DFPUSDFLAHERTY & CRUMRINE DYNAMIC
CUSIP 33848W106 · Yahoo Finance ↗ · Google Finance ↗
Flaherty & Crumrine Dynamic (DFPUSD) has 80 institutional holders in Filings Flow’s 13F database, together reporting 5.41M shares worth $82M as of Q1 2026. The largest reported holders are Raymond James Financial Inc, Invesco Ltd., and Guggenheim Capital LLC.
Institutional Holders
80
Q1 2026
Reported Value
$82M
Ticker
DFPUSD
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Smith Asset Management Co., LLC$117M AUM | 1.64% | $2M | 95.1K | Q1 2026OLDER |
| Whipplewood Advisors, LLC$193M AUM | 0.99% | $2M | 94.8K | Q1 2026OLDER |
| 1776 Wealth LLC$254M AUM | 0.41% | $1M | 52.0K | Q1 2026OLDER |
| SEAMOUNT FINANCIAL GROUP INC$222M AUM | 0.41% | $902,984 | 45.0K | Q1 2026OLDER |
| Shaker Financial Services, LLC$287M AUM | 0.38% | $1M | 57.0K | Q4 2025OLDER |
| Revisor Wealth Management LLC$362M AUM | 0.34% | $1M | 61.0K | Q1 2026OLDER |
| Samalin Investment Counsel, LLC$282M AUM | 0.27% | $752,050 | 37.5K | Q1 2026OLDER |
| Wela Strategies, Inc.$264M AUM | 0.20% | $517,564 | 23.9K | Q3 2025OLDER |
| Palogic Value Management, L.P.$237M AUM | 0.17% | $411,435 | 20.5K | Q1 2026OLDER |
| Catalina Capital Group, LLC$168M AUM | 0.17% | $281,883 | 14.0K | Q1 2026OLDER |
| 1607 Capital Partners, LLC$1.4B AUM | 0.16% | $2M | 107.6K | Q1 2026OLDER |
| Hennion & Walsh Asset Management, Inc.$3.5B AUM | 0.13% | $5M | 218.7K | Q2 2026 |
| STANCE CAPITAL LLC$206M AUM | 0.08% | $174,778 | 8.7K | Q1 2026OLDER |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$340M AUM | 0.06% | $219,767 | 10.9K | Q1 2026OLDER |
| MGB Wealth Management, LLC$350M AUM | 0.06% | $225,488 | 10.8K | Q4 2025OLDER |
| SOUTH PLAINS FINANCIAL, INC.$172M AUM | 0.05% | $86,995 | 4.0K | Q3 2025OLDER |
| Abel Hall, LLC$469M AUM | 0.04% | $210,735 | 10.5K | Q1 2026OLDER |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.04% | $5M | 242.8K | Q1 2026OLDER |
| Asset One Wealth Management LLC$904M AUM | 0.03% | $229,965 | 10.7K | Q4 2025OLDER |
| Triumph Capital Management$491M AUM | 0.02% | $105,869 | 5.3K | Q1 2026OLDER |
| AlphaCore Capital LLC$4.2B AUM | 0.02% | $725,371 | 36.1K | Q1 2026OLDER |
| Fiduciary Alliance LLC$1.7B AUM | 0.01% | $216,212 | 10.3K | Q1 2026OLDER |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM | 0.01% | $35,841 | 1.7K | Q2 2026 |
| NorthCoast Asset Management LLC$4.3B AUM | 0.01% | $3M | 154.1K | Q3 2025OLDER |
| Camelot Portfolios, LLC$135M AUM | 0.01% | $20,790 | 1.0K | Q4 2025OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.01% | $826,723 | 41.2K | Q1 2026OLDER |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.01% | $110,334 | 5.3K | Q4 2025OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.01% | $137,559 | 6.8K | Q1 2026OLDER |
| Golden State Wealth Management, LLC$915M AUM | 0.01% | $85,965 | 4.3K | Q1 2026OLDER |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.01% | $224,158 | 10.8K | Q4 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.01% | $25M | 1.24M | Q1 2026OLDER |
| LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM | 0.01% | $230,805 | 11.5K | Q1 2026OLDER |
| Capital Investment Advisors, LLC$6.8B AUM | 0.01% | $515,771 | 25.7K | Q1 2026OLDER |
| Fiera Capital Corp$29.2B AUM | 0.01% | $2M | 97.0K | Q1 2026OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.01% | $607,496 | 30.3K | Q1 2026OLDER |
| AdvisorNet Financial, Inc$1.9B AUM | 0.01% | $105,809 | 5.3K | Q1 2026OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.01% | $213,522 | 10.3K | Q4 2025OLDER |
| Westside Investment Management, Inc.$653M AUM | 0.01% | $33,457 | 1.7K | Q1 2026OLDER |
| CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM | 0.01% | $205,637 | 10.2K | Q1 2026OLDER |
| &PARTNERS$20.2B AUM | 0.00% | $799,824 | 40.0K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $801,424 | 39.9K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $364,846 | 17.9K | Q1 2026OLDER |
| Merit Financial Group, LLC$13.5B AUM | 0.00% | $443,266 | 22.1K | Q1 2026OLDER |
| Focus Partners Wealth$89.9B AUM | 0.00% | $3M | 142.9K | Q1 2026OLDER |
| North Star Investment Management Corp.$1.7B AUM | 0.00% | $46,161 | 2.3K | Q1 2026OLDER |
| Keating Financial Advisory Services, Inc.$619M AUM | 0.00% | $15,053 | 750 | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $673,172 | 33.5K | Q2 2026 |
| Atlantic Union Bankshares Corp$5.2B AUM | 0.00% | $90,315 | 4.5K | Q1 2026OLDER |
| NFSG Corp$608M AUM | 0.00% | $10,820 | 500 | Q3 2025OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $164,434 | 8.2K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $1M | 51.0K | Q1 2026OLDER |
| Osbon Capital Management LLC$123M AUM | 0.00% | $1,746 | 87 | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $954,338 | 47.5K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $79,510 | 4.0K | Q1 2026OLDER |
| Pathstone Holdings, LLC$25.1B AUM | 0.00% | $294,194 | 13.6K | Q3 2025OLDER |
| MCF Advisors LLC$2.3B AUM | 0.00% | $24,665 | 1.2K | Q1 2026OLDER |
| Walleye Capital LLC$24.0B AUM | 0.00% | $269,137 | 12.4K | Q3 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $4M | 188.7K | Q1 2026OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $6M | 301.7K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $5M | 237.1K | Q2 2026 |
| HIGHLINE WEALTH PARTNERS LLC$392M AUM | 0.00% | $2,810 | 140 | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $157,782 | 7.6K | Q4 2025OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $387,853 | 19.3K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $459,025 | 22.9K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $453,634 | 22.6K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $2M | 89.4K | Q1 2026OLDER |
| Cerity Partners LLC$70.8B AUM | 0.00% | $287,001 | 14.3K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $17,160 | 855 | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $58,203 | 2.9K | Q1 2026OLDER |
| HUNTINGTON NATIONAL BANK$18.1B AUM | 0.00% | $48,168 | 2.4K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $8,227 | 398 | Q2 2026 |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $4,800 | 236 | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $216,274 | 10.8K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $854,698 | 42.6K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $47,608 | 2.2K | Q3 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $3M | 129.2K | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $27,697 | 1.4K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $627,000 | 31.2K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $7,326 | 365 | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $36,855 | 1.8K | Q1 2026OLDER |
| Corient Private Wealth LLC$69.9B AUM | 0.00% | $42,910 | 29.0K | Q4 2025OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $67,134 | 3.3K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $16,351 | 814 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $40,341 | 2.0K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $147,895 | 7.4K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $246,930 | 12.3K | Q1 2026OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $3,246 | 150 | Q3 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.