37 | Exxon Mobil | Common | 0.04% | $66,000 | 945 |
| 38 | AT&T | Common | 0.04% | $65,000 | 1.7K |
| 39 | FBINFortune Brands | Common | 0.03% | $56,000 | 850 |
| 40 | SCHASchwab US Small Cap | Common | 0.03% | $55,000 | 726 |
| 41 | SPDR Aggregate Bond | Common | 0.03% | $54,000 | 1.8K |
| 42 | ALLAllstate | Common | 0.03% | $52,000 | 458 |
| 43 | MDLZMondelez | Common | 0.02% | $43,000 | 780 |
| 44 | WFCWells Fargo | Common | 0.02% | $42,000 | 774 |
| 45 | Oracle | Common | 0.02% | $40,000 | 749 |
| 46 | MCDMcDonald's | Common | 0.02% | $37,000 | 188 |
| 47 | Aberdeen Gold Trust | Common | 0.02% | $35,000 | 2.4K |
| 48 | SYYSysco | Common | 0.02% | $33,000 | 385 |
| 49 | AMGNAmgen | Common | 0.02% | $33,000 | 136 |
| 50 | iShares Inv.-Grade Corporate | Common | 0.02% | $32,000 | 248 |
| 51 | SOSouthern | Common | 0.02% | $31,000 | 485 |
| 52 | MDTMedtronic | Common | 0.02% | $28,000 | 250 |
| 53 | PNCPNC Financial | Common | 0.02% | $27,000 | 167 |
| 54 | Altria Group | Common | 0.02% | $27,000 | 535 |
| 55 | Visa | Common | 0.01% | $23,000 | 124 |
| 56 | METAFacebook | Common | 0.01% | $22,000 | 105 |
| 57 | IVViShares Core S&P 500 | Common | 0.01% | $21,000 | 64 |
| 58 | Royal Dutch Shell Cl. B | Common | 0.01% | $21,000 | 344 |
| 59 | SCHGSchwab US Large Growth | Common | 0.01% | $20,000 | 219 |
| 60 | SCHVSchwab US Large Value | Common | 0.01% | $20,000 | 333 |
| 61 | HONHoneywell | Common | 0.01% | $19,000 | 107 |
| 62 | PSXPhillips 66 | Common | 0.01% | $18,000 | 163 |
| 63 | Comcast Corp. Class A | Common | 0.01% | $18,000 | 396 |
| 64 | Costco | Common | 0.01% | $18,000 | 60 |
| 65 | PRUPrudential Financial | Common | 0.01% | $16,000 | 172 |
| 66 | SPDR S&P 500 | Common | 0.01% | $16,000 | 50 |
| 67 | SNAPSnap, Inc. | Common | 0.01% | $16,000 | 1.0K |
| 68 | Merck | Common | 0.01% | $16,000 | 177 |
| 69 | TXNTexas Instruments | Common | 0.01% | $14,000 | 110 |
| 70 | Cisco Systems | Common | 0.01% | $14,000 | 290 |
| 71 | SYKStryker | Common | 0.01% | $14,000 | 65 |
| 72 | SPDR Total Stock Market | Common | 0.01% | $13,000 | 334 |
| 73 | XELXcel Energy | Common | 0.01% | $13,000 | 202 |
| 74 | Cimarex Energy | Common | 0.01% | $12,000 | 225 |
| 75 | CME Group | Common | 0.01% | $12,000 | 59 |
| 76 | AXPAmerican Express | Common | 0.01% | $12,000 | 100 |
| 77 | DUKDuke Energy | Common | 0.01% | $11,000 | 116 |
| 78 | CATCaterpillar | Common | 0.01% | $11,000 | 75 |
| 79 | MRSHMarsh & McLennan | Common | 0.01% | $11,000 | 97 |
| 80 | iShares Core High Dividend | Common | 0.01% | $11,000 | 110 |
| 81 | Chubb | Common | 0.01% | $10,000 | 67 |
| 82 | ADPAuto Data Processing | Common | 0.01% | $10,000 | 60 |
| 83 | Eversource Energy | Common | 0.01% | $10,000 | 115 |
| 84 | PFEPfizer | Common | 0.01% | $10,000 | 266 |
| 85 | 3M | Common | 0.01% | $10,000 | 56 |
| 86 | BlackRock | Common | 0.00% | $8,000 | 15 |
| 87 | Mastercard | Common | 0.00% | $8,000 | 27 |
| 88 | AEPAmerican Electric Power | Common | 0.00% | $8,000 | 84 |
| 89 | UBERUber Technologies | Common | 0.00% | $7,000 | 230 |
| 90 | LEVILevi Strauss | Common | 0.00% | $6,000 | 300 |
| 91 | CCitigroup | Common | 0.00% | $5,000 | 62 |
| 92 | Lam Research | Common | 0.00% | $5,000 | 18 |
| 93 | USBUS Bancorp | Common | 0.00% | $5,000 | 90 |
| 94 | NKENike | Common | 0.00% | $5,000 | 45 |
| 95 | BACBank of America | Common | 0.00% | $4,000 | 100 |
| 96 | KHCKraft Heinz | Common | 0.00% | $4,000 | 126 |
| 97 | Booking Holdings | Common | 0.00% | $4,000 | 2 |
| 98 | Cheniere Energy | Common | 0.00% | $4,000 | 61 |
| 99 | GDGeneral Dynamics | Common | 0.00% | $4,000 | 23 |
| 100 | American Tower | Common | 0.00% | $3,000 | 15 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q4 2025 | $0 | 1 | Feb 2, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $458M | 180 | Oct 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $444M | 180 | Aug 1, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $401M | 186 | May 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $403M | 183 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $381M | 165 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $363M | 171 | Aug 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $348M | 157 | May 9, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $343M | 148 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $301M | 131 | Nov 14, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q2 2023 | $318M | 131 | Aug 4, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $295M | 136 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $271M | 151 | Jan 18, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2022 | $43M | 148 | Oct 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $46M | 157 | Jul 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $210M | 162 | Apr 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $232M | 170 | Feb 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $64M | 146 | Nov 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $226M | 156 | Aug 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $260M | 294 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $248M | 85 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $220M | 88 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $192M | 70 | Aug 5, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $106M | 67 | May 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $177M | 128 | Feb 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $166M | 130 | Oct 21, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $161M | 133 | Aug 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $155M | 131 | May 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $131M | 121 | Jan 11, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.