SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Astor Investment Management LLC

CIK 0001598416 · 233 S WACKER DRIVE, SUITE 4400, CHICAGO, IL, 60606 · 800-899-8230

Reported Value
$460M
Q4 2021
Positions
48
Filings on Record
26
2019–present window
Filed
Jan 20, 2022
original filing

Summary

Astor Investment Management LLC reported $460M in U.S.-listed holdings across 48 positions for Q4 2021.

Its largest position, RSPT, represents 12.9% of the portfolio.

Compared with Q3 2021, the fund opened 11 new positions and exited 14.

Portfolio Metrics

Turnover
+31.2%
vs prior filed quarter
Top-10 Concentration
+73.7%
share of reported value
Largest Position
+12.9%
Invesco Exchange Traded Fd Tr Sandp500 Eql
New / Exited
11 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $552MQ4 ’18Q1 ’19: $605MQ2 ’19: $616MQ3 ’19: $624MQ3 ’19Q4 ’19: $592MQ2 ’20: $505MQ3 ’20: $455MQ3 ’20Q4 ’20: $454MQ1 ’21: $439MQ2 ’21: $467MQ2 ’21Q3 ’21: $450MQ4 ’21: $460MQ1 ’22: $422MQ1 ’22Q2 ’22: $373MQ3 ’22: $350MQ4 ’22: $327MQ4 ’22Q3 ’23: $266MQ4 ’23: $261MQ1 ’24: $252MQ1 ’24Q2 ’24: $217MQ3 ’24: $209MQ4 ’24: $195MQ4 ’24Q1 ’25: $188MQ2 ’25: $185Mfilingsflow.com

Portfolio Composition

By security type
ETP: 99.5%Other: 0.5%
  • ETP · 99.5% · $458M
  • Other · 0.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ITOTISHARES TR CORE SandP TTL STKNEW+313.7K313.7K+$34M$34M
VNQVANGUARD INDEX FDS REAL ESTATE ETFNEW+185.3K185.3K+$21M$21M
SPMDSPDR SER TR PORTFOLIO SandP400NEW+366.1K366.1K+$18M$18M
EMXCISHARES INC MSCI EMRG CHNNEW+299.2K299.2K+$18M$18M
USTBVICTORY PORTFOLIOS II VICTORYSHS SHORTNEW+329.8K329.8K+$17M$17M
TIPISHARES TR TIPS BD ETFNEW+14.8K14.8K+$2M$2M
XLKSELECT SECTOR SPDR TR TECHNOLOGYNEW+10.0K10.0K+$2M$2M
QQQINVESCO QQQ TR UNIT SER 1NEW+2.4K2.4K+$971,000$971,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

46 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RSPTINVESCO EXCHANGE TRADED FD TR SandP500 EQLCom12.89%$59M252.1K
2SPYMSPDR SER TR PORTFOLIO SandP500history →Com12.24%$56M1.01M
3SPDR SER TR PORTFOLI SandP1500Com12.18%$56M959.0K
4KRANESHARES TR QUADRTC INT RTCom7.49%$34M1.28M
5ITOTISHARES TR CORE SandP TTL STKhistory →Com7.29%$34M313.7K
6USMVISHARES TR MSCI USA MIN VOLhistory →Com5.05%$23M287.5K
7VNQVANGUARD INDEX FDS REAL ESTATE ETFhistory →Com4.67%$21M185.3K
8FTSLFIRST TR EXCHANGE-TRADED FD IV SENIOR LN FDhistory →Com3.97%$18M381.4K
9SPMDSPDR SER TR PORTFOLIO SandP400history →Com3.96%$18M366.1K
10EMXCISHARES INC MSCI EMRG CHNhistory →Com3.94%$18M299.2K
11USTBVICTORY PORTFOLIOS II VICTORYSHS SHORThistory →Com3.68%$17M329.8K
12EUSAISHARES INC MSCI EQUAL WEITEhistory →Com3.31%$15M170.3K
13SHVISHARES TR SHORT TREAS BDhistory →Com3.26%$15M135.7K
14XLVSELECT SECTOR SPDR TR SBI HEALTHCAREhistory →Com2.64%$12M86.3K
15XLYSELECT SECTOR SPDR TR SBI CONS DISCRhistory →Com2.03%$9M45.6K
16XLISELECT SECTOR SPDR TR SBI INT-INDShistory →Com1.83%$8M79.6K
17XLPSELECT SECTOR SPDR TR SBI CONS STPLShistory →Com1.53%$7M91.1K
18DVYISHARES TR SELECT DIVID ETFhistory →Com1.50%$7M56.4K
19FXLFIRST TR EXCHANGE TRADED FD II TECH ALPHADEXhistory →Com1.20%$6M41.8K
20IGSBISHARES TR ISHS 1-5YR INVShistory →Com1.03%$5M88.0K
21RPGINVESCO EXCHANGE TRADED FD TR SandP500 PURCom0.89%$4M28.4K
22XLRESELECT SECTOR SPDR TR RL EST SEL SECCom0.83%$4M73.8K
23FXDFIRST TR EXCHANGE TRADED FD II CONSUMR DISCRECom0.62%$3M46.3K
24AMA Fund LtdCom0.47%$2M70.0K
25TIPISHARES TR TIPS BD ETFCom0.41%$2M14.8K
26XLKSELECT SECTOR SPDR TR TECHNOLOGYCom0.38%$2M10.0K
27QQQINVESCO QQQ TR UNIT SER 1Com0.21%$971,0002.4K
28TLTISHARES TR 20 YR TR BD ETFCom0.09%$406,0002.7K
29EWTISHARES INC MSCI TAIWAN ETFCom0.06%$283,0004.3K
30EIDOISHARES TR MSCI INDONIA ETFCom0.06%$283,00012.3K
31TURISHARES INC MSCI TURKEY ETFCom0.04%$205,00011.1K
32EZAISHARES INC MSCI STH AFR ETFCom0.04%$203,0004.4K
33EPOLISHARES TR MSCI POLAND ETFCom0.04%$203,0009.7K
34ISHARES INC MSCI RUSSIA ETFCom0.04%$202,0004.7K
35EPHEISHARES TR MSCI PHILIPS ETFCom0.02%$90,0002.9K
36EWWISHARES INC MSCI MEXICO ETFCom0.02%$87,0001.7K
37IGLBISHARES TR 10 YR INVST GRDCom0.02%$85,0001.2K
38HYSPIMCO ETF TR 0-5 HIGH YIELDCom0.01%$34,000346
39ISHARES TR IBOXX HI YD ETFCom0.01%$26,000299
40INDEXIQ ETF TR IQ SandP HGH YLDCom0.00%$23,000934
41IGIBISHARES TR ISHS 5-10YR INVTCom0.00%$19,000335
42BSVVANGUARD BD INDEX FDS SHORT TRM BONDCom0.00%$17,000222
43INVESCO EXCH TRD SLF IDX FD TR BULSHS 2022 CBCom0.00%$17,000829
44FLOTISHARES TR FLTG RATE NT ETFCom0.00%$12,000252
45SPYSPDR SandP 500 ETF TR TR UNITCom0.00%$9,00021
46BBHYJ P MORGAN EXCHANGE-TRADED FD HIGH YLDCom0.00%$7,000138

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$185M28Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$188M23May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$195M30Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$209M31Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$217M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$252M30Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$261M29Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$266M26Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review25Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review24Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$327M22Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$350M23Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$373M29Jul 29, 202213F-HRchanges · EDGAR ↗
Q1 2022$422M55May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$460M48Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$450M51Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$467M57Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$439M56Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$454M56Jan 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$455M57Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$505M42Jul 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$592M47Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$624M54Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$616M54Jul 23, 201913F-HRchanges · EDGAR ↗
Q1 2019$605M54Apr 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$552M47Jan 9, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.