SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Mathes Company, Inc.

CIK 0001389223 · 12 EAST 49TH STREET, NEW YORK, NY, 10017 · 917-368-4900

Reported Value
$259M
Q1 2021
Positions
124
Filings on Record
29
2019–present window
Filed
Apr 28, 2021
original filing

Summary

Mathes Company, Inc. reported $259M in U.S.-listed holdings across 124 positions for Q1 2021.

Its largest position, Ishares North American Tech Etf, represents 4.8% of the portfolio.

Compared with Q4 2020, the fund opened 6 new positions and exited 3.

Portfolio Metrics

Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+28.9%
share of reported value
Largest Position
+4.8%
Ishares North American Tech Etf
New / Exited
6 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $159MQ4 ’18Q1 ’19: $196MQ2 ’19: $189MQ3 ’19: $194MQ4 ’19: $214MQ4 ’19Q1 ’20: $150MQ2 ’20: $201MQ3 ’20: $215MQ4 ’20: $246MQ4 ’20Q1 ’21: $259MQ2 ’21: $278MQ3 ’21: $270MQ4 ’21: $292MQ4 ’21Q2 ’22: $206MQ3 ’22: $179MQ2 ’23: $228,553Q3 ’23: $215,496Q3 ’23Q4 ’23: $242,696Q1 ’24: $266,888Q2 ’24: $275,479Q3 ’24: $283,475Q3 ’24Q4 ’24: $274,031Q1 ’25: $245,879Q2 ’25: $269,575Q3 ’25: $278,541Q3 ’25Q4 ’25: $280,379Q1 ’26: $273,716filingsflow.com

Portfolio Composition

By security type
Common Stock: 54.0%ETP: 35.6%Other: 4.9%Closed-End Fund: 3.9%PUBLIC: 1.0%Other: 0.6%
  • Common Stock · 54.0% · $140M
  • ETP · 35.6% · $92M
  • Other · 4.9% · $13M
  • Closed-End Fund · 3.9% · $10M
  • PUBLIC · 1.0% · $3M
  • Other · 0.6% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMATApplied Materials Inc.NEW+32.1K32.1K+$4M$4M
RFMZRivernorth Flexible Municipal Incm Fd IINEW+25.0K25.0K+$501,000$501,000
US Bancorp Prefrd Ser MNEW+14.6K14.6K+$362,000$362,000
SPDR Ser Tr S&P Metals & MiningNEW+8.3K8.3K+$329,000$329,000
COFCapital One Financial Corp.NEW+1.8K1.8K+$232,000$232,000
OKEOneok Inc. NewNEW+4.0K4.0K+$205,000$205,000
Citigroup Inc. Preferred Ser SSOLD OUT−48.4K0−$1M$0
CVSCVS Health CorpSOLD OUT−11.5K0−$785,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Ishares North American Tech ETFCOM4.81%$12M34.5K
2AAPLApple Inc.history →COM4.35%$11M92.3K
3AMZNAmazon Com Inchistory →COM3.91%$10M3.3K
4GOOGLAlphabet Inc. Class Ahistory →COM2.83%$7M3.6K
5VUGVanguard Growth ETFhistory →COM2.52%$7M25.4K
6DEDeere & Cohistory →COM2.24%$6M15.5K
7MSFTMicrosoft Corphistory →COM2.14%$6M23.5K
8Vanguard Total Stock Market ETFCOM2.09%$5M26.2K
9Ishares Russell 1000 Growth ETFCOM2.02%$5M21.5K
10CATCaterpillar Inchistory →COM2.00%$5M22.3K
11PHParker Hannifin Corp.history →COM1.99%$5M16.4K
12FDXFedex Corp.history →COM1.81%$5M16.5K
13General Electric CoCOM1.77%$5M349.2K
14Ishares Russell 2000 ETFCOM1.75%$5M20.5K
15JPMJP Morgan Chase & Cohistory →COM1.69%$4M28.8K
16Ishares North American Tech Software ETFCOM1.69%$4M12.8K
17LRCXEURLam Research Corp.history →COM1.69%$4M7.3K
18AMATApplied Materials Inc.history →COM1.66%$4M32.1K
19DHRDanaher Corp.history →COM1.63%$4M18.8K
20NVDANvidia Corp.history →COM1.57%$4M7.6K
21MAMastercard Inc.history →Cl. A1.56%$4M11.3K
22Trane Technologies PLCCOM1.49%$4M23.4K
23JNJJohnson & Johnsonhistory →COM1.49%$4M23.5K
24NOWServicenow Inc.history →COM1.46%$4M7.6K
25SPDR S&P 600 Small Cap ETFCOM1.45%$4M40.0K
26PEPPepsico Inc.history →COM1.45%$4M26.5K
27SIVBEURSVB Financial Grouphistory →COM1.43%$4M7.5K
28Ishares Russell Mid-Cap Growth ETFCOM1.43%$4M36.2K
29SPDR Fd TechnologyCOM1.42%$4M27.8K
30CRMSalesforce.com Inchistory →COM1.40%$4M17.1K
31XPOXPO Logistics Inc.history →COM1.38%$4M29.0K
32TRVCCitigroup Inc.history →COM1.32%$3M47.0K
33Vanguard Mega Cap Growth ETFCOM1.27%$3M15.9K
34APDAir Products & Chemicals Inchistory →COM1.27%$3M11.7K
35Vanguard Large-Cap ETFCOM1.22%$3M17.0K
36SHOPShopify Inc.history →COM1.17%$3M2.7K
37BABoeing Cohistory →COM1.13%$3M11.5K
38Ishares US Preferred Stock ETFCOM1.12%$3M75.8K
39Consumer Discretionary Select Sector SPDRCOM1.12%$3M17.3K
40Ishares US Medical Devices ETFCOM1.12%$3M8.8K
41MCXMcCormick & Co. Inc.history →COM1.05%$3M30.5K
42JM Smucker CompanyCOM1.05%$3M21.4K
43Pimco Enhanced SH MAT ETFCOM0.99%$3M25.2K
44SPLKCHFSplunk Inc.COM0.94%$2M18.0K
45SPDR S&P 500 ETF TrustCOM0.90%$2M5.9K
46TAT&T CorpCOM0.88%$2M75.5K
47Pimco Dynamic Credit & Mortgage Income FundCOM0.68%$2M79.7K
48Exponential Technologies ETFCOM0.68%$2M29.9K
49Ishares Dow Jones US ETFCOM0.67%$2M17.3K
50MDYSPDR S&P Midcap 400COM0.65%$2M3.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$273,716126May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$280,379126Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$278,541125Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$269,575122Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$245,879123May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$274,031124Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$283,475127Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$275,479128Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$266,888132May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$242,696129Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$215,496124Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$228,553125Jul 25, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review127Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$179M125Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$206M126Aug 1, 202213F-HRchanges · EDGAR ↗
Q4 2021$292M131Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$270M124Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$278M124Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$259M124Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$246M122Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$215M113Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$201M110Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$150M98Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$214M122Jan 30, 202013F-HRchanges · EDGAR ↗
Q3 2019$194M121Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$189M121Jul 29, 201913F-HRchanges · EDGAR ↗
Q1 2019$196M130May 1, 201913F-HRchanges · EDGAR ↗
Q4 2018$159M122Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.