Managers / Q3 2023 · view latest →
Stuart Chaussee & Associates, Inc.
CIK 0001653253 · 721 VIA SOMONTE, PALOS VERDES ESTATES, CA, 90274 · (310) 373-3732
Reported Value
$301M
Q3 2023
Positions
131
Filings on Record
31
2019–present window
Filed
Nov 14, 2023
amendment (RESTATEMENT)
Summary
Stuart Chaussee & Associates, Inc. reported $301M in U.S.-listed holdings across 131 positions for Q3 2023.
The portfolio is heavily concentrated: Ishares 0 3 Month T Bond alone accounts for 40.4% of reported value.
Compared with Q2 2023, the fund opened 2 new positions and exited 2.
Portfolio Metrics
Turnover
+0.1%
vs prior filed quarter
Top-10 Concentration
+97.4%
share of reported value
Largest Position
+40.4%
Ishares 0 3 Month T Bond
New / Exited
2 / 2
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 97.4% · $293M
- Common Stock · 1.5% · $4M
- Other · 1.1% · $3M
- REIT · 0.1% · $166,961
- ADR · 0.0% · $11,174
Quarter-over-Quarter Changes full breakdown →
vs Q2 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| Fidelity Nasdaq Index | NEW | +488 | 488 | +$25,371 | $25,371 |
| Vanguard Mega Cap Index | NEW | +115 | 115 | +$17,465 | $17,465 |
| ProShares Short QQQ 3x | SOLD OUT | −353.0K | 0 | −$7M | $0 |
| RTXRaytheon Technologies | SOLD OUT | −259 | 0 | −$25,372 | $0 |
| CPRTCopart | ADDED | +80 | 160 | −$403 | $6,894 |
| MSFTMicrosoft | TRIMMED | −920 | 1.7K | −$355,596 | $538,774 |
| iShares 0-3 Month T-Bond | HELD | −31.3K | 1.21M | −$3M | $121M |
| Innovator Power Buffer - Sept. | HELD | −17.3K | 691.4K | −$778,805 | $22M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2023
49 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | iShares 0-3 Month T-Bond | Common | 40.39% | $121M | 1.21M |
| 2 | Innovator Power Buffer - Nov. | Common | 31.65% | $95M | 2.88M |
| 3 | Vanguard Information Technolog | Common | 9.11% | $27M | 66.1K |
| 4 | Innovator Power Buffer - Sept. | Common | 7.45% | $22M | 691.4K |
| 5 | iShares Expanded Technology | Common | 5.23% | $16M | 41.1K |
| 6 | Innovator Buffer - Jan. | Common | 1.33% | $4M | 109.0K |
| 7 | Vanguard High Dividend Yield | Common | 1.14% | $3M | 33.2K |
| 8 | Innovator Power Buffer - Jan. | Common | 0.50% | $1M | 43.0K |
| 9 | Innovator Power Buffer - Mar. | Common | 0.38% | $1M | 34.2K |
| 10 | PGProcter & Gamble | Common | 0.20% | $598,144 | 4.1K |
| 11 | Technology Sector SPDR | Common | 0.19% | $577,689 | 3.5K |
| 12 | MSFTMicrosoft | Common | 0.18% | $538,774 | 1.7K |
| 13 | Alphabet | Common | 0.17% | $496,453 | 3.8K |
| 14 | Invesco QQQ Trust | Common | 0.14% | $419,986 | 1.2K |
| 15 | UPSUPS | Common | 0.13% | $387,649 | 2.5K |
| 16 | First Trust Moderate Buffer - | Common | 0.13% | $380,333 | 12.4K |
| 17 | Waste Management | Common | 0.12% | $348,478 | 2.3K |
| 18 | HDHome Depot | Common | 0.11% | $334,793 | 1.1K |
| 19 | SBUXStarbucks | Common | 0.08% | $245,060 | 2.7K |
| 20 | LLYEli Lilly | Common | 0.08% | $230,966 | 430 |
| 21 | iShares Russell 1000 Growth | Common | 0.08% | $226,092 | 850 |
| 22 | AAPLApple | Common | 0.08% | $225,997 | 1.3K |
| 23 | MCDMcDonald's | Common | 0.07% | $204,693 | 777 |
| 24 | CHVChevron | Common | 0.06% | $168,620 | 1.0K |
| 25 | VICIVICI Properties | Common | 0.05% | $149,632 | 5.1K |
| 26 | BACBank of America | Common | 0.04% | $135,167 | 4.9K |
| 27 | AbbVie | Common | 0.04% | $121,186 | 813 |
| 28 | KOCoca-Cola | Common | 0.04% | $119,685 | 2.1K |
| 29 | Comcast | Common | 0.04% | $115,284 | 2.6K |
| 30 | Innovator Power Buffer - May | Common | 0.04% | $115,128 | 3.9K |
| 31 | Vanguard S&P 500 | Common | 0.04% | $110,349 | 281 |
| 32 | ELVElevance Health | Common | 0.03% | $101,017 | 232 |
| 33 | FBINFortune Brands Innovations | Common | 0.03% | $93,240 | 1.5K |
| 34 | Oracle | Common | 0.03% | $84,736 | 800 |
| 35 | Trane Technologies | Common | 0.03% | $81,164 | 400 |
| 36 | iShares Edge Min. Vol. USA | Common | 0.02% | $68,471 | 946 |
| 37 | iShares Core Dividend Growth | Common | 0.02% | $66,816 | 1.3K |
| 38 | Vanguard Total Stock Mkt. | Common | 0.02% | $63,723 | 300 |
| 39 | Vanguard Dividend Appreciation | Common | 0.02% | $63,706 | 410 |
| 40 | Accenture | Common | 0.02% | $63,615 | 207 |
| 41 | Eaton | Common | 0.02% | $62,278 | 292 |
| 42 | JNJJohnson & Johnson | Common | 0.02% | $60,120 | 386 |
| 43 | Merck | Common | 0.02% | $58,682 | 570 |
| 44 | BABoeing | Common | 0.02% | $51,562 | 269 |
| 45 | DUKDuke Energy | Common | 0.02% | $51,456 | 583 |
| 46 | MDLZMondelez | Common | 0.02% | $49,621 | 715 |
| 47 | EDConsolidated Edison | Common | 0.02% | $49,180 | 575 |
| 48 | LENLennar | Common | 0.01% | $44,892 | 400 |
| 49 | HONGBPHoneywell International | Common | 0.01% | $40,828 | 221 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q4 2025 | $0 | 1 | Feb 2, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $458M | 180 | Oct 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $444M | 180 | Aug 1, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $401M | 186 | May 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $403M | 183 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $381M | 165 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $363M | 171 | Aug 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $348M | 157 | May 9, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $343M | 148 | Feb 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $301M | 131 | Nov 14, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q2 2023 | $318M | 131 | Aug 4, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $295M | 136 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $271M | 151 | Jan 18, 2023 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2022 | $43M | 148 | Oct 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $46M | 157 | Jul 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $210M | 162 | Apr 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $232M | 170 | Feb 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $64M | 146 | Nov 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $226M | 156 | Aug 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $260M | 294 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $248M | 85 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $220M | 88 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $192M | 70 | Aug 5, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $106M | 67 | May 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $177M | 128 | Feb 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $166M | 130 | Oct 21, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $161M | 133 | Aug 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $155M | 131 | May 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $131M | 121 | Jan 11, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.