SEC 13F Intelligence

RFMZRIVERNORTH FLEXIBLE MUNI INC

CUSIP 76883Y107 · Yahoo Finance ↗ · Google Finance ↗

Rivernorth Flexible Muni Inc (RFMZ) has 58 institutional holders in Filings Flow’s 13F database, together reporting 7.67M shares worth $95M as of Q1 2026. The largest reported holders are Rockefeller Capital Management L.P., Robinson Capital Management, LLC, and Ubs Group AG.

Institutional Holders
58
Q1 2026
Reported Value
$95M
Ticker
RFMZ
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 12Q2 ’21Q4 ’21: 17Q4 ’21Q4 ’22: 34Q4 ’22Q4 ’25: 62Q4 ’25Q1 ’26: 58Q1 ’26Q2 ’26: 6Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $10MQ2 ’21Q4 ’21: $19MQ4 ’21Q4 ’22: $27MQ4 ’22Q4 ’25: $89MQ4 ’25Q1 ’26: $95MQ1 ’26Q2 ’26: $10MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM3.51%$8M643.7KQ1 2026OLDER
Atlas Wealth LLC$334M AUM1.28%$4M337.0KQ1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.99%$3M229.6KQ1 2026OLDER
ABSOLUTE INVESTMENT ADVISERS, LLC$852M AUM0.46%$4M280.7KQ3 2025OLDER
Noble Wealth Management PBC$223M AUM0.46%$1M74.7KQ2 2026
Quarry LP$558M AUM0.31%$1M110.0KQ3 2025OLDER
Matisse Capital$234M AUM0.27%$622,25449.2KQ1 2026OLDER
Logan Stone Capital, LLC$360M AUM0.24%$850,77667.3KQ1 2026OLDER
Financially in Tune, LLC$116M AUM0.19%$217,70717.2KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.17%$4M351.1KQ1 2026OLDER
Arlington Capital Management, Inc.$177M AUM0.16%$279,17322.1KQ1 2026OLDER
River Street Advisors LLC$296M AUM0.12%$361,36028.6KQ1 2026OLDER
Karpus Management, Inc.$3.2B AUM0.10%$3M263.2KQ1 2026OLDER
PW Nova Financial Services LLC$399M AUM0.10%$412,57432.6KQ1 2026OLDER
Saba Capital Management, L.P.$3.6B AUM0.10%$4M288.1KQ1 2026OLDER
Worth Asset Management, LLC$313M AUM0.10%$297,55621.8KQ2 2026
RIVERBRIDGE PARTNERS LLC$3.6B AUM0.06%$2M157.9KQ2 2026
IFC Advisors LLC$699M AUM0.05%$379,50030.0KQ1 2026OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.04%$835,00166.0KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.03%$2M187.0KQ1 2026OLDER
Pathstone Holdings, LLC$25.1B AUM0.03%$7M546.1KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.02%$10M811.5KQ1 2026OLDER
CALIBER WEALTH MANAGEMENT, LLC / KS$914M AUM0.02%$151,80012.0KQ1 2026OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.01%$344,59327.2KQ4 2025OLDER
XML Financial, LLC$1.2B AUM0.01%$164,45013.0KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.01%$1M114.5KQ1 2026OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.01%$152,71712.1KQ4 2025OLDER
SteelPeak Wealth, LLC$3.9B AUM0.01%$300,15023.0KQ3 2025OLDER
Wellspring Financial Advisors, LLC$1.3B AUM0.01%$126,50010.0KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.01%$160,96312.7KQ1 2026OLDER
Carnegie Investment Counsel$5.1B AUM0.01%$379,50030.0KQ1 2026OLDER
Plancorp, LLC$3.5B AUM0.01%$219,39716.8KQ3 2025OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.01%$148,36311.7KQ4 2025OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.01%$562,60944.5KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$1M101.0KQ2 2026
CHOREO, LLC$8.1B AUM0.00%$340,24726.9KQ1 2026OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.00%$157,75812.5KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$3M233.6KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$553,13643.7KQ1 2026OLDER
WPG Advisers, LLC$136M AUM0.00%$3,365266Q1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$75,9006.0KQ1 2026OLDER
NFSG Corp$608M AUM0.00%$13,0501.0KQ3 2025OLDER
Waverly Advisors, LLC$13.4B AUM0.00%$259,40120.5KQ1 2026OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$9,541700Q2 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$11,119879Q1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$12,182963Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$8M603.5KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$11,208886Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$5M390.6KQ2 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$4M355.0KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$175,99013.9KQ4 2025OLDER
&PARTNERS$20.2B AUM0.00%$140,48911.1KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M174.3KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$7M583.4KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$23,4901.8KQ3 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$188,46214.9KQ1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$210,68516.1KQ3 2025OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$204,24716.1KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$169,42613.4KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$686,54154.3KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$194,92115.4KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$10,356818Q4 2025OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$10,888860Q4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$427,65933.8KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$51,3974.1KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$223,04517.6KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$228,67818.1KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$40,5313.2KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$170,40413.5KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$12,6601.0KQ4 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$3,631287Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.