SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Mathes Company, Inc.

CIK 0001389223 · 12 EAST 49TH STREET, NEW YORK, NY, 10017 · 917-368-4900

Reported Value
$215M
Q3 2020
Positions
113
Filings on Record
29
2019–present window
Filed
Oct 26, 2020
original filing

Summary

Mathes Company, Inc. reported $215M in U.S.-listed holdings across 113 positions for Q3 2020.

Its largest position, AAPL, represents 5.3% of the portfolio.

Compared with Q2 2020, the fund opened 6 new positions and exited 3.

Portfolio Metrics

Turnover
+3.8%
vs prior filed quarter
Top-10 Concentration
+32.2%
share of reported value
Largest Position
+5.3%
Apple
New / Exited
6 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $159MQ4 ’18Q1 ’19: $196MQ2 ’19: $189MQ3 ’19: $194MQ4 ’19: $214MQ4 ’19Q1 ’20: $150MQ2 ’20: $201MQ3 ’20: $215MQ4 ’20: $246MQ4 ’20Q1 ’21: $259MQ2 ’21: $278MQ3 ’21: $270MQ4 ’21: $292MQ4 ’21Q2 ’22: $206MQ3 ’22: $179MQ2 ’23: $228,553Q3 ’23: $215,496Q3 ’23Q4 ’23: $242,696Q1 ’24: $266,888Q2 ’24: $275,479Q3 ’24: $283,475Q3 ’24Q4 ’24: $274,031Q1 ’25: $245,879Q2 ’25: $269,575Q3 ’25: $278,541Q3 ’25Q4 ’25: $280,379Q1 ’26: $273,716filingsflow.com

Portfolio Composition

By security type
Common Stock: 56.3%ETP: 35.2%Closed-End Fund: 4.5%Other: 2.5%PUBLIC: 1.1%Other: 0.4%
  • Common Stock · 56.3% · $121M
  • ETP · 35.2% · $76M
  • Closed-End Fund · 4.5% · $10M
  • Other · 2.5% · $5M
  • PUBLIC · 1.1% · $2M
  • Other · 0.4% · $883,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XPOXPO Logistics Inc.NEW+28.8K28.8K+$2M$2M
SPDR Ser TR S&P BiotechNEW+4.6K4.6K+$514,000$514,000
BCATEURBlackrock Capital Allocation TrustNEW+19.0K19.0K+$389,000$389,000
QCOMQualcomm IncNEW+2.0K2.0K+$235,000$235,000
Proshares Ultra FiancialsNEW+7.5K7.5K+$232,000$232,000
Vanguard Mid-Cap ETFNEW+1.2K1.2K+$206,000$206,000
Blackrock Muni Inc TRADDED+33.5K43.5K+$463,000$596,000
AAPLApple Inc.ADDED+70.1K98.0K+$1M$11M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLApple Inc.history →COM5.29%$11M98.0K
2AMZNAmazon Com Inchistory →COM5.24%$11M3.6K
3Ishares North American Tech ETFCOM5.06%$11M35.1K
4GOOGLAlphabet Inc. Class Ahistory →COM2.79%$6M4.1K
5VUGVanguard Growth ETFhistory →COM2.70%$6M25.4K
6MSFTMicrosoft Corphistory →COM2.40%$5M24.5K
7DEDeere & Cohistory →COM2.21%$5M21.4K
8DHRDanaher Corp.history →COM2.17%$5M21.7K
9Ishares Russell 1000 Growth ETFCOM2.17%$5M21.5K
10FDXFedex Corp.history →COM2.12%$5M18.1K
11CRMSalesforce.com Inchistory →COM2.11%$5M18.0K
12Vanguard Total Stock Market ETFCOM2.08%$4M26.2K
13NVDANvidia Corp.history →COM1.89%$4M7.5K
14NOWServicenow Inc.history →COM1.88%$4M8.3K
15Ishares North American Tech Software ETFCOM1.86%$4M12.8K
16MAMastercard Inc.history →Cl. A1.84%$4M11.7K
17PEPPepsico Inc.history →COM1.77%$4M27.5K
18PHParker Hannifin Corp.history →COM1.62%$3M17.2K
19JNJJohnson & Johnsonhistory →COM1.60%$3M23.0K
20CATCaterpillar Inchistory →COM1.56%$3M22.5K
21SPLKCHFSplunk Inc.history →COM1.55%$3M17.7K
22Ishares Russell Mid-Cap Growth ETFCOM1.53%$3M19.0K
23SPDR Fd TechnologyCOM1.51%$3M27.8K
24SHOPShopify Inc.history →COM1.50%$3M3.2K
25Vanguard Mega Cap Growth ETFCOM1.49%$3M17.3K
26APDAir Products & Chemicals Inchistory →COM1.45%$3M10.5K
27MCXMcCormick & Co. Inc.history →COM1.38%$3M15.3K
28LRCXEURLam Research Corp.history →COM1.37%$3M8.9K
29Ishares US Medical Devices ETFCOM1.33%$3M9.6K
30JPMJP Morgan Chase & Cohistory →COM1.30%$3M28.9K
31Ishares US Preferred Stock ETFCOM1.26%$3M74.3K
32Vanguard Large-Cap ETFCOM1.24%$3M17.0K
33Consumer Discretionary Select Sector SPDRCOM1.18%$3M17.3K
34XPOXPO Logistics Inc.history →COM1.14%$2M28.8K
35SPDR S&P 600 Small Cap ETFCOM1.14%$2M40.0K
36JM Smucker CompanyCOM1.13%$2M20.9K
37TRVCCitigroup Inc.history →COM1.06%$2M52.9K
38General Electric CoCOM1.00%$2M343.0K
39SPDR S&P 500 ETF TrustCOM0.93%$2M6.0K
40DFPUSDFlaherty & Crumrine Dynamic PfdPreferred0.92%$2M72.7K
41BABoeing CoCOM0.86%$2M11.1K
42Pimco Enhanced SH MAT ETFCOM0.84%$2M17.8K
43Pimco Dynamic Credit Income FundCOM0.78%$2M83.4K
44TAT&T CorpCOM0.73%$2M55.2K
45NDQInvesco QQQ Trust, Series 1COM0.69%$1M5.3K
46Exponential Technologies ETFCOM0.68%$1M29.9K
47Ishares Dow Jones US ETFCOM0.67%$1M8.7K
48First Trust Intermediate Duration Pfd Incm.COM0.62%$1M62.0K
49Ishares Russell 2000 ETFCOM0.61%$1M8.8K
50Vanguard Mid Cap Growth ETFCOM0.59%$1M7.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$273,716126May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$280,379126Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$278,541125Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$269,575122Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$245,879123May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$274,031124Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$283,475127Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$275,479128Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$266,888132May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$242,696129Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$215,496124Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$228,553125Jul 25, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review127Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$179M125Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$206M126Aug 1, 202213F-HRchanges · EDGAR ↗
Q4 2021$292M131Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$270M124Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$278M124Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$259M124Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$246M122Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$215M113Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$201M110Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$150M98Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$214M122Jan 30, 202013F-HRchanges · EDGAR ↗
Q3 2019$194M121Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$189M121Jul 29, 201913F-HRchanges · EDGAR ↗
Q1 2019$196M130May 1, 201913F-HRchanges · EDGAR ↗
Q4 2018$159M122Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.