SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Astor Investment Management LLC

CIK 0001598416 · 233 S WACKER DRIVE, SUITE 4400, CHICAGO, IL, 60606 · 800-899-8230

Reported Value
$266M
Q3 2023
Positions
26
Filings on Record
26
2019–present window
Filed
Nov 2, 2023
original filing

Summary

Astor Investment Management LLC reported $266M in U.S.-listed holdings across 26 positions for Q3 2023.

The portfolio is heavily concentrated: FLRN alone accounts for 45.8% of reported value.

Compared with Q2 2023, the fund opened 4 new positions and exited 3.

Portfolio Metrics

Turnover
+16.0%
vs prior filed quarter
Top-10 Concentration
+98.5%
share of reported value
Largest Position
+45.8%
Spdr
New / Exited
4 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $552MQ4 ’18Q1 ’19: $605MQ2 ’19: $616MQ3 ’19: $624MQ3 ’19Q4 ’19: $592MQ2 ’20: $505MQ3 ’20: $455MQ3 ’20Q4 ’20: $454MQ1 ’21: $439MQ2 ’21: $467MQ2 ’21Q3 ’21: $450MQ4 ’21: $460MQ1 ’22: $422MQ1 ’22Q2 ’22: $373MQ3 ’22: $350MQ4 ’22: $327MQ4 ’22Q3 ’23: $266MQ4 ’23: $261MQ1 ’24: $252MQ1 ’24Q2 ’24: $217MQ3 ’24: $209MQ4 ’24: $195MQ4 ’24Q1 ’25: $188MQ2 ’25: $185Mfilingsflow.com

Portfolio Composition

By security type
ETP: 100.0%
  • ETP · 100.0% · $266M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SGOVISHARES TRNEW+240.9K240.9K+$24M$24M
FIRST TR EXCHNG TRADED FD VINEW+323.8K323.8K+$13M$13M
VOXVANGUARD WORLD FDSNEW+28.5K28.5K+$3M$3M
SPYSPDR S&P 500 ETF TRNEW+841841+$359,511$359,511
NEARISHARES U S ETF TRADDED+82.1K110.9K+$4M$6M
XLVSELECT SECTOR SPDR TRSOLD OUT33.7K0$4M$0
KMLMKRANESHARES TRSOLD OUT43.3K0$1M$0
QQQINVESCO QQQ TRSOLD OUT7850$289,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

13 positions
#IssuerClass% PortfolioValueShares
1FLRNSPDR SER TRBLOOMBERG INVT · BLOOMBERG 1-3 MO · PORTFOLIO S&P500 · PORTFOLI S&P1500 · SSGA US LRG ETF · PORTFOLIO SHORT45.82%$122M2.34M
2SGOVISHARES TR0-3 MNTH TREASRY · SHORT TREAS BD · FLTG RATE NT ETF · 20 YR TR BD ETF · ISHS 1-5YR INVS15.07%$40M431.3K
3JAAAJANUS DETROIT STR TRhistory →HENDRSON AAA CL9.87%$26M521.0K
4GBILGOLDMAN SACHS ETF TRhistory →ACCES TREASURY5.70%$15M151.2K
5FIRST TR EXCHNG TRADED FD VIUS EQT BUFFER4.75%$13M323.8K
6XLYSELECT SECTOR SPDR TRSBI CONS DISCR · INDL · SBI CONS STPLS · ENERGY · SBI MATERIALS4.22%$11M111.8K
7RSPINVESCO EXCHANGE TRADED FD Thistory →S&P500 EQL WGT3.91%$10M73.2K
8USTBVICTORY PORTFOLIOS IIhistory →SHORT TRM BD ETF3.80%$10M206.1K
9EMXCISHARES INChistory →MSCI EMRG CHN3.26%$9M173.9K
10NEARISHARES U S ETF TRhistory →BLACKROCK ST MAT2.08%$6M110.9K
11VOXVANGUARD WORLD FDShistory →COMM SRVC ETF1.13%$3M28.5K
12AMLPALPS ETF TRALERIAN MLP0.25%$672,58415.9K
13SPYSPDR S&P 500 ETF TRTR UNIT0.14%$359,511841

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$185M28Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$188M23May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$195M30Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$209M31Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$217M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$252M30Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$261M29Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$266M26Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review25Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review24Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$327M22Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$350M23Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$373M29Jul 29, 202213F-HRchanges · EDGAR ↗
Q1 2022$422M55May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$460M48Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$450M51Oct 20, 202113F-HRchanges · EDGAR ↗
Q2 2021$467M57Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$439M56Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$454M56Jan 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$455M57Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$505M42Jul 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$592M47Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$624M54Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$616M54Jul 23, 201913F-HRchanges · EDGAR ↗
Q1 2019$605M54Apr 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$552M47Jan 9, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.