SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Family Firm, Inc.

CIK 0001602603 · 4800 HAMPDEN LANE, #520, BETHESDA, MD, 20814 · 301-656-3999

Reported Value
$387M
Q4 2021
Positions
180
Filings on Record
30
2019–present window
Filed
Feb 2, 2022
original filing

Summary

Family Firm, Inc. reported $387M in U.S.-listed holdings across 180 positions for Q4 2021.

The portfolio is heavily concentrated: IWV alone accounts for 51.9% of reported value.

Compared with Q3 2021, the fund opened 5 new positions and exited 3.

Portfolio Metrics

Turnover
+1.7%
vs prior filed quarter
Top-10 Concentration
+81.2%
share of reported value
Largest Position
+51.9%
Ishares Tr
New / Exited
5 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $250MQ4 ’18Q1 ’19: $275MQ2 ’19: $283MQ3 ’19: $282MQ4 ’19: $295MQ4 ’19Q1 ’20: $235MQ2 ’20: $267MQ3 ’20: $279MQ4 ’20: $336MQ4 ’20Q1 ’21: $346MQ2 ’21: $367MQ3 ’21: $380MQ4 ’21: $387MQ4 ’21Q1 ’22: $387MQ2 ’22: $387MQ3 ’22: $382MQ4 ’22: $342MQ4 ’22Q1 ’23: $361MQ2 ’23: $378MQ3 ’23: $356MQ4 ’23: $388MQ4 ’23Q1 ’24: $410MQ2 ’24: $448MQ3 ’24: $457MQ4 ’24: $450MQ4 ’24Q1 ’25: $448MQ2 ’25: $415Mfilingsflow.com

Portfolio Composition

By security type
ETP: 87.3%Common Stock: 9.2%Closed-End Fund: 2.3%Other: 1.2%
  • ETP · 87.3% · $337M
  • Common Stock · 9.2% · $35M
  • Closed-End Fund · 2.3% · $9M
  • Other · 1.2% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DHID R HORTON INCNEW+2.2K2.2K+$237,000$237,000
PFEPFIZER INCNEW+3.9K3.9K+$230,000$230,000
QQQINVESCO QQQ TRNEW+532532+$212,000$212,000
DHRDANAHER CORPORATIONNEW+619619+$204,000$204,000
MUBISHARES TRNEW+1.7K1.7K+$200,000$200,000
AAPLAPPLE INCADDED+742.0K775.1K+$2M$7M
IBMINTERNATIONAL BUSINESS MACHSSOLD OUT−2.3K0−$322,000$0
SYYSYSCO CORPSOLD OUT−2.5K0−$201,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

94 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWVISHARES TRRUSSELL 3000 ETF · CORE S&P500 ETF · 0-5 YR TIPS ETF · TIPS BD ETF · NORTH AMERN NAT · SP SMCP600VL ETF · CORE US AGGBD ET · INTL TREA BD ETF · S&P 500 GRWT ETF · MSCI EAFE ETF · CORE S&P SCP ETF · EUROPE ETF · RUS 1000 ETF · GLOBAL ENERG ETF · COHEN STEER REIT · U.S. FIN SVC ETF · BARCLAYS 7 10 YR · 1 3 YR TREAS BD · S&P MC 400VL ETF · INTL DEV RE ETF · S&P SML 600 GWT · MSCI EMG MKT ETF · U.S. UTILITS ETF · MICRO-CAP ETF · CORE S&P MCP ETF · ISHARES BIOTECH · GLOB HLTHCRE ETF · S&P 500 VAL ETF · CORE S&P US GWT · RUS 2000 VAL ETF · EAFE SML CP ETF · RUSSELL 2000 ETF · EXPND TEC SC ETF · 20 YR TR BD ETF · S&P MC 400GR ETF · US REGNL BKS ETF · 3YRTB ETF · US HOME CONS ETF · U.S. PHARMA ETF · US TREAS BD ETF · LATN AMER 40 ETF · MSCI UK ETF NEW · US TELECOM ETF · JPX NIKKEI 400 · GBL COMM SVC ETF · U.S. ENERGY ETF · GLOBAL FINLS ETF · EAFE VALUE ETF · US CONSM STAPLES · RUS 1000 GRW ETF · GLOB UTILITS ETF · SHRT NAT MUN ETF · U.S. BAS MTL ETF · RUS 2000 GRW ETF · GLOBAL 100 ETF · US INDUSTRIALS · US HLTHCARE ETF · NATIONAL MUN ETF51.93%$201M1.94M
2VEAVANGUARD TAX-MANAGED INTL FDhistory →FTSE DEV MKT ETF7.14%$28M540.8K
3BNDVANGUARD BD INDEX FDShistory →TOTAL BND MRKT6.43%$25M293.3K
4VNQVANGUARD INDEX FDSREAL ESTATE ETF · SM CP VAL ETF · TOTAL STK MKT · SMALL CP ETF · SML CP GRW ETF · MID CAP ETF · MCAP GR IDXVIP3.28%$13M84.7K
5SCHBSCHWAB STRATEGIC TRUS BRD MKT ETF · US SML CAP ETF · INTL EQTY ETF3.08%$12M113.4K
6VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE SMCAP ETF · TT WRLD ST ETF · FTSE EUROPE ETF2.17%$8M114.1K
7VTHRVANGUARD SCOTTSDALE FDShistory →VNG RUS3000IDX2.03%$8M36.4K
8TOTLSSGA ACTIVE ETF TRhistory →SPDR TR TACTIC1.74%$7M142.4K
9AAPLAPPLE INChistory →COM1.71%$7M775.1K
10FLTRVANECK ETF TRUSTINVESTMENT GRD · GOLD MINERS ETF1.71%$7M258.4K
11WIPSPDR SER TRFTSE INT GVT ETF · S&P METALS MNG1.56%$6M116.0K
12EWCISHARES INCMSCI CDA ETF · MSCI GBL ETF NEW · MSCI GBL GOLD MN · MSCI BRAZIL ETF · MSCI AUST ETF · MSCI PAC JP ETF · MSCI JPN ETF NEW1.42%$6M157.9K
13XLESELECT SECTOR SPDR TRENERGY · SBI CONS DISCR · SBI HEALTHCARE · TECHNOLOGY · SBI CONS STPLS · SBI INT-INDS · FINANCIAL · SBI MATERIALS1.32%$5M59.0K
14VOOVVANGUARD ADMIRAL FDS INChistory →500 VAL IDX FD1.13%$4M28.8K
15PBWINVESCO EXCHANGE TRADED FD TWILDERHIL CLAN0.84%$3M45.3K
16TEMPLETON GLOBAL INCOME FDCOM0.82%$3M610.1K
17RMTROYCE MICRO-CAP TR INCCOM0.73%$3M243.2K
18VDEVANGUARD WORLD FDSENERGY ETF · HEALTH CAR ETF · COMM SRVC ETF0.71%$3M31.9K
19NVDANVIDIA CORPORATIONCOM0.57%$2M7.5K
20EMFTEMPLETON EMERGING MKTS FDCOM0.57%$2M138.0K
21BHKBLACKROCK CORE BD TRSHS BEN INT0.55%$2M128.3K
22BONDPIMCO ETF TRACTIVE BD ETF0.43%$2M15.3K
23XFFCXFLAHERTY & CRUMRINE PFD SECSCOM0.40%$2M70.8K
24ABERDEEN ASIA-PACIFIC INCOMECOM0.37%$1M377.0K
25GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.36%$1M475
26MSFTMICROSOFT CORPCOM0.27%$1M3.1K
27COSTCOSTCO WHSL CORP NEWCOM0.25%$957,0001.7K
28LAM RESEARCH CORPCOM0.21%$817,0001.1K
29BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.21%$805,00032.6K
30MRKMERCK & CO INCCOM0.20%$777,00010.1K
31CABOCABLE ONE INCCOM0.19%$723,000410
32SPYSPDR S&P 500 ETF TRTR UNIT0.17%$674,0001.4K
33ABBVABBVIE INCCOM0.16%$609,0004.5K
34HDHOME DEPOT INCCOM0.15%$574,0001.4K
35MMM3M COCOM0.15%$567,0003.2K
36JPMJPMORGAN CHASE & COCOM0.14%$551,0003.5K
37BABOEING COCOM0.14%$540,0002.7K
38JNJJOHNSON & JOHNSONCOM0.14%$539,0003.1K
39AMZNAMAZON COM INCCOM0.14%$534,000160
40ABTABBOTT LABSCOM0.13%$516,0003.7K
41CSCOCISCO SYS INCCOM0.13%$505,0008.0K
42INTUINTUITCOM0.12%$468,000728
43PEPPEPSICO INCCOM0.12%$464,0002.7K
44LOWLOWES COS INCCOM0.11%$430,0001.7K
45ACNACCENTURE PLC IRELANDSHS CLASS A0.11%$429,0001.0K
46MARMARRIOTT INTL INC NEWCL A0.11%$428,0002.6K
47DISDISNEY WALT COCOM0.11%$427,0002.8K
48UNPUNION PAC CORPCOM0.11%$423,0001.7K
49ADPAUTOMATIC DATA PROCESSING INCOM0.11%$412,0001.7K
50PGPROCTER AND GAMBLE COCOM0.11%$411,0002.5K
51WTWWILLIS TOWERS WATSON PLC LTDSHS0.10%$403,0001.7K
52ODFLOLD DOMINION FREIGHT LINE INCOM0.10%$392,0001.1K
53TANINVESCO EXCH TRADED FD TR IISOLAR ETF0.10%$376,0004.9K
54BDXBECTON DICKINSON & COCOM0.09%$366,0001.5K
55XILINX INCCOM0.09%$360,0001.7K
56YUMYUM BRANDS INCCOM0.09%$347,0002.5K
57SANDY SPRING BANCORP INCCOM0.09%$343,0007.1K
58MUMICRON TECHNOLOGY INCCOM0.09%$343,0003.7K
59PNCPNC FINL SVCS GROUP INCCOM0.09%$341,0001.7K
60COPCONOCOPHILLIPSCOM0.09%$340,0004.7K
61UNHUNITEDHEALTH GROUP INCCOM0.09%$332,000662
62SBUXSTARBUCKS CORPCOM0.08%$319,0002.7K
63WFCWELLS FARGO CO NEWCOM0.08%$318,0006.6K
64NEOGNEOGEN CORPCOM0.08%$309,0006.8K
65CICIGNA CORP NEWCOM0.08%$301,0001.3K
66MCDMCDONALDS CORPCOM0.08%$294,0001.1K
67AMATAPPLIED MATLS INCCOM0.08%$294,0001.9K
68MCKMCKESSON CORPCOM0.07%$287,0001.2K
69XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.07%$284,00043.7K
70RTXRAYTHEON TECHNOLOGIES CORPCOM0.07%$283,0003.3K
71LLYLILLY ELI & COCOM0.07%$277,0001.0K
72ELVANTHEM INCCOM0.07%$276,000596
73MLMMARTIN MARIETTA MATLS INCCOM0.07%$275,000625
74VVISA INCCOM CL A0.07%$275,0001.3K
75GHCGRAHAM HLDGS COCOM CL B0.07%$274,000435
76CVSCVS HEALTH CORPCOM0.07%$262,0002.5K
77KOCOCA COLA COCOM0.07%$262,0004.4K
78TTDTHE TRADE DESK INCCOM CL A0.07%$259,0002.8K
79VXUSVANGUARD STAR FDSVG TL INTL STK F0.07%$255,0004.0K
80FDXFEDEX CORPCOM0.07%$255,000985
81PHMPULTE GROUP INCCOM0.07%$253,0004.4K
82CVXCHEVRON CORP NEWCOM0.06%$248,0002.1K
83EXMOCEXXON MOBIL CORPCOM0.06%$242,0004.0K
84NOCNORTHROP GRUMMAN CORPCOM0.06%$240,000621
85BACBK OF AMERICA CORPCOM0.06%$240,0005.4K
86DHID R HORTON INCCOM0.06%$237,0002.2K
87PFEPFIZER INCCOM0.06%$230,0003.9K
88NSCNORFOLK SOUTHN CORPCOM0.06%$224,000754
89CBRECBRE GROUP INCCL A0.06%$220,0002.0K
90TXNTEXAS INSTRS INCCOM0.06%$216,0001.1K
91QQQINVESCO QQQ TRUNIT SER 10.05%$212,000532
92MPCMARATHON PETE CORPCOM0.05%$209,0003.3K
93ASMLFASML HOLDING N VN Y REGISTRY SHS0.05%$209,000263
94DHRDANAHER CORPORATIONCOM0.05%$204,000619

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$415M87Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$448M214May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$450M212Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$457M211Oct 17, 202413F-HRchanges · EDGAR ↗
Q2 2024$448M892Jul 24, 202413F-HRchanges · EDGAR ↗
Q1 2024$410M196May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$388M188Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$356M174Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$378M184Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$361M180May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$342M178Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$382M174Nov 30, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$387M180Jul 29, 202213F-HRchanges · EDGAR ↗
Q1 2022$387M180May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$387M180Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$380M178Oct 22, 202113F-HRchanges · EDGAR ↗
Q2 2021$367M174Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$346M171May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$336M166Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$279M141Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$267M139Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$235M129Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$295M147Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$282M140Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$283M141Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$275M138May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$250M132Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.