SEC 13F Intelligence

XFFCXFLAHERTY & CRUMRIN PFD & INM

CUSIP 338478100 · Yahoo Finance ↗ · Google Finance ↗

Flaherty & Crumrin Pfd & Inm (XFFCX) has 119 institutional holders in Filings Flow’s 13F database, together reporting 10.58M shares worth $141M as of Q1 2026. The largest reported holders are Bard Associates Inc, Wells Fargo & Company/Mn, and Invesco Ltd..

Institutional Holders
119
Q1 2026
Reported Value
$141M
Ticker
XFFCX
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 74Q4 ’18Q1 ’19: 79Q2 ’19: 81Q2 ’19Q3 ’19: 78Q2 ’21: 87Q2 ’21Q4 ’21: 104Q4 ’22: 95Q4 ’22Q4 ’25: 112Q1 ’26: 119Q1 ’26Q2 ’26: 12filingsflow.com
Total reported value
Q4 ’18: $80MQ4 ’18Q1 ’19: $69MQ2 ’19: $68MQ2 ’19Q3 ’19: $76MQ2 ’21: $378MQ2 ’21Q4 ’21: $397MQ4 ’22: $49MQ4 ’22Q4 ’25: $153MQ1 ’26: $141MQ1 ’26Q2 ’26: $25Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
BARD ASSOCIATES INC$398M AUM4.73%$19M1.22MQ1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM2.22%$6M382.8KQ3 2025OLDER
Gridiron Partners, LLC$164M AUM1.28%$2M135.7KQ1 2026OLDER
Smith Asset Management Co., LLC$117M AUM1.02%$1M76.8KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.53%$1M72.3KQ2 2026
Logan Stone Capital, LLC$360M AUM0.47%$2M108.4KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM0.44%$2M114.1KQ1 2026OLDER
1607 Capital Partners, LLC$1.4B AUM0.38%$5M340.3KQ1 2026OLDER
Everstar Asset Management, LLC$188M AUM0.37%$695,50144.9KQ1 2026OLDER
Csenge Advisory Group$2.2B AUM0.24%$5M333.2KQ1 2026OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.22%$8M472.4KQ2 2026
CEERA INVESTMENTS, LLC$228M AUM0.21%$468,49530.2KQ1 2026OLDER
SEAMOUNT FINANCIAL GROUP INC$222M AUM0.21%$455,34629.4KQ1 2026OLDER
INTEGRATED CAPITAL MANAGEMENT, INC.$143M AUM0.17%$247,86915.2KQ2 2026
Atlantic Edge Private Wealth Management, LLC$407M AUM0.17%$696,04444.9KQ1 2026OLDER
Mountain Capital Investment Advisors Inc.$674M AUM0.15%$1M64.7KQ1 2026OLDER
Pines Wealth Management, LLC$309M AUM0.10%$317,12720.5KQ1 2026OLDER
TITLEIST ASSET MANAGEMENT, LLC$1.3B AUM0.09%$1M80.5KQ1 2026OLDER
TIEMANN INVESTMENT ADVISORS, LLC$255M AUM0.09%$238,36715.4KQ1 2026OLDER
Prairie Wealth Advisors, Inc.$231M AUM0.09%$211,4390Q1 2026OLDER
WHITENER CAPITAL MANAGEMENT, INC.$438M AUM0.09%$383,92024.8KQ1 2026OLDER
Consolidated Portfolio Review Corp$1.1B AUM0.07%$576,01334.1KQ3 2025OLDER
Sage Capital Advisors,llc$482M AUM0.07%$328,89920.2KQ2 2026
Sowell Financial Services LLC$2.7B AUM0.07%$2M116.2KQ1 2026OLDER
Future Financial Wealth Managment LLC$155M AUM0.05%$84,4505.0KQ3 2025OLDER
SMITH, MOORE & CO.$1.4B AUM0.04%$608,58739.3KQ1 2026OLDER
Maridea Wealth Management LLC$688M AUM0.04%$279,31218.0KQ1 2026OLDER
MARYLAND CAPITAL ADVISORS INC.$295M AUM0.03%$92,4565.6KQ4 2025OLDER
Compound Planning, Inc.$3.3B AUM0.03%$982,60863.4KQ1 2026OLDER
Jacobi Capital Management LLC$1.8B AUM0.02%$437,05028.2KQ1 2026OLDER
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.02%$310,30020.0KQ1 2026OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.02%$458,44229.6KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.02%$508,04132.8KQ2 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.02%$272,12417.4KQ1 2026OLDER
First Heartland Consultants, Inc.$1.5B AUM0.02%$267,35116.4KQ2 2026
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.02%$47,2122.9KQ2 2026
FINANCIAL CONSULATE, INC$803M AUM0.01%$101,4676.1KQ4 2025OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.01%$1M93.9KQ1 2026OLDER
Spire Wealth Management$2.9B AUM0.01%$312,62620.2KQ1 2026OLDER
Alpha Cubed Investments, LLC$2.9B AUM0.01%$305,31218.1KQ3 2025OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.01%$91,8585.4KQ3 2025OLDER
Fiera Capital Corp$29.2B AUM0.01%$3M162.2KQ1 2026OLDER
AQR Arbitrage LLC$6.1B AUM0.01%$292,38317.3KQ3 2025OLDER
Curi Capital, LLC$5.6B AUM0.01%$389,85325.2KQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.01%$717,37346.3KQ1 2026OLDER
CHOREO, LLC$8.1B AUM0.01%$497,56329.5KQ3 2025OLDER
Kilter Group LLC$232M AUM0.01%$13,074792Q4 2025OLDER
Garton & Associates Financial Advisors LLC$122M AUM0.01%$9,691587Q4 2025OLDER
EVERGREEN CAPITAL MANAGEMENT LLC$4.6B AUM0.01%$237,77215.3KQ1 2026OLDER
CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM0.00%$182,36411.8KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$3M188.8KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$4M279.9KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$3M161.8KQ1 2026OLDER
DF DENT & CO INC$5.2B AUM0.00%$190,49612.3KQ1 2026OLDER
&PARTNERS$20.2B AUM0.00%$702,71545.6KQ1 2026OLDER
Keating Financial Advisory Services, Inc.$619M AUM0.00%$20,7661.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M146.9KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$250,19016.2KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.00%$170,12711.0KQ1 2026OLDER
SOA Wealth Advisors, LLC.$530M AUM0.00%$15,261985Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$14M926.4KQ2 2026
Beacon Pointe Advisors, LLC$18.9B AUM0.00%$496,37432.0KQ1 2026OLDER
Summit Trail Advisors, LLC$7.0B AUM0.00%$171,76911.1KQ1 2026OLDER
Missouri Trust & Investment Co$341M AUM0.00%$8,145526Q1 2026OLDER
CHELSEA COUNSEL CO$225M AUM0.00%$4,802310Q2 2026
Calamos Advisors LLC$28.2B AUM0.00%$592,64738.3KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$2M121.2KQ1 2026OLDER
North Star Investment Management Corp.$1.7B AUM0.00%$32,4972.1KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$172,53111.1KQ1 2026OLDER
Strategic Investment Solutions, Inc. /IL$437M AUM0.00%$8,547525Q2 2026
PRIVATE TRUST CO NA$1.1B AUM0.00%$20,1371.3KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.00%$27,4871.6KQ3 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$11M678.4KQ1 2026OLDER
Bernard Wealth Management Corp.$234M AUM0.00%$3,620234Q1 2026OLDER
MassMutual Private Wealth & Trust, FSB$3.9B AUM0.00%$59,9263.5KQ3 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$741,34147.5KQ1 2026OLDER
Koesten, Hirschmann & Crabtree, INC.$205M AUM0.00%$3,142186Q3 2025OLDER
Focus Partners Wealth$89.9B AUM0.00%$1M86.8KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$94,8766.1KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$109,6237.1KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$27,8481.8KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$5M309.2KQ1 2026OLDER
Washington Trust Advisors, Inc.$1.2B AUM0.00%$15,025970Q1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$4M236.7KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$54,2153.5KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$47,1673.0KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$301,05719.4KQ2 2026
Larson Financial Group LLC$3.1B AUM0.00%$31,5532.0KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$247,11216.0KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$181,22911.7KQ1 2026OLDER
CHILTON CAPITAL MANAGEMENT LLC$2.9B AUM0.00%$24,0101.6KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$261,70416.9KQ1 2026OLDER
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.00%$3,098200Q1 2026OLDER
MATHER GROUP, LLC.$10.0B AUM0.00%$72,5594.7KQ1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$18,7481.1KQ3 2025OLDER
Walleye Capital LLC$24.0B AUM0.00%$173,03810.2KQ3 2025OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$17,3071.2KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$3M171.9KQ1 2026OLDER
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$156,74310.1KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$9M563.7KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$182,18711.8KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$124,4197.5KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$6M372.9KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$82,1745.3KQ1 2026OLDER
NOMURA HOLDINGS INC$37.7B AUM0.00%$154,90010.0KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$2M150.4KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M95.7KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$13,024800Q2 2026
NBC SECURITIES, INC.$1.3B AUM0.00%$4,879315Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$198,01612.8KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$199,47812.9KQ1 2026OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$5,422350Q1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$283,72818.4KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$1M95.1KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$117,5857.6KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$187,73212.1KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$343,87822.2KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$34,0782.2KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$130,9848.5KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$2,477150Q4 2025OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$231,78113.7KQ3 2025OLDER
Advisors Asset Management, Inc.$6.0B AUM0.00%$5,933383Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$8,804564Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$20,3471.3KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$353,41321.4KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$84,0645.4KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$460,96729.8KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$7,745500Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$40,1512.4KQ4 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$29419Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$3,408220Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.