SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Astor Investment Management LLC

CIK 0001598416 · 233 S WACKER DRIVE, SUITE 4400, CHICAGO, IL, 60606 · 800-899-8230

Reported Value
$450M
Q3 2021
Positions
51
Filings on Record
26
2019–present window
Filed
Oct 20, 2021
original filing

Summary

Astor Investment Management LLC reported $450M in U.S.-listed holdings across 51 positions for Q3 2021.

Its largest position, RSPT, represents 16.9% of the portfolio.

Compared with Q2 2021, the fund opened 4 new positions and exited 10.

Portfolio Metrics

Turnover
+17.7%
vs prior filed quarter
Top-10 Concentration
+72.8%
share of reported value
Largest Position
+16.9%
Invesco Exchange Traded Fd Tr Sandp500 Eql
New / Exited
4 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $552MQ4 ’18Q1 ’19: $605MQ2 ’19: $616MQ3 ’19: $624MQ3 ’19Q4 ’19: $592MQ2 ’20: $505MQ3 ’20: $455MQ3 ’20Q4 ’20: $454MQ1 ’21: $439MQ2 ’21: $467MQ2 ’21Q3 ’21: $450MQ4 ’21: $460MQ1 ’22: $422MQ1 ’22Q2 ’22: $373MQ3 ’22: $350MQ4 ’22: $327MQ4 ’22Q3 ’23: $266MQ4 ’23: $261MQ1 ’24: $252MQ1 ’24Q2 ’24: $217MQ3 ’24: $209MQ4 ’24: $195MQ4 ’24Q1 ’25: $188MQ2 ’25: $185Mfilingsflow.com

Portfolio Composition

By security type
ETP: 99.5%Other: 0.5%
  • ETP · 99.5% · $448M
  • Other · 0.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPYGSPDR SER TR PRTFLO SandP500 GWNEW+546.0K546.0K+$35M$35M
HDVISHARES TR CORE HIGH DV ETFNEW+193.8K193.8K+$18M$18M
RPGINVESCO EXCHANGE TRADED FD TR SandP500 PURNEW+20.7K20.7K+$4M$4M
IGLBISHARES TR 10 YR INVST GRDNEW+18.7K18.7K+$1M$1M
SHVISHARES TR SHORT TREAS BDADDED+148.3K152.2K+$16M$17M
AMLPALPS ETF TR ALERIAN MLPADDED+40.0K46.6K+$1M$2M
DVYISHARES TR SELECT DIVID ETFADDED+38.5K45.6K+$4M$5M
PDBCINVESCO ACTIVLY MANGD ETC FD T OPTIMUM YIELDSOLD OUT−952.1K0−$19M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RSPTINVESCO EXCHANGE TRADED FD TR SandP500 EQLCOM16.94%$76M333.8K
2SPDR SER TR PORTFOLI SandP1500COM10.38%$47M881.4K
3SPYMSPDR SER TR PORTFOLIO SandP500history →COM9.04%$41M806.2K
4KRANESHARES TR QUADRTC INT RTCOM7.99%$36M1.29M
5SPYGSPDR SER TR PRTFLO SandP500 GWhistory →COM7.77%$35M546.0K
6USMVISHARES TR MSCI USA MIN VOLhistory →COM4.79%$22M292.9K
7HDVISHARES TR CORE HIGH DV ETFhistory →COM4.06%$18M193.8K
8IEFAISHARES TR CORE MSCI EAFEhistory →COM3.99%$18M241.8K
9FTSLFIRST TR EXCHANGE-TRADED FD IV SENIOR LN FDhistory →COM3.98%$18M374.5K
10LMBSFIRST TR EXCHANGE-TRADED FD IV FST LOW OPPT EFThistory →COM3.89%$17M345.6K
11XSOEWISDOMTREE TR EM EX ST-OWNEDhistory →COM3.80%$17M458.2K
12SHVISHARES TR SHORT TREAS BDhistory →COM3.74%$17M152.2K
13EUSAISHARES INC MSCI EQUAL WEITEhistory →COM3.28%$15M176.2K
14XLVSELECT SECTOR SPDR TR SBI HEALTHCAREhistory →COM2.49%$11M88.1K
15XLYSELECT SECTOR SPDR TR SBI CONS DISCRhistory →COM1.95%$9M48.8K
16XLISELECT SECTOR SPDR TR SBI INT-INDShistory →COM1.76%$8M80.9K
17XLPSELECT SECTOR SPDR TR SBI CONS STPLShistory →COM1.44%$6M94.2K
18RPGINVESCO EXCHANGE TRADED FD TR SandP500 PURCOM1.39%$6M50.4K
19DVYISHARES TR SELECT DIVID ETFhistory →COM1.16%$5M45.6K
20FXLFIRST TR EXCHANGE TRADED FD II TECH ALPHADEXhistory →COM1.15%$5M42.2K
21AGGISHARES TR CORE US AGGBD ETCOM0.84%$4M32.9K
22XLRESELECT SECTOR SPDR TR RL EST SEL SECCOM0.75%$3M75.8K
23FXDFIRST TR EXCHANGE TRADED FD II CONSUMR DISCRECOM0.61%$3M46.2K
24SPDR SER TR BLOOMBERG BRCLYSCOM0.53%$2M21.8K
25AMA Fund LtdCOM0.50%$2M35.0K
26OSI ETF TR OSHS GBL INTERCOM0.37%$2M31.2K
27AMLPALPS ETF TR ALERIAN MLPCOM0.35%$2M46.6K
28IGLBISHARES TR 10 YR INVST GRDCOM0.29%$1M18.7K
29INDEXIQ ETF TR IQ MRGR ARB ETFCOM0.24%$1M32.2K
30IEIISHARES TR 3 7 YR TREAS BDCOM0.14%$618,0004.8K
31ISHARES INC MSCI RUSSIA ETFCOM0.07%$324,0006.8K
32EPOLISHARES TR MSCI POLAND ETFCOM0.07%$300,00013.7K
33TURISHARES INC MSCI TURKEY ETFCOM0.07%$296,00014.0K
34EWTISHARES INC MSCI TAIWAN ETFCOM0.06%$291,0004.7K
35INDAISHARES TR MSCI INDIA ETFCOM0.02%$94,0001.9K
36EIDOISHARES TR MSCI INDONIA ETFCOM0.02%$90,0004.2K
37EPHEISHARES TR MSCI PHILIPS ETFCOM0.02%$85,0002.9K
38EWWISHARES INC MSCI MEXICO ETFCOM0.02%$84,0001.7K
39THDISHARES INC MSCI THAILND ETFCOM0.02%$81,0001.1K
40IGSBISHARES TR ISHS 1-5YR INVSCOM0.01%$39,000719
41HYSPIMCO ETF TR 0-5 HIGH YIELDCOM0.01%$34,000346
42NEARISHARES U S ETF TR BLACKROCK ST MATCOM0.01%$25,000505
43INDEXIQ ETF TR IQ SandP HGH YLDCOM0.01%$23,000934
44IGIBISHARES TR ISHS 5-10YR INVTCOM0.00%$20,000334
45BSVVANGUARD BD INDEX FDS SHORT TRM BONDCOM0.00%$18,000222
46INVESCO EXCH TRD SLF IDX FD TR BULSHS 2022 CBCOM0.00%$17,000829
47ISHARES TR IBOXX HI YD ETFCOM0.00%$13,000151
48FLOTISHARES TR FLTG RATE NT ETFCOM0.00%$12,000252
49BBHYJ P MORGAN EXCHANGE-TRADED FD HIGH YLDCOM0.00%$7,000138

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$185M28Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$188M23May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$195M30Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$209M31Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$217M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$252M30Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$261M29Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$266M26Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review25Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review24Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$327M22Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$350M23Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$373M29Jul 29, 202213F-HRchanges · EDGAR ↗
Q1 2022$422M55May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$460M48Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$450M51Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$467M57Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$439M56Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$454M56Jan 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$455M57Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$505M42Jul 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$592M47Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$624M54Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$616M54Jul 23, 201913F-HRchanges · EDGAR ↗
Q1 2019$605M54Apr 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$552M47Jan 9, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.