SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Stuart Chaussee & Associates, Inc.

CIK 0001653253 · 721 VIA SOMONTE, PALOS VERDES ESTATES, CA, 90274 · (310) 373-3732

Reported Value
$64M
Q3 2021
Positions
146
Filings on Record
31
2019–present window
Filed
Nov 10, 2021
original filing

Summary

Stuart Chaussee & Associates, Inc. reported $64M in U.S.-listed holdings across 146 positions for Q3 2021.

The portfolio is heavily concentrated: Vanguard Information Technolog alone accounts for 47.3% of reported value.

Compared with Q2 2021, the fund opened 1 new position and exited 11.

Portfolio Metrics

Turnover
+0.3%
vs prior filed quarter
Top-10 Concentration
+91.8%
share of reported value
Largest Position
+47.3%
Vanguard Information Technolog
New / Exited
1 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $131MQ4 ’18Q1 ’19: $155MQ2 ’19: $161MQ3 ’19: $166MQ4 ’19: $177MQ4 ’19Q1 ’20: $106MQ2 ’20: $192MQ3 ’20: $220MQ4 ’20: $248MQ4 ’20Q1 ’21: $260MQ2 ’21: $226MQ3 ’21: $64MQ4 ’21: $232MQ4 ’21Q1 ’22: $210MQ2 ’22: $46MQ3 ’22: $43MQ4 ’22: $271MQ4 ’22Q1 ’23: $295MQ2 ’23: $318MQ3 ’23: $301MQ4 ’23: $343MQ4 ’23Q1 ’24: $348MQ2 ’24: $363MQ3 ’24: $381MQ4 ’24: $403MQ4 ’24Q1 ’25: $401MQ2 ’25: $444MQ3 ’25: $458MQ4 ’25: $0Q4 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 85.2%Common Stock: 9.4%Other: 5.0%REIT: 0.4%US DOMESTIC: 0.0%Other: 0.0%
  • ETP · 85.2% · $55M
  • Common Stock · 9.4% · $6M
  • Other · 5.0% · $3M
  • REIT · 0.4% · $231,000
  • US DOMESTIC · 0.0% · $27,000
  • Other · 0.0% · $14,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Prospect CapitalNEW+1.1K1.1K+$27,000$27,000
VTVVanguard ValueSOLD OUT−260.1K0−$36M$0
Schwab U.S. Dividend EquitySOLD OUT−472.3K0−$36M$0
Real Estate Select Sector SPDRSOLD OUT−677.0K0−$30M$0
Schwab U.S. Large-Cap ValueSOLD OUT−292.9K0−$20M$0
iShares Core Dividend GrowthSOLD OUT−198.9K0−$10M$0
iShares U.S. HealthcareSOLD OUT−5360−$146,000$0
IYFiShares U.S. FinancialsSOLD OUT−6000−$49,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Vanguard Information TechnologCommon47.26%$30M75.6K
2iShares Expanded TechnologyCommon29.22%$19M46.5K
3Vanguard High Dividend YieldCommon6.66%$4M41.4K
4Invesco QQQ TrustCommon2.05%$1M3.7K
5SBUXStarbuckshistory →Common1.88%$1M10.9K
6SPDR TechnologyCommon1.58%$1M6.8K
7MSFTMicrosofthistory →Common1.07%$684,0002.4K
8PGProcter & GambleCommon0.88%$566,0004.1K
9UPSUPSCommon0.69%$446,0002.4K
10AlphabetCommon0.69%$443,000166
11HDHome DepotCommon0.55%$351,0001.1K
12DISDisneyCommon0.55%$350,0002.1K
13Waste ManagementCommon0.53%$341,0002.3K
14AAPLAppleCommon0.37%$240,0001.7K
15iShares Russell 1000 GrowthCommon0.36%$233,000850
16BACBank of AmericaCommon0.33%$210,0004.9K
17MCDMcDonald'sCommon0.27%$175,000725
18ComcastCommon0.23%$145,0002.6K
19MGM Growth PropertiesCommon0.22%$144,0003.8K
20FBINFortune Brands H&SCommon0.21%$134,0001.5K
21VerizonCommon0.19%$123,0002.3K
22KOCoca-ColaCommon0.17%$112,0002.1K
23AbbVieCommon0.14%$93,000858
24LLYEli LillyCommon0.14%$92,000400
25ELVAnthemCommon0.13%$86,000232
26JPMorgan ChaseCommon0.13%$83,000508
27OracleCommon0.11%$70,000800
28Trane TechnologiesCommon0.11%$69,000400
29AccentureCommon0.10%$66,000207
30JNJJohnson & JohnsonCommon0.10%$62,000386
31BABoeingCommon0.09%$59,000269
32DUKDuke EnergyCommon0.09%$57,000583
33METAFacebookCommon0.08%$54,000160
34ABTAbbott LaboratoriesCommon0.08%$53,000447
35AT&TCommon0.08%$50,0001.9K
36MerckCommon0.07%$48,000633
37BlackRockCommon0.07%$48,00057
38HONGBPHoneywell InternationalCommon0.07%$47,000221
39EatonCommon0.07%$44,000292
40MDLZMondelezCommon0.07%$42,000715
41EDConsolidated EdisonCommon0.07%$42,000575
42CSCOCisco SystemsCommon0.06%$39,000716
43LENLennarCommon0.06%$37,000400
44GDRXGoodRx HoldingsCommon0.06%$36,000880
45SOSouthernCommon0.06%$36,000588
46Adobe SystemsCommon0.05%$32,00055
47Mid-America ApartmentsCommon0.05%$31,000165
48SYYSyscoCommon0.05%$30,000385
49METMetLifeCommon0.04%$28,000456

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$01Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$458M180Oct 22, 202513F-HRchanges · EDGAR ↗
Q2 2025$444M180Aug 1, 202513F-HRchanges · EDGAR ↗
Q1 2025$401M186May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$403M183Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$381M165Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$363M171Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$348M157May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$343M148Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$301M131Nov 14, 2023RESTATEMENTchanges · EDGAR ↗
Q2 2023$318M131Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$295M136May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$271M151Jan 18, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$43M148Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$46M157Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$210M162Apr 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$232M170Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$64M146Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$226M156Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$260M294May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$248M85Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$220M88Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$192M70Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$106M67May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$177M128Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$166M130Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$161M133Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$155M131May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$131M121Jan 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.