SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Waverton Investment Management Ltd

CIK 0001344114 · 16 BABMAES STREET, LONDON, X0, SW1Y 6AH · 00 44 207484 7484

Reported Value
$2.5B
Q3 2021
Positions
52
Filings on Record
30
2019–present window
Filed
Oct 18, 2021
original filing

Summary

Waverton Investment Management Ltd reported $2.5B in U.S.-listed holdings across 52 positions for Q3 2021.

Its largest position, MSFT, represents 9.7% of the portfolio.

Compared with Q2 2021, the fund opened 2 new positions and exited 2.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+57.0%
share of reported value
Largest Position
+9.7%
Microsoft Corporation Com US 0 00000625
New / Exited
2 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.6BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $2.0BQ3 ’19: $2.0BQ4 ’19: $1.9BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.8BQ3 ’20: $2.0BQ4 ’20: $2.2BQ4 ’20Q1 ’21: $2.3BQ2 ’21: $2.6BQ3 ’21: $2.5BQ4 ’21: $3.2BQ4 ’21Q1 ’22: $3.0BQ2 ’22: $2.6BQ3 ’22: $2.4BQ2 ’23: $3.5BQ2 ’23Q3 ’23: $3.5BQ4 ’23: $4.1BQ1 ’24: $4.8BQ2 ’24: $5.3BQ2 ’24Q3 ’24: $6.1BQ4 ’24: $6.3BQ1 ’25: $6.5BQ2 ’25: $7.3BQ2 ’25Q3 ’25: $7.8BQ4 ’25: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 90.4%Other: 4.8%ADR: 3.9%ETP: 1.0%
  • Common Stock · 90.4% · $2.3B
  • Other · 4.8% · $120M
  • ADR · 3.9% · $99M
  • ETP · 1.0% · $24M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PEPPepsico Inc Cap Stock US$0.0166NEW+114.5K114.5K+$17M$17M
JXNJackson Financial Com US$0.01NEW+13.3K13.3K+$345,000$345,000
MASI*Masimo Corporation Com US$0.001SOLD OUT−10.1K0−$2M$0
CDZICadiz Inc Com US$0.01SOLD OUT−42.1K0−$573,000$0
NTESNetease Inc. ADR Rep. 24 ComTRIMMED−34.4K40.3K−$5M$3M
BABAAlibaba Group Holdings Ltd Sponsored ADRTRIMMED−34.2K111.1K−$16M$16M
BMTABritish American Tobacco Ord 25p ADRTRIMMED−3.5K13.5K−$191,000$475,000
TMUST-Mobile US IncADDED+10.7K71.8K+$318,000$9M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMicrosoft Corporation Com US$0.00000625history →COM9.75%$247M876.4K
2COSTCostco Wholesale Corp Com Stock US$0.005history →COM6.35%$161M358.3K
3AMZNAmazon.com Inc Com US$0.01history →COM5.94%$151M45.8K
4HDHome Depot Inc Com US$0.05history →COM5.59%$142M431.5K
5MRSHMarsh & McLennan Cos Inc Com US$1.00history →COM5.57%$141M932.3K
6VVisa Inc Com Stock US$0.0001history →COM CL A5.04%$128M573.4K
7CMECME Group Inc Com US$0.01 'A'history →COM5.01%$127M656.3K
8INTUIntuit Inc Com US$0.01history →COM4.93%$125M231.8K
9TE Connectivity Ltd Com1.37REG SHS4.53%$115M837.2K
10UNPUnion Pacific Corporation Com US$2.50history →COM4.28%$108M553.4K
11AVYAvery Dennisonhistory →COM4.27%$108M523.0K
12QCOMQualcomm Inc Com US$0.0001history →COM3.90%$99M767.2K
13AAPLApple Inc Comhistory →COM3.65%$93M654.9K
14AXPAmerican Express Co Com US$0.20history →COM3.60%$91M544.7K
15HONGBPHoneywell International Inc Com US$1.00history →COM3.53%$89M421.2K
16FNFFidelity National Information Services Inc Com US$0.01history →FNF GROUP COM3.42%$87M713.5K
17DISWalt Disney Company Com US$0.01history →COM DISNEY3.32%$84M496.8K
18VMCVulcan Materials Com $1history →COM2.46%$62M368.5K
19TSMTaiwan Semiconductor Manufacturing ADS Rep 5 Ord TW$10history →SPONSORED ADS2.11%$54M479.8K
20SNPSSynopsys Inc US$0.01history →COM1.78%$45M150.6K
21ILMNIllumina Incorporated Com US$0.01history →COM1.36%$34M85.0K
22CRMSalesforce.com Inc Com US$0.001history →COM1.24%$32M116.3K
23BRK/BBerkshire Hathaway 'B' Com US$0.1667history →CL B NEW1.23%$31M114.6K
24INFYInfosys Ltd ADR Each Rep 1 Ord Shareshistory →SPONSORED ADR0.99%$25M1.13M
25PEPPepsico Inc Cap Stock US$0.0166history →COM0.68%$17M114.5K
26BABAAlibaba Group Holdings Ltd Sponsored ADRhistory →SPONSORED ADS0.65%$16M111.1K
27SPGIS&P Global Inchistory →COM0.49%$12M29.0K
28PINSPinterest Inc Com US$0.00001history →CL A0.48%$12M237.2K
29FSC1EUROaktree Speciality Lending Corporation Com US$0.01history →COM0.41%$10M1.47M
30Aberdeen Standard Physical Gold Shares ETFPHYSCL SWISS GLD0.39%$10M588.4K
31TMUST-Mobile US IncCOM0.36%$9M71.8K
32GQ9SPDR Gold Trust SharesGOLD SHS0.36%$9M55.8K
33TMOThermo Fisher Scientific COM US$1COM0.32%$8M14.3K
34ATVIEURActivision Blizzard Inc Com US$0.000001COM0.31%$8M101.2K
35KOCoca-Cola Com US$0.25COM0.26%$6M123.4K
36YUMCYum China Holdings Inc. US$0.01COM0.23%$6M102.5K
37LivaNova plc OrdSHS0.22%$6M70.3K
38SBUXStarbucks Corp Com USD0.001COM0.16%$4M37.4K
39NTESNetease Inc. ADR Rep. 24 ComSPONSORED ADS0.14%$3M40.3K
40BACVerizon Communications Com US$0.10COM0.11%$3M50.5K
41First Trust ISE Chindia Index Fund ETFCHINA ALPHADEX0.11%$3M53.5K
42PFEPfizer Inc Com US$0.05COM0.10%$3M58.1K
43EXMOCExxon Mobil Corporation ComCOM0.08%$2M34.8K
44CLColgate-Palmolive Co Com US$1.00COM0.07%$2M22.1K
45PPLTUSDAberdeen Standard Physical Platinum ETFPHYSCL PLATM SHS0.05%$1M14.9K
46Wisdom Tree EM Small Cap Dividend ETFUS S CAP QTY DIV0.04%$1M20.6K
47MRKMerck & Co Inc Com US$0.50COM0.04%$1M14.0K
48WRBW R Berkley Corp Com US$0.20COM0.03%$767,00010.5K
49BMTABritish American Tobacco Ord 25p ADRSPONSORED ADR0.02%$475,00013.5K
50R6C2Royal Dutch Shell plc Sponsored ADR Class 'B' 0.07SPON ADR B0.02%$443,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$01Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$7.8B101Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.3B105Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$6.5B102Apr 24, 202513F-HRchanges · EDGAR ↗
Q4 2024$6.3B101Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$6.1B98Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$5.3B94Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$4.8B94May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$4.1B96Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$3.5B72Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$3.5B73Aug 2, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review81Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review79Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.4B79Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.6B76Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.0B74Apr 26, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.2B68Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.5B52Oct 18, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.6B52Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.3B53Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.2B54Jan 22, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B52Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.8B51Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B47Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.9B46Jan 23, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$2.0B76Oct 29, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.0B78Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B74Apr 18, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.6B72Jan 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.