SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Waverton Investment Management Ltd

CIK 0001344114 · 16 BABMAES STREET, LONDON, X0, SW1Y 6AH · 00 44 207484 7484

Reported Value
$1.5B
Q1 2020
Positions
47
Filings on Record
30
2019–present window
Filed
Apr 30, 2020
original filing

Summary

Waverton Investment Management Ltd reported $1.5B in U.S.-listed holdings across 47 positions for Q1 2020.

Its largest position, MSFT, represents 11.0% of the portfolio.

Compared with Q4 2019, the fund opened 6 new positions and exited 5.

Portfolio Metrics

Turnover
+8.6%
vs prior filed quarter
Top-10 Concentration
+61.2%
share of reported value
Largest Position
+11.0%
Microsoft Corporation Com US 0 00000625
New / Exited
6 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.6BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $2.0BQ3 ’19: $2.0BQ4 ’19: $1.9BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.8BQ3 ’20: $2.0BQ4 ’20: $2.2BQ4 ’20Q1 ’21: $2.3BQ2 ’21: $2.6BQ3 ’21: $2.5BQ4 ’21: $3.2BQ4 ’21Q1 ’22: $3.0BQ2 ’22: $2.6BQ3 ’22: $2.4BQ2 ’23: $3.5BQ2 ’23Q3 ’23: $3.5BQ4 ’23: $4.1BQ1 ’24: $4.8BQ2 ’24: $5.3BQ2 ’24Q3 ’24: $6.1BQ4 ’24: $6.3BQ1 ’25: $6.5BQ2 ’25: $7.3BQ2 ’25Q3 ’25: $7.8BQ4 ’25: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 90.3%REIT: 4.7%ADR: 2.5%Other: 1.3%ETP: 1.1%
  • Common Stock · 90.3% · $1.4B
  • REIT · 4.7% · $73M
  • ADR · 2.5% · $38M
  • Other · 1.3% · $20M
  • ETP · 1.1% · $18M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FNFFidelity National Information Services Inc Com US$0.01NEW+585.2K585.2K+$71M$71M
TE Connectivity Ltd Com 1.37NEW+68.3K68.3K+$4M$4M
TMOThermo Fisher Scientific COM US$1NEW+14.0K14.0K+$4M$4M
ULTAUlta Beauty Inc US$0.01NEW+16.8K16.8K+$3M$3M
FSC1EUROaktree Speciality Lending Corporation Com US$0.01NEW+769.5K769.5K+$2M$2M
Wisdom TRNEW+11.2K11.2K+$368,000$368,000
DISWalt Disney Company Disney Com US$0.01ADDED+284.9K324.3K+$26M$31M
LHXL3 Harris Technologies Com US$1.00ADDED+125.1K182.9K+$22M$33M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMicrosoft Corporation Com US$0.00000625history →COM11.05%$170M1.08M
2AMZNAmazon.com Inc Com US$0.01history →COM7.97%$123M63.1K
3BDXBecton Dickinson Com US$1history →COM7.15%$110M480.3K
4CRMSalesforce.com Inc Com US$0.001history →COM5.71%$88M611.6K
5UNPUnion Pacific Corporation Com US$2.50history →COM5.60%$86M612.6K
6HDHome Depot Inc Com US$0.05history →COM5.38%$83M444.3K
7AMTAmerican Tower Corporation Com US$0.01history →COM4.73%$73M335.2K
8FNFFidelity National Information Services Inc Com US$0.01history →FNF GROUP COM4.62%$71M585.2K
9VVisa Inc Com Stock US$0.0001history →COM CL A4.49%$69M430.2K
10INTUIntuit Inc Com US$0.01history →COM4.47%$69M299.9K
11HONGBPHoneywell International Inc Com US$1.00history →COM4.41%$68M507.9K
12AAPLApple Inc Comhistory →COM3.92%$60M237.8K
13MRSHMarsh & McLennan Cos Inc Com US$1.00history →COM3.51%$54M626.2K
14BRK/BBerkshire Hathaway 'B' Com US$0.1667history →CL B NEW3.17%$49M267.2K
15CHVChevron Corporation Com US$0.75history →COM2.95%$45M627.1K
16LMTLockheed Martin Corp Com US$1.00history →COM2.88%$44M130.9K
17AXPAmerican Express Co Com US$0.20history →COM2.82%$43M507.8K
18ILMNIllumina Incorporated Com US$0.01history →COM2.74%$42M154.6K
19LHXL3 Harris Technologies Com US$1.00history →COM2.14%$33M182.9K
20DISWalt Disney Company Disney Com US$0.01history →COM DISNEY2.03%$31M324.3K
21BABAAlibaba Group Holdings Ltd Sponsored ADRhistory →SPONSORED ADS1.09%$17M86.7K
22INFYInfosys Ltd ADR Each Rep 1 Ord Shareshistory →SPONSORED ADR0.89%$14M1.68M
23GQ9SPDR Gold Trust SharesGOLD SHS0.59%$9M61.3K
24SPGIS&P Global IncCOM0.54%$8M33.7K
25Aberdeen Standard Physical Gold Shares ETFPHYSCL SWISS GLD0.53%$8M537.2K
26BMTABritish American Tobacco Ord 25p ADRSPONSORED ADR0.51%$8M228.5K
27ATVIEURActivision Blizzard Inc Com US$0.000001COM0.46%$7M119.9K
28Accenture Plc 'A' Ord USDSHS CLASS A0.45%$7M42.9K
29LivaNova plc Ord 1SHS0.34%$5M115.4K
30TAT&T Inc Com US$1.00COM0.29%$4M153.0K
31TE Connectivity Ltd Com 1.37REG SHS0.28%$4M68.3K
32TMOThermo Fisher Scientific COM US$1COM0.26%$4M14.0K
33Medtronic Plc US$0.0001SHS0.25%$4M42.0K
34BACVerizon Communications Com US$0.10COM0.23%$4M65.9K
35PFEPfizer Inc Com US$0.05COM0.22%$3M102.4K
36ULTAUlta Beauty Inc US$0.01COM0.19%$3M16.8K
37AMDAdvanced Micro DevicesCOM0.17%$3M56.8K
38ABTAbbott Laboratories ComCOM0.16%$3M32.0K
39FSC1EUROaktree Speciality Lending Corporation Com US$0.01COM0.16%$2M769.5K
40CLColgate-Palmolive Co Com US$1.00COM0.14%$2M31.5K
41PGProcter & Gamble Co ComCOM0.13%$2M18.0K
42EXMOCExxon Mobil Corporation ComCOM0.09%$1M38.0K
43JPMJP Morgan Chase Com US$1 (US quote)COM0.09%$1M15.3K
44MRKMerck & Co Inc Com US$0.50COM0.08%$1M15.6K
45CDZICadiz Inc Com US$0.01COM NEW0.08%$1M99.2K
46OXYOccidental Petroleum Corp Com US$0.20 USA (Regd)COM0.06%$879,00075.9K
47Wisdom TRUS S CAP QTY DIV0.02%$368,00011.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$01Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$7.8B101Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.3B105Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$6.5B102Apr 24, 202513F-HRchanges · EDGAR ↗
Q4 2024$6.3B101Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$6.1B98Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$5.3B94Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$4.8B94May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$4.1B96Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$3.5B72Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$3.5B73Aug 2, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review81Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review79Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.4B79Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.6B76Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.0B74Apr 26, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.2B68Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.5B52Oct 18, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.6B52Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.3B53Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.2B54Jan 22, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B52Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.8B51Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B47Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.9B46Jan 23, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$2.0B76Oct 29, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.0B78Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B74Apr 18, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.6B72Jan 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.