SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Astor Investment Management LLC

CIK 0001598416 · 233 S WACKER DRIVE, SUITE 4400, CHICAGO, IL, 60606 · 800-899-8230

Reported Value
$439M
Q1 2021
Positions
56
Filings on Record
26
2019–present window
Filed
Apr 15, 2021
original filing

Summary

Astor Investment Management LLC reported $439M in U.S.-listed holdings across 56 positions for Q1 2021.

Its largest position, RSPT, represents 17.0% of the portfolio.

Compared with Q4 2020, the fund opened 11 new positions and exited 11.

Portfolio Metrics

Turnover
+27.1%
vs prior filed quarter
Top-10 Concentration
+67.2%
share of reported value
Largest Position
+17.0%
Invesco Exchange Traded Fd Tr Sandp500 Eql
New / Exited
11 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $552MQ4 ’18Q1 ’19: $605MQ2 ’19: $616MQ3 ’19: $624MQ3 ’19Q4 ’19: $592MQ2 ’20: $505MQ3 ’20: $455MQ3 ’20Q4 ’20: $454MQ1 ’21: $439MQ2 ’21: $467MQ2 ’21Q3 ’21: $450MQ4 ’21: $460MQ1 ’22: $422MQ1 ’22Q2 ’22: $373MQ3 ’22: $350MQ4 ’22: $327MQ4 ’22Q3 ’23: $266MQ4 ’23: $261MQ1 ’24: $252MQ1 ’24Q2 ’24: $217MQ3 ’24: $209MQ4 ’24: $195MQ4 ’24Q1 ’25: $188MQ2 ’25: $185Mfilingsflow.com

Portfolio Composition

By security type
ETP: 99.6%Other: 0.4%
  • ETP · 99.6% · $437M
  • Other · 0.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PDBCINVESCO ACTIVLY MANGD ETC FD T OPTIMUM YIELDNEW+1.99M1.99M+$34M$34M
KRANESHARES TR QUADRTC INT RTNEW+619.8K619.8K+$18M$18M
EUSAISHARES INC MSCI EQUAL WEITENEW+208.3K208.3K+$16M$16M
XLFSELECT SECTOR SPDR TR SBI INT-FINLNEW+277.9K277.9K+$9M$9M
IWMISHARES TR RUSSELL 2000 ETFNEW+28.8K28.8K+$6M$6M
SPDR SER TR BLOOMBERG BRCLYSNEW+55.8K55.8K+$6M$6M
IEIISHARES TR 3 7 YR TREAS BDNEW+32.4K32.4K+$4M$4M
AMLPALPS ETF TR ALERIAN MLPNEW+52.8K52.8K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

55 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RSPTINVESCO EXCHANGE TRADED FD TR SandP500 EQLCOM17.01%$75M344.4K
2SPYMSPDR SER TR PORTFOLIO SandP500history →COM9.19%$40M865.8K
3SPDR SER TR PORTFOLI SandP1500COM8.34%$37M744.6K
4PDBCINVESCO ACTIVLY MANGD ETC FD T OPTIMUM YIELDhistory →COM7.81%$34M1.99M
5USMVISHARES TR MSCI USA MIN VOLhistory →COM4.85%$21M307.5K
6XSOEWISDOMTREE TR EM EX ST-OWNEDhistory →COM4.07%$18M439.5K
7FTSLFIRST TR EXCHANGE-TRADED FD IV SENIOR LN FDhistory →COM4.04%$18M370.3K
8KRANESHARES TR QUADRTC INT RTCOM4.03%$18M619.8K
9IGSBISHARES TR ISHS 1-5YR INVShistory →COM3.95%$17M317.5K
10LMBSFIRST TR EXCHANGE-TRADED FD IV FST LOW OPPT EFThistory →COM3.88%$17M333.7K
11BSVVANGUARD BD INDEX FDS SHORT TRM BONDhistory →COM3.86%$17M206.2K
12EUSAISHARES INC MSCI EQUAL WEITEhistory →COM3.72%$16M208.3K
13XLVSELECT SECTOR SPDR TR SBI HEALTHCAREhistory →COM2.63%$12M98.9K
14SPDR INDEX SHS FDS PORTFOLIO EMG MKCOM2.50%$11M251.1K
15ISHARES TR IBOXX INV CP ETFCOM2.33%$10M78.8K
16VOXVANGUARD WORLD FDS COMM SRVC ETFhistory →COM2.26%$10M76.3K
17XLFSELECT SECTOR SPDR TR SBI INT-FINLhistory →COM2.15%$9M277.9K
18IEMGISHARES INC CORE MSCI EMKThistory →COM1.73%$8M117.7K
19XLPSELECT SECTOR SPDR TR SBI CONS STPLShistory →COM1.57%$7M100.7K
20IWMISHARES TR RUSSELL 2000 ETFhistory →COM1.45%$6M28.8K
21SPDR SER TR BLOOMBERG BRCLYSCOM1.38%$6M55.8K
22QQQINVESCO QQQ TR UNIT SER 1history →COM1.25%$5M17.2K
23FXLFIRST TR EXCHANGE TRADED FD II TECH ALPHADEXhistory →COM1.17%$5M45.3K
24IEIISHARES TR 3 7 YR TREAS BDCOM0.96%$4M32.4K
25XLRESELECT SECTOR SPDR TR RL EST SEL SECCOM0.80%$4M89.0K
26AGGISHARES TR CORE US AGGBD ETCOM0.50%$2M19.2K
27AMLPALPS ETF TR ALERIAN MLPCOM0.37%$2M52.8K
28AMA Fund LtdCOM0.36%$2M25.2K
29OSI ETF TR OSHS GBL INTERCOM0.34%$2M29.0K
30SHVISHARES TR SHORT TREAS BDCOM0.29%$1M11.3K
31RPVINVESCO EXCHANGE TRADED FD TR SandP500 PURCOM0.19%$834,00011.3K
32GLDSPDR GOLD TR GOLD SHSCOM0.15%$671,0004.2K
33EWTISHARES INC MSCI TAIWAN ETFCOM0.07%$313,0005.2K
34INDAISHARES TR MSCI INDIA ETFCOM0.07%$307,0007.3K
35THDISHARES INC MSCI THAILND ETFCOM0.07%$304,0003.7K
36EZAISHARES INC MSCI STH AFR ETFCOM0.07%$302,0006.1K
37ECHISHARES INC MSCI CHILE ETFCOM0.07%$302,0008.8K
38EWWISHARES INC MSCI MEXICO ETFCOM0.07%$298,0006.8K
39ISHARES INC MSCI RUSSIA ETFCOM0.07%$297,0007.5K
40MCHIISHARES TR MSCI CHINA ETFCOM0.07%$287,0003.5K
41EWMISHARES INC MSCI MLY ETF NEWCOM0.05%$209,0007.7K
42EIDOISHARES TR MSCI INDONIA ETFCOM0.05%$209,0009.6K
43TURISHARES INC MSCI TURKEY ETFCOM0.05%$209,0009.1K
44EWZISHARES INC MSCI BRAZIL ETFCOM0.05%$201,0006.0K
45EPHEISHARES TR MSCI PHILIPS ETFCOM0.05%$200,0006.8K
46EPOLISHARES TR MSCI POLAND ETFCOM0.05%$199,00011.0K
47HYSPIMCO ETF TR 0-5 HIGH YIELDCOM0.01%$34,000350
48NEARISHARES U S ETF TR BLACKROCK ST MATCOM0.01%$25,000504
49INDEXIQ ETF TR IQ SandP HGH YLDCOM0.00%$20,000824
50IGIBISHARES TR ISHS 5-10YR INVTCOM0.00%$19,000334
51INVESCO EXCH TRD SLF IDX FD TR BULSHS 2022 CBCOM0.00%$18,000832
52ISHARES TR CORE TOTAL USDCOM0.00%$15,000294
53ISHARES TR IBOXX HI YD ETFCOM0.00%$13,000150
54FLOTISHARES TR FLTG RATE NT ETFCOM0.00%$12,000254
55ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHSCOM0.00%$11,000699

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$185M28Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$188M23May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$195M30Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$209M31Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$217M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$252M30Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$261M29Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$266M26Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review25Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review24Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$327M22Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$350M23Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$373M29Jul 29, 202213F-HRchanges · EDGAR ↗
Q1 2022$422M55May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$460M48Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$450M51Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$467M57Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$439M56Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$454M56Jan 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$455M57Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$505M42Jul 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$592M47Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$624M54Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$616M54Jul 23, 201913F-HRchanges · EDGAR ↗
Q1 2019$605M54Apr 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$552M47Jan 9, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.