SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Mathes Company, Inc.

CIK 0001389223 · 12 EAST 49TH STREET, NEW YORK, NY, 10017 · 917-368-4900

Reported Value
$246M
Q4 2020
Positions
122
Filings on Record
29
2019–present window
Filed
Jan 20, 2021
original filing

Summary

Mathes Company, Inc. reported $246M in U.S.-listed holdings across 122 positions for Q4 2020.

Its largest position, AAPL, represents 5.1% of the portfolio.

Compared with Q3 2020, the fund opened 10 new positions and exited 2.

Portfolio Metrics

Turnover
+1.6%
vs prior filed quarter
Top-10 Concentration
+30.4%
share of reported value
Largest Position
+5.1%
Apple
New / Exited
10 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $159MQ4 ’18Q1 ’19: $196MQ2 ’19: $189MQ3 ’19: $194MQ4 ’19: $214MQ4 ’19Q1 ’20: $150MQ2 ’20: $201MQ3 ’20: $215MQ4 ’20: $246MQ4 ’20Q1 ’21: $259MQ2 ’21: $278MQ3 ’21: $270MQ4 ’21: $292MQ4 ’21Q2 ’22: $206MQ3 ’22: $179MQ2 ’23: $228,553Q3 ’23: $215,496Q3 ’23Q4 ’23: $242,696Q1 ’24: $266,888Q2 ’24: $275,479Q3 ’24: $283,475Q3 ’24Q4 ’24: $274,031Q1 ’25: $245,879Q2 ’25: $269,575Q3 ’25: $278,541Q3 ’25Q4 ’25: $280,379Q1 ’26: $273,716filingsflow.com

Portfolio Composition

By security type
Common Stock: 54.0%ETP: 35.3%Other: 4.5%Closed-End Fund: 4.1%PUBLIC: 1.6%REIT: 0.5%
  • Common Stock · 54.0% · $133M
  • ETP · 35.3% · $87M
  • Other · 4.5% · $11M
  • Closed-End Fund · 4.1% · $10M
  • PUBLIC · 1.6% · $4M
  • REIT · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Trane Technologies PLCNEW+23.5K23.5K+$3M$3M
US Bancorp Prefrd Ser FNEW+18.6K18.6K+$497,000$497,000
JP Morgan Chase & Co Prfrd Ser GNEW+17.4K17.4K+$449,000$449,000
SOSouthern CompanyNEW+6.3K6.3K+$390,000$390,000
JP Morgan Chase & Co Prfrd Ser HNEW+13.0K13.0K+$338,000$338,000
VTRSViatris Inc.NEW+14.0K14.0K+$263,000$263,000
EXMOCExxon Mobil Corp.NEW+5.5K5.5K+$227,000$227,000
FCXFreeport-McMoran Inc.NEW+8.3K8.3K+$217,000$217,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

120 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLApple Inc.history →COM5.09%$13M94.5K
2Ishares North American Tech ETFCOM4.97%$12M35.0K
3AMZNAmazon Com Inchistory →COM4.41%$11M3.3K
4GOOGLAlphabet Inc. Class ACOM2.96%$7M4.2K
5VUGVanguard Growth ETFhistory →COM2.61%$6M25.4K
6MSFTMicrosoft Corphistory →COM2.16%$5M23.9K
7DEDeere & Cohistory →COM2.13%$5M19.5K
8Ishares Russell 1000 Growth ETFCOM2.10%$5M21.5K
9Vanguard Total Stock Market ETFCOM2.07%$5M26.2K
10PHParker Hannifin Corp.history →COM1.90%$5M17.2K
11Ishares North American Tech Software ETFCOM1.84%$5M12.8K
12DHRDanaher Corp.history →COM1.82%$4M20.2K
13FDXFedex Corp.history →COM1.75%$4M16.6K
14NOWServicenow Inc.history →COM1.72%$4M7.7K
15LRCXEURLam Research Corp.history →COM1.71%$4M8.9K
16CATCaterpillar Inchistory →COM1.68%$4M22.7K
17MAMastercard Inc.history →Cl. A1.64%$4M11.3K
18PEPPepsico Inc.history →COM1.64%$4M27.2K
19NVDANvidia Corp.history →COM1.62%$4M7.6K
20CRMSalesforce.com Inchistory →COM1.59%$4M17.6K
21Ishares Russell Mid-Cap Growth ETFCOM1.58%$4M38.0K
22General Electric CoCOM1.54%$4M351.9K
23JPMJP Morgan Chase & Cohistory →COM1.51%$4M29.3K
24JNJJohnson & Johnsonhistory →COM1.51%$4M23.6K
25SPDR Fd TechnologyCOM1.46%$4M27.8K
26Vanguard Mega Cap Growth ETFCOM1.43%$4M17.3K
27XPOXPO Logistics Inc.history →COM1.41%$3M29.2K
28Trane Technologies PLCCOM1.38%$3M23.5K
29SHOPShopify Inc.history →COM1.37%$3M3.0K
30SIVBEURSVB Financial Grouphistory →COM1.33%$3M8.4K
31SPDR S&P 600 Small Cap ETFCOM1.29%$3M40.0K
32APDAir Products & Chemicals Inchistory →COM1.29%$3M11.6K
33Ishares US Medical Devices ETFCOM1.27%$3M9.6K
34SPLKCHFSplunk Inc.history →COM1.26%$3M18.3K
35Vanguard Large-Cap ETFCOM1.22%$3M17.0K
36MCXMcCormick & Co. Inc.history →COM1.19%$3M30.6K
37TRVCCitigroup Inc.history →COM1.18%$3M47.1K
38Consumer Discretionary Select Sector SPDRCOM1.13%$3M17.3K
39Ishares US Preferred Stock ETFCOM1.08%$3M68.8K
40JM Smucker CompanyCOM1.03%$3M22.0K
41Ishares Russell 2000 ETFCOM1.03%$3M12.9K
42BABoeing Cohistory →COM1.01%$2M11.7K
43SPDR S&P 500 ETF TrustCOM0.91%$2M6.0K
44TAT&T CorpCOM0.86%$2M73.6K
45Pimco Enhanced SH MAT ETFCOM0.83%$2M20.0K
46Pimco Dynamic Credit & Mortgage Income FundCOM0.71%$2M82.9K
47Exponential Technologies ETFCOM0.70%$2M29.9K
48DFPUSDFlaherty & Crumrine Dynamic PfdPreferred0.69%$2M58.1K
49NDQInvesco QQQ Trust, Series 1COM0.68%$2M5.3K
50Ishares Dow Jones US ETFCOM0.66%$2M17.3K
51MDYSPDR S&P Midcap 400COM0.61%$1M3.5K
52Vanguard Mid Cap Growth ETFCOM0.60%$1M7.0K
53Vanguard Extended Market ETFCOM0.57%$1M8.6K
54First Trust Intermediate Duration Pfd Incm.COM0.57%$1M58.5K
55Citigroup Inc. Preferred Ser SPreferred0.50%$1M48.4K
56Goldman Sachs Group Inc. Prfrd Ser NPreferred0.50%$1M46.3K
57Iron Mountain Inc.COM0.47%$1M39.0K
58Robo Global Robotics & AutomationCOM0.46%$1M18.7K
59BACBank of America CorpCOM0.43%$1M35.1K
60NFLXNetflix IncCOM0.42%$1M1.9K
61Nuveen ATM-Free Municipal Credit Incm Fd.COM0.42%$1M61.8K
62AMGNAmgen IncCOM0.42%$1M4.5K
63Nuveen Muni Value Fund Inc.COM0.42%$1M92.5K
64Eaton Vance Muni Bond FundCOM0.40%$988,00072.6K
65Nuveen High Income 11/21 Tgt Trm Fd.COM0.40%$975,000106.0K
66BACVerizon Communications Inc.COM0.39%$949,00016.1K
67SPDR Ser Tr S&P DividendCOM0.37%$900,0008.5K
68Blackrock Muni Inc TRCOM0.36%$890,00057.5K
69INTCIntel CorpCOM0.36%$878,00017.6K
70Ishares Biotechnology ETFCOM0.36%$875,0005.8K
71MRKMerck & Co NewCOM0.34%$847,00010.4K
72DISDisney Walt CoCOM0.34%$842,0004.7K
73Ishares Russell Mid-Cap ETFCOM0.34%$836,00012.2K
74Ishares Russell Mid-Cap Value ETFCOM0.32%$790,0008.1K
75JP Morgan Chase & Co Prfrd Ser GPreferred0.32%$787,00030.5K
76CVSCVS Health CorpCOM0.32%$785,00011.5K
77SLBSchlumberger Ltd.COM0.30%$737,00033.8K
78XLEEnergy Select Sector SPDR ETFCOM0.29%$709,00018.7K
79PFEPfizer IncCOM0.29%$709,00019.3K
80Consumer Staples Select Sector SPDRCOM0.28%$696,00010.3K
81EDConsolidated EdisonCOM0.28%$690,0009.6K
82First Trust DJ Internet Index ETFCOM0.26%$637,0003.0K
83Ishares TIPS Bond ETFCOM0.25%$622,0004.9K
84SPDR Ser TR S&P BiotechCOM0.25%$621,0004.4K
85COSTCostco Wholesale CorpCOM0.25%$611,0001.6K
86TTDThe Trade Desk Inc.COM0.23%$573,000715
87Vanguard High Div YieldCOM0.21%$509,0005.6K
88US Bancorp Prefrd Ser FPreferred0.20%$497,00018.6K
89GILDGilead Sciences IncCOM0.20%$495,0008.5K
90BCATEURBlackrock Capital Allocation TrustCOM0.20%$490,00022.5K
91PGProcter & Gamble Co.COM0.20%$487,0003.5K
92SOSouthern CompanyCOM0.16%$390,0006.3K
93BXUSDBlackstone Group LPCOM0.16%$385,0005.9K
94Proshares Ultra FiancialsCOM0.15%$381,0009.0K
95XLFFinancial Sector SPDR ETFCOM0.15%$373,00012.7K
96VTVVanguard Value ETFCOM0.15%$365,0003.1K
97CHVChevron Corp.COM0.14%$342,0004.0K
98Ishares Global Healthcare ETFCOM0.14%$340,0004.5K
99Angel Oak DFS Inc TRCOM0.14%$336,00018.0K
100Ishares S&P 500 Value ETFCOM0.14%$333,0002.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$273,716126May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$280,379126Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$278,541125Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$269,575122Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$245,879123May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$274,031124Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$283,475127Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$275,479128Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$266,888132May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$242,696129Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$215,496124Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$228,553125Jul 25, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review127Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$179M125Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$206M126Aug 1, 202213F-HRchanges · EDGAR ↗
Q4 2021$292M131Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$270M124Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$278M124Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$259M124Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$246M122Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$215M113Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$201M110Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$150M98Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$214M122Jan 30, 202013F-HRchanges · EDGAR ↗
Q3 2019$194M121Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$189M121Jul 29, 201913F-HRchanges · EDGAR ↗
Q1 2019$196M130May 1, 201913F-HRchanges · EDGAR ↗
Q4 2018$159M122Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.