SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Family Firm, Inc.

CIK 0001602603 · 4800 HAMPDEN LANE, #520, BETHESDA, MD, 20814 · 301-656-3999

Reported Value
$388M
Q4 2023
Positions
188
Filings on Record
30
2019–present window
Filed
Feb 5, 2024
original filing

Summary

Family Firm, Inc. reported $388M in U.S.-listed holdings across 188 positions for Q4 2023.

Its largest position, IWV, represents 15.2% of the portfolio.

Compared with Q3 2023, the fund opened 16 new positions and exited 2.

Portfolio Metrics

Turnover
+0.8%
vs prior filed quarter
Top-10 Concentration
+46.1%
share of reported value
Largest Position
+15.2%
Ishares Russell 3000 Etf
New / Exited
16 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $250MQ4 ’18Q1 ’19: $275MQ2 ’19: $283MQ3 ’19: $282MQ4 ’19: $295MQ4 ’19Q1 ’20: $235MQ2 ’20: $267MQ3 ’20: $279MQ4 ’20: $336MQ4 ’20Q1 ’21: $346MQ2 ’21: $367MQ3 ’21: $380MQ4 ’21: $387MQ4 ’21Q1 ’22: $387MQ2 ’22: $387MQ3 ’22: $382MQ4 ’22: $342MQ4 ’22Q1 ’23: $361MQ2 ’23: $378MQ3 ’23: $356MQ4 ’23: $388MQ4 ’23Q1 ’24: $410MQ2 ’24: $448MQ3 ’24: $457MQ4 ’24: $450MQ4 ’24Q1 ’25: $448MQ2 ’25: $415Mfilingsflow.com

Portfolio Composition

By security type
ETP: 84.9%Common Stock: 11.3%Closed-End Fund: 2.6%Other: 1.2%
  • ETP · 84.9% · $329M
  • Common Stock · 11.3% · $44M
  • Closed-End Fund · 2.6% · $10M
  • Other · 1.2% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VEGIAgriculture Producers IndexNEW+7.1K7.1K+$269,460$269,460
IYHISHARES U.S. HEALTHCARE ETFNEW+940940+$269,178$269,178
UBERUBER TECHNOLOGIES INC COMNEW+4.1K4.1K+$251,698$251,698
MMM3M CO COMNEW+2.0K2.0K+$223,019$223,019
CARECARTER BANKSHARES INC COM NEWNEW+14.7K14.7K+$220,778$220,778
AXPAMERICAN EXPRESS CO COMNEW+1.2K1.2K+$220,250$220,250
DISDISNEY WALT CO COMNEW+2.4K2.4K+$220,198$220,198
IOOISHARES GLOBAL 100 ETFNEW+2.7K2.7K+$219,732$219,732

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

187 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWVISHARES RUSSELL 3000 ETFhistory →ETF15.21%$59M215.4K
2VEAVANGUARD FTSE DEVELOPED MARKETS ETFhistory →ETF7.75%$30M627.3K
3BNDVANGUARD TOTAL BOND MARKET ETFhistory →ETF5.35%$21M281.8K
4STIPISHARES 0-5 YEAR TIPS BOND ETFhistory →ETF3.48%$14M137.0K
5IVVISHARES CORE S&P 500 ETFhistory →ETF3.16%$12M25.6K
6IGEISHARES NORTH AMERICAN NATURAL RESOURCES ETFhistory →ETF2.78%$11M264.4K
7TIPISHARES TIPS BOND ETFhistory →ETF2.38%$9M85.9K
8VTHRVANGUARD RUSSELL 3000 ETFhistory →ETF2.21%$9M40.2K
9IJSISHARES S&P SMALL-CAP 600 VALUE ETFhistory →ETF1.89%$7M71.0K
10FLTRVANECK IG FLOATING RATE ETFhistory →ETF1.88%$7M289.8K
11AAPLAPPLE INC COMhistory →Stock1.85%$7M37.3K
12IGOVISHARES INTERNATIONAL TREASURY BOND ETFhistory →ETF1.58%$6M148.0K
13SCHBSCHWAB U.S. BROAD MARKET ETFhistory →ETF1.58%$6M109.8K
14VNQVANGUARD REAL ESTATE ETFhistory →ETF1.43%$6M62.9K
15AGGISHARES CORE U.S. AGGREGATE BOND ETFhistory →ETF1.30%$5M50.8K
16EFAISHARES MSCI EAFE ETFhistory →ETF1.25%$5M64.3K
17VWOVANGUARD FTSE EMERGING MARKETS ETFhistory →ETF1.24%$5M117.2K
18TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETFhistory →ETF1.22%$5M117.5K
19WIPSPDR FTSE INTERNATIONAL GOVERNMENT INFLATION-PROTECTED BOND ETFhistory →ETF1.21%$5M112.2K
20VOOVVANGUARD S&P 500 VALUE ETFhistory →ETF1.18%$5M27.2K
21IXCISHARES GLOBAL ENERGY ETFhistory →ETF1.16%$4M114.8K
22VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETFETF1.10%$4M37.1K
23ICFISHARES COHEN & STEERS REIT ETFhistory →ETF1.02%$4M67.3K
24IVWISHARES S&P 500 GROWTH ETFETF1.00%$4M51.5K
25IJRISHARES CORE S&P SMALL CAP ETFETF0.87%$3M31.1K
26VDEVANGUARD ENERGY ETFETF0.82%$3M27.0K
27SABA CAPITAL INCOME & OPPORTUN COMCEF0.77%$3M788.8K
28IWBISHARES RUSSELL 1000 ETFETF0.76%$3M11.3K
29IEVISHARES EUROPE ETFETF0.76%$3M55.8K
30IJTISHARES S&P SMALL-CAP 600 GROWTH ETFETF0.74%$3M22.8K
31SCHASCHWAB U.S. SMALL-CAP ETFETF0.69%$3M57.0K
32NVDANVIDIA CORPORATION COMStock0.68%$3M5.3K
33RMTROYCE MICRO-CAP TR INC COMCEF0.65%$3M273.5K
34AFLAFLAC INC COMStock0.64%$2M29.9K
35BHKBLACKROCK CORE BD TR SHS BEN INTCEF0.63%$2M224.2K
36EMFTEMPLETON EMERGING MKTS FD COMCEF0.62%$2M206.2K
37IJJISHARES S&P MID-CAP 400 VALUE ETFETF0.59%$2M20.1K
38IYGISHARES US FINANCIAL SERVICES ETFETF0.58%$2M12.6K
39SHYISHARES 1-3 YEAR TREASURY BOND ETFETF0.58%$2M27.2K
40BONDPIMCO ACTIVE BOND ETFETF0.57%$2M23.8K
41IFGLISHARES INTERNATIONAL DEVELOPED REAL ESTATE ETFETF0.56%$2M99.6K
42IEFISHARES 7-10 YEAR TREASURY BOND ETFETF0.53%$2M21.3K
43IWCISHARES MICRO-CAP ETFETF0.52%$2M17.2K
44IDUISHARES U.S. UTILITIES ETFETF0.49%$2M24.0K
45EEMISHARES MSCI EMERGING MARKETS ETFETF0.49%$2M47.3K
46XFFCXFLAHERTY & CRUMRINE PFD SECS I COMCEF0.48%$2M134.3K
47IVEISHARES S&P 500 VALUE ETFETF0.47%$2M10.5K
48ABRDN ASIA PACIFIC INCOME FUND COMCEF0.46%$2M661.1K
49PBWINVESCO WILDERHILL CLEAN ENERGY ETFETF0.46%$2M60.0K
50XLEENERGY SELECT SECTOR SPDR FUNDETF0.44%$2M20.6K
51IJHISHARES CORE S&P MID-CAP ETFETF0.42%$2M5.8K
52IBBISHARES BIOTECHNOLOGY ETFETF0.41%$2M11.7K
53SCZISHARES MSCI EAFE SMALL-CAP ETFETF0.39%$2M24.6K
54IUSGISHARES CORE S&P U.S. GROWTH ETFETF0.39%$2M14.4K
55IXJISHARES GLOBAL HEALTHCARE ETFETF0.37%$1M16.7K
56VTIVANGUARD TOTAL STOCK MARKET ETFETF0.37%$1M6.0K
57VBRVANGUARD SMALL CAP VALUE ETFETF0.37%$1M7.9K
58IWMISHARES RUSSELL 2000 ETFETF0.36%$1M7.0K
59XMESPDR S&P METALS & MINING ETFETF0.36%$1M23.2K
60IATISHARES U.S. REGIONAL BANKS ETFETF0.36%$1M33.0K
61MSFTMICROSOFT CORP COMStock0.35%$1M3.6K
62IWNISHARES RUSSELL 2000 VALUE ETFETF0.33%$1M8.2K
63PICKISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETFETF0.32%$1M28.9K
64GOOGLALPHABET INC CAP STK CL AStock0.31%$1M8.5K
65IJKISHARES S&P MID-CAP 400 GROWTH ETFETF0.30%$1M14.8K
66GOVTISHARES U.S. TREASURY BOND ETFETF0.28%$1M47.8K
67TLTISHARES 20 YEAR TREASURY BOND ETFETF0.28%$1M10.9K
68COSTCOSTCO WHSL CORP NEW COMStock0.28%$1M1.6K
69ISHGISHARES 1-3 YEAR INTERNATIONAL TREASURY BOND ETFETF0.27%$1M14.7K
70EWCISHARES MSCI CANADA ETFETF0.27%$1M28.5K
71VBVANGUARD SMALL-CAP ETFETF0.26%$1M4.7K
72EXMOCEXXON MOBIL CORP COMStock0.26%$1M10.1K
73BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.25%$966,16641.1K
74IGMISHARES EXPANDED TECH SECTOR ETFETF0.24%$946,8302.1K
75JPXNISHARES JPX-NIKKEI 400 ETFETF0.24%$942,87213.9K
76GPNGLOBAL PMTS INC COMStock0.23%$907,3467.1K
77ITBISHARES U.S. HOME CONSTRUCTION ETFETF0.23%$880,1198.7K
78EWZISHARES MSCI BRAZIL ETFETF0.23%$875,69925.0K
79XLYCONSUMER DISCRETIONARY SELECT SECTOR SPDR FUNDETF0.22%$863,4464.8K
80ILFISHARES LATIN AMERICA 40 ETFETF0.22%$850,04129.3K
81LAM RESEARCH CORP COMStock0.22%$849,4411.1K
82RINGISHARES MSCI GLOBAL GOLD MINERS ETFETF0.21%$826,95433.6K
83VGKVANGUARD FTSE EUROPE ETFETF0.20%$778,80212.1K
84TANINVESCO SOLAR ETFETF0.20%$769,94014.4K
85PEPPEPSICO INC COMStock0.20%$767,4694.5K
86JPMJPMORGAN CHASE & CO COMStock0.19%$746,1964.4K
87ABBVABBVIE INC COMStock0.19%$737,0414.8K
88MRKMERCK & CO INC COMStock0.19%$717,4946.6K
89BABOEING CO COMStock0.18%$699,6942.7K
90IYEISHARES U.S. ENERGY ETFETF0.17%$661,72015.0K
91IHEISHARES U.S. PHARMACEUTICALS ETFETF0.16%$638,8783.4K
92PAYXPAYCHEX INC COMStock0.16%$609,2285.1K
93XBISPDR S&P BIOTECH ETFETF0.16%$603,7936.8K
94JXIISHARES GLOBAL UTILITIES ETFETF0.16%$602,77210.3K
95XJQCXNUVEEN CR STRATEGIES INCOME FD COM SHSCEF0.15%$600,178115.0K
96LLYELI LILLY & CO COMStock0.15%$583,2731.0K
97VBKVANGUARD SMALL-CAP GROWTH ETFETF0.15%$572,0032.4K
98COPCONOCOPHILLIPS COMStock0.14%$551,1284.7K
99IBMINTERNATIONAL BUSINESS MACHS COMStock0.14%$549,8123.4K
100MCKMCKESSON CORP COMStock0.14%$526,7771.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$415M87Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$448M214May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$450M212Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$457M211Oct 17, 202413F-HRchanges · EDGAR ↗
Q2 2024$448M892Jul 24, 202413F-HRchanges · EDGAR ↗
Q1 2024$410M196May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$388M188Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$356M174Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$378M184Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$361M180May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$342M178Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$382M174Nov 30, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$387M180Jul 29, 202213F-HRchanges · EDGAR ↗
Q1 2022$387M180May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$387M180Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$380M178Oct 22, 202113F-HRchanges · EDGAR ↗
Q2 2021$367M174Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$346M171May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$336M166Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$279M141Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$267M139Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$235M129Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$295M147Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$282M140Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$283M141Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$275M138May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$250M132Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.